Counterfactuals

Introduction

Reading preferences

Optional display controls need JavaScript. All reading content and navigation work without it.

Source file content/counterfactuals/introduction/introduction.tex

Source file content/counterfactuals/introduction/material-conditional.tex

The Material Conditional

In its simplest form in English, a conditional is a sentence of the form “If dots then dots,” where the dots are themselves sentences, such as “If the butler did it, then the gardener is innocent.” In introductory logic courses, we earn to symbolize conditionals using the \lifsource connective: symbolize the parts indicated by dots, e.g., by formulas A!Asource and B!Bsource, and the entire conditional is symbolized by AB!A \lif !Bsource.

The connective \lifsource is truth-functional, i.e., the truth value---T\Truesource or F\Falsesource---of AB!A \lif !Bsource is determined by the truth values of A!Asource and B!Bsource: AB!A \lif !Bsource is true iff A!Asource is false or B!Bsource is true, and false otherwise. Relative to a truth value assignment v\pAssign vsource, we define vAB\pSat{v}{!A \lif !B}source iff vA\pSat/{v}{!A}source or vB\pSat{v}{!B}source. The connective \lifsource with this semantics is called the material conditional.

This definition results in a number of elementary logical facts. First of all, the deduction theorem holds for the material conditional:

If Γ,AB then ΓAB\text{If } \Gamma, !A \Entails !B \text{ then } \Gamma \Entails !A \lif !Bsource

It is truth-functional: AB!A \lif !Bsource and ¬AB\lnot !A \lor !Bsource are equivalent:

AB¬AB¬ABABA material conditional is entailed by its consequent and by the negation of its antecedent:BAB¬AABA false material conditional is equivalent to the conjunction of its antecedent and the negation of its consequent: if AB is false, A¬B is true, and vice versa:¬(AB)A¬BA¬B¬(AB)The material conditional supports modus ponens:A,ABBThe material conditional agglomerates:AB,ACA(BC)We can always strengthen the antecedent, i.e., the conditional is monotonic:AB(AC)BThe material conditional is transitive, i.e., the chain rule is valid:AB,BCACThe material conditional is equivalent to its contrapositive:AB¬B¬A¬B¬AAB!A \lif !B & \Entails \lnot !A \lor !B\\ \lnot !A \lor !B & \Entails !A \lif !B \intertext{A material conditional is entailed by its consequent and by the negation of its antecedent:} !B & \Entails !A \lif !B\\ \lnot !A & \Entails !A \lif !B \intertext{A false material conditional is equivalent to the conjunction of its antecedent and the negation of its consequent: if $!A \lif !B$ is false, $!A \land \lnot !B$ is true, and vice versa:} \lnot(!A \lif !B) & \Entails !A \land \lnot !B\\ !A \land \lnot !B & \Entails \lnot(!A \lif !B) \intertext{The material conditional supports modus ponens:} !A, !A \lif !B & \Entails !B \intertext{The material conditional agglomerates:} !A \lif !B, !A \lif !C & \Entails !A \lif (!B \land !C) \intertext{We can always strengthen the antecedent, i.e., the conditional is \emph{monotonic}:} !A \lif !B & \Entails (!A \land !C) \lif !B \intertext{The material conditional is transitive, i.e., the chain rule is valid:} !A \lif !B, !B \lif !C & \Entails !A \lif !C \intertext{The material conditional is equivalent to its contrapositive:} !A \lif !B & \Entails \lnot !B \lif \lnot !A\\ \lnot !B \lif \lnot !A & \Entails !A \lif !Bsource

These are all useful and unproblematic inferences in mathematical reasoning. However, the philosophical and linguistic literature is replete with purported counterexamples to the equivalent inferences in non-mathematical contexts. These suggest that the material conditional \lifsource is not---or at least not always---the appropriate connective to use when symbolizing English “if dots then dots” statements.

Source file content/counterfactuals/introduction/paradoxes-material.tex

Paradoxes of the Material Conditional

One of the first to criticize the use of AB!A \lif !Bsource as a way to symbolize “if dots then dots” statements of English was C. I. Lewis. Lewis was criticizing the use of the material condition in Whitehead and Russell's Principia Mathematica, who pronounced \lifsource as “implies.” Lewis rightly complained that if \lifsource meant “implies,” then any false proposition ppsource implies that ppsource implies qqsource, since p(pq)p \lif (p \lif q)source is true if ppsource is false, and that any true proposition qqsource implies that ppsource implies qqsource, since q(pq)q \lif (p \lif q)source is true if qqsource is true.

Logicians of course know that implication, i.e., logical entailment, is not a connective but a relation between formulas or statements. So we should just not read \lifsource as “implies” to avoid confusion.Footnote: Reading “\lifsource” as “implies” is still widely practised by mathematicians and computer scientists, although philosophers try to avoid the confusions Lewis highlighted by pronouncing it as “only if.” As long as we don't, the particular worry that Lewis had simply does not arise: ppsource does not “imply” qqsource even if we think of ppsource as standing for a false English sentence. To determine if pqp \Entails qsource we must consider all valuations, and pqp \Entails/ qsource even when we use ppsource to symbolize a sentence which happens to be false.

But there is still something odd about “if dots thendots” statements such as Lewis's

If the moon is made of green cheese, then 2+2=42+2=4source.

and about the inferences

The moon is not made of green cheese. Therefore, if the moon is made of green cheese, then 2+2=42+2=4source.

2+2=42+2 = 4source. Therefore, if the moon is made of green cheese, then 2+2=42+2=4source.

Yet, if “if dots then dots” were just \lifsource, the sentence would be unproblematically true, and the inferences unproblematically valid.

Another example of concerns the tautology (AB)(BA)(!A \lif !B) \lor (!B \lif !A)source. This would suggest that if you take two indicative sentences SSsource and TTsource from the newspaper at random, the sentence “If SSsource then TTsource, or if TTsource then SSsource” should be true.

Source file content/counterfactuals/introduction/strict-conditional.tex

The Strict Conditional

Lewis introduced the strict conditional \strictifsource and argued that it, not the material conditional, corresponds to implication. In alethic modal logic, AB!A \strictif !Bsource can be defined as (AB)\Box(!A \lif !B)source. A strict conditional is thus true (at a world) iff the corresponding material conditional is necessary.

How does the strict conditional fare vis-a-vis the paradoxes of the material conditional? A strict conditional with a false antecedent and one with a true consequent, may be true, or it may be false. Moreover, (AB)(BA)(!A \strictif !B) \lor (!B \strictif !A)source is not valid. The strict conditional AB!A \strictif !Bsource is also not equivalent to ¬AB\lnot !A \lor !Bsource, so it is not truth functional.

We have:

AB¬AB but:¬ABABBAB¬AAB¬(AB)A¬B but:A¬B¬(AB)However, the strict conditional still supports modus ponens:A,ABBThe strict conditional agglomerates:AB,ACA(BC)Antecedent strengthening holds for the strict conditional:AB(AC)BThe strict conditional is also transitive:AB,BCACFinally, the strict conditional is equivalent to its contrapositive:AB¬B¬A¬B¬AAB!A \strictif !B & \Entails \lnot !A \lor !B \text{ but:}\\ \lnot !A \lor !B & \Entails/ !A \strictif !B\\ !B & \Entails/ !A \strictif !B\\ \lnot !A & \Entails/ !A \strictif !B\\ \lnot(!A \lif !B) & \Entails/ !A \land \lnot !B \text{ but:}\\ !A \land \lnot !B & \Entails \lnot(!A \strictif !B) \intertext{However, the strict conditional still supports modus ponens:} !A, !A \strictif !B & \Entails !B \intertext{The strict conditional agglomerates:} !A \strictif !B, !A \strictif !C & \Entails !A \strictif (!B \land !C) \intertext{Antecedent strengthening holds for the strict conditional:} !A \strictif !B & \Entails (!A \land !C) \strictif !B \intertext{The strict conditional is also transitive:} !A \strictif !B, !B \strictif !C & \Entails !A \strictif !C \intertext{Finally, the strict conditional is equivalent to its contrapositive:} !A \strictif !B & \Entails \lnot !B \strictif \lnot !A\\ \lnot !B \strictif \lnot !A & \Entails !A \strictif !Bsource

Exercise constructing strict-conditional countermodels

Give LogS5-counterexamples to the entailment relations which do not hold for the strict conditional, i.e., for:

  1. ¬p(pq)\lnot p \Entails/ \Box(p \lif q)source

  2. q(pq)q \Entails/ \Box(p \lif q)source

  3. ¬(pq)p¬q\lnot\Box(p \lif q) \Entails/ p \land \lnot qsource

  4. (pq)(qp)\Entails/ \Box(p \lif q) \lor \Box(q \lif p)source

Exercise proving valid strict-conditional entailments

Show that the valid entailment relations hold for the strict conditional by giving LogS5-proofs of:

  1. (AB)¬AB\Box(!A \lif !B) \Entails \lnot !A \lor !Bsource

  2. A¬B¬(AB)!A \land \lnot !B \Entails \lnot\Box(!A \lif !B)source

  3. A,(AB)B!A, \Box(!A \lif !B) \Entails !Bsource

  4. (AB),(AC)(A(BC))\Box(!A \lif !B), \Box(!A \lif !C) \Entails \Box(!A \lif (!B \land !C))source

  5. (AB)((AC)B)\Box(!A \lif !B) \Entails \Box((!A \land !C) \lif !B)source

  6. (AB),(BC)(AC)\Box(!A \lif !B), \Box(!B \lif !C) \Entails \Box(!A \lif !C)source

  7. (AB)(¬B¬A)\Box(!A \lif !B) \Entails \Box(\lnot !B \lif \lnot !A)source

  8. (¬B¬A)(AB)\Box(\lnot !B \lif \lnot !A) \Entails \Box(!A \lif !B)source

However, the strict conditional still has its own “paradoxes.” Just as a material conditional with a false antecedent or a true consequent is true, a strict conditional with a necessarily false antecedent or a necessarily true consequent is true. Moreover, any true strict conditional is necessarily true, and any false strict conditional is necessarily false. In other words, we have

¬AABBABAB(AB)¬(AB)¬(AB)\Box \lnot !A & \Entails !A \strictif !B\\ \Box !B & \Entails !A \strictif !B\\ !A \strictif !B& \Entails \Box(!A \strictif !B)\\ \lnot(!A \strictif !B) & \Entails \Box\lnot(!A \strictif !B)source

These are not problems if you think of \strictifsource as “implies.” Logical entailment relationships are, after all, mathematical facts and so can't be contingent. But they do raise issues if you want to use \strictifsource as a logical connective that is supposed to capture “if dots then dots,” especially the last two. For surely there are “if dots then dots” statements that are contingently true or contingently false---in fact, they generally are neither necessary nor impossible.

Exercise proving the strict-conditional paradoxes

Give proofs in LogS5 of:

  1. ¬AAB\Box \lnot !A \Entails !A \strictif !Bsource

  2. AB(AB)!A \strictif !B \Entails \Box(!A \strictif !B)source

  3. ¬(AB)¬(AB)\lnot(!A \strictif !B) \Entails \Box\lnot(!A \strictif !B)source

Use the definition of \strictifsource to do so.

Source file content/counterfactuals/introduction/counterfactuals.tex

Counterfactuals

A very common and important form of “if dots then dots” constructions in English are built using the past subjunctive form of to be: “if it were the case that dots then it would be the case that dots” Because usually the antecedent of such a conditional is false, i.e., counter to fact, they are called counterfactual conditionals (and because they use the subjunctive form of to be, also subjunctive conditionals. They are distinguished from indicative conditionals which take the form of “if it is the case that dots then it is the case that dots” Counterfactual and indicative conditionals differ in truth conditions. Consider Adams's famous example:

If Oswald didn't kill Kennedy, someone else did.

If Oswald hadn't killed Kennedy, someone else would have.

The first is indicative, the second counterfactual. The first is clearly true: we know President John F. Kennedy was killed by someone, and if that someone wasn't (contrary to the Warren Report) Lee Harvey Oswald, then someone else killed Kennedy. The second one says something different. It claims that if Oswald hadn't killed Kennedy, i.e., if the Dallas shooting had been avoided or had been unsuccessful, history would have subsequently unfolded in such a way that another assassination would have been successful. In order for it to be true, it would have to be the case that powerful forces had conspired to ensure JFK's death (as many JFK conspiracy theorists believe).

It is a live debate whether the indicative conditional is correctly captured by the material conditional, in particular, whether the paradoxes of the material conditional can be “explained” in a way that is compatible with it giving the truth conditions for English indicative conditionals. By contrast, it is uncontroversial that counterfactual conditionals cannot be symbolized correctly by the material conditionals. That is clear because, even though generally the antecedents of counterfactuals are false, not all counterfactuals with false antecedents are true---for instance, if you believe the Warren Report, and there was no conspiracy to assassinate JFK, then Adams's counterfactual conditional is an example.

Counterfactual conditionals play an important role in causal reasoning: a prime example of the use of counterfactuals is to express causal relationships. E.g., striking a match causes it to light, and you can express this by saying “if this match were struck, it would light.” Material, and generally indicative conditionals, cannot be used to express this: “the match is struck \lifsource the match lights” is true if the match is never struck, regardless of what would happen if it were. Even worse, “the match is struck \lifsource the match turns into a bouquet of flowers” is also true if it is never struck, but the match would certainly not turn into a bouquet of flowers if it were struck.

It is still debated What exactly the correct logic of counterfactuals is. An influential analysis of counterfactuals was given by Stalnaker and Lewis. According to them, a counterfactual “if it were the case that SSsource then it would be the case that TTsource” is true iff TTsource is true in the counterfactual situation (“possible world”) that is closest to the way the actual world is and where SSsource is true. This is called an “ontic” analysis, since it makes reference to an ontology of possible worlds. Other analyses make use of conditional probabilities or theories of belief revision. There is a proliferation of different proposed logics of counterfactuals. There isn't even a single Lewis--Stalnaker logic of counterfactuals: even though Stalnaker and Lewis proposed accounts along similar lines with reference to closest possible worlds, the assumptions they made result in different valid inferences.

Source disclosures