Original text: CC0 1.0. Prerequisite proofs and component terms.
Constructing spatial energy from finite observations
OA-MOD-SC-01. Conventions and the actual prerequisites
Fix a concrete unital von Neumann algebra , put , and let be a normal semifinite faithful weight on . Both and the algebras are arbitrary. Inner products are linear in the first variable. Write for the semicyclic construction. We use the direct commutant convention: the denominator is a weight on , not on an unnamed opposite algebra.
For , say when for some finite constant. Then is the bounded extension of , and The extension, the intertwining identity, and -covariance are proved in OA-MOD-SD-02. In particular is linear and invariant under , and . The coefficient ideal and its positive cone are proved in SD-04; the finite energy polarization is SD-05.
Here are the further exact inputs.
- CP-06–08: the concrete Banach predual; its identification with ultraweakly continuous functionals; the positive norm formula; and domination of a positive normal functional by a square-summable vector sum. The exact positive vector-sum representation needed here is proved in SC-02 below.
- NW-11: every normal weight satisfies on its whole positive cone. Its proof uses the convex-analysis foundations stated in NW-01.
- WG-003–006 and WG-008: finite-domain algebra, GNS construction, and finite positive contraction nets for semifinite weights. WS-02–06 provide the finite-domain projection , the largest null projection , and their exact corner conventions for a normal numerator .
- BK-02–06: bicommutants, bounded monotone nets, bounded strong-to-ultraweak convergence, continuous functional calculus, inverse order and support cutoffs. The positive-operator square root, bounded-form representation, completion and orthogonal projection inputs are the course's stated Hilbert and bounded-calculus prerequisites.
- FC-02–05: the completion test for closability, relative lower semicontinuity and exact form cores. QF-03 represents a closed positive form on the closure of its domain. The required arbitrary-dimensional spectral calculus is supplied by SK-04–09, including exact integral domains, square roots and spectral transport. These proofs use their stated scalar, Hilbert-space and bounded-calculus prerequisites.
No standard form, modular conjugation, relative Tomita map, normal-representation image theorem or weight on a GNS commutant is used in the proof. In particular, the bounded normal-map criterion is not substituted for NW's infinite-valued weight theorem. The arguments below use these specified mathematical prerequisites.
OA-MOD-SC-02. Positive observations can be implemented by vector sums
Lemma. If is a concrete unital von Neumann algebra and , there are vectors , indexed by positive integers, such that The series is absolutely convergent. Every component functional is positive normal and satisfies . No separability hypothesis on is needed.
Proof. CP-08 gives square-summable vectors such that Let , a bounded *-representation on , and put . The subspace is invariant under and its adjoints, so it reduces this representation. Also , because is unital.
On the dense subspace , define The inequality , together with the positive-functional Cauchy–Schwarz inequality, proves that this rule is well-defined and It extends to a positive bounded sesquilinear form on . The bounded-form theorem gives a unique positive contraction with .
For , the equality holds because both sides equal . Extension from the dense cyclic subspace shows that commutes with . Its square root commutes as well. Set , and write its components as . For every , Evaluation at gives the asserted sum of squared norms. Absolute convergence follows from . For positive , each nonnegative summand is at most the sum, proving . Single-vector functionals are ultraweakly continuous by CP. If , the construction may be replaced by the zero sequence. ∎
The use of a countable series concerns one predual functional. The family of all normal functionals can be arbitrarily large. We have not chosen a countable family which detects the entire algebra.
OA-MOD-SC-03. The exact closure of bounded vectors
For this result alone let be any normal weight on a concrete unital von Neumann algebra . Do not assume semifiniteness or faithfulness. Define by the estimate (SC.1), using , its finite left ideal, and the original action on . Let be the largest -null projection from WS-04.
Theorem. In particular, a faithful normal weight has dense bounded vectors. For a normal semifinite weight, is its support in the WS-06 convention.
Proof. The bounded-vector space is linear. If and is bounded, then so is bounded. The closed subspace therefore reduces , and its projection lies in .
Since , the projection lies in . Testing the bounded-vector estimate with gives . Consequently .
For the reverse inequality, let satisfy , and implement it by the vector sum in SC-02. For every , Thus each , with constant one. Hence NW-11, applied at the positive element , gives . Maximality of implies , or . Combining the inequalities proves (SC.4). ∎
Faithfulness gives , so the denominator of SC-01 has dense in . Semifiniteness is still needed elsewhere: it makes the bounded-vector map injective by finite cutoffs. SC-03 alone does not assert that injectivity for an arbitrary normal weight.
OA-MOD-SC-04. A coefficient ideal with an explicit approximate identity
Return to the setting of SC-01, and set By SD-04 this is an algebraic two-sided *-ideal of , and
Proposition. The ideal is ultraweakly dense. More precisely, direct by the usual positive order and put Then , , and strongly. For any ,
Proof. Addition makes the index set directed. Functional calculus and the ideal property put in . Inverse order gives , so there is a positive contraction which is their strong supremum.
For every fixed , all , , are indices, and the support-cutoff theorem gives . Thus , and a positive contraction dominating a projection is the identity on its range.
These support ranges span . Indeed, a vector orthogonal to all of them is annihilated by every . Therefore . Choose the finite positive contraction net for . Each , and Strong convergence gives for every ; SC-03 gives . Thus acts as the identity on a dense subspace, and .
The ideal property gives for every . This norm-bounded net converges strongly and ultraweakly to , proving density. Finally, compression of the increasing net by preserves positivity and order, gives the strong limit in (SC.7), and stays in the ideal. ∎
This proof supplies actual increasing positive approximants. Ultraweak density of a linear space, by itself, would not supply (SC.7) for passing limits through an infinite-valued normal weight.
OA-MOD-SC-05. Finite energy and its Hilbert-space closure
Let be any normal weight on . Write and for its finite-domain and null projections, so . Define SD-05 proves that is linear and that is a nonnegative sesquilinear form. Here is the finite linear extension on ; its argument is in that domain by SD-05. The proof there needs no semifiniteness of the numerator, so it applies with the present hypotheses.
Proposition. Consequently this form is densely defined on exactly when is semifinite.
Proof. If , the positive operator has finite weight. WS-02 therefore gives . For every , Thus . Testing at , with the finite denominator cutoffs , gives . Since commutes with , passage to the strong limit gives . Hence .
Conversely, let have finite -weight, and let . Covariance and the bound give Its weight is finite, so . Density of shows that the closure of contains , and hence its closure . By WS-02, the ranges of all these finite positive elements span . This proves the reverse inclusion and (SC.10). Finally is exactly semifiniteness by WS-02. ∎
No invariance of under arbitrary elements of has been asserted. The displayed estimate uses a finite positive element on the outside of a bounded coefficient; a general weight does not satisfy a tracial conjugation bound.
OA-MOD-SC-06. Lower semicontinuity on bounded vectors
Theorem. The function is lower semicontinuous for the topology inherited from the Hilbert norm of . The form on is closable.
Proof. For each with , choose a representation (SC.3). Since is bounded, For a fixed vector , the norm of has the variational description Indeed, the expression equals , and is dense in . Completing the square gives the supremum of the squared norm.
Each expression inside the supremum in (SC.12) is norm continuous in on all of : is one fixed bounded operator. Thus this squared norm is lower semicontinuous on . Finite sums of these nonnegative lower semicontinuous functions are lower semicontinuous. Their increasing supremum over finite initial segments is (SC.11), so that function is also lower semicontinuous.
Finally NW-11 gives, including infinite values, A supremum of lower semicontinuous functions is lower semicontinuous. Restricting to proves relative lower semicontinuity of the diagonal of ; FC-04 then proves closability. ∎
There is no assumption that stays bounded when . Formula (SC.12) was used precisely to make every test continuous without such a bound. Also, the normal-functionals supremum need not be a directed or countable supremum.
OA-MOD-SC-07. Completion gives the exact core and energy formula
Let be the canonical closure of , constructed by completing its form norm as in FC-02. Write .
Theorem. The form is closed and densely defined on . Its original domain is exactly It is a form core: every is the limit of a sequence in the norm . On all bounded vectors the exact extended energy identity is These properties determine the closed form uniquely.
Proof. Closability is SC-06. FC-02 supplies the closed extension and makes a form core by construction. Hilbert limits of its form-Cauchy sequences stay in by SC-05, and its domain contains , which is dense there. Thus it is densely defined on .
The inclusion and equality of its old and new energies follow from extension. Conversely, let , and choose the core sequence . Its energies converge to . One way to see this is to apply Cauchy–Schwarz for the form to the difference: . Relative lower semicontinuity from SC-06 gives Therefore . This proves (SC.14); agreement of the extension then gives equality, rather than merely the preceding inequality. The remaining bounded vectors have infinite original energy by the definition of , proving (SC.15).
If another closed form has the same diagonal on and has as a form core, polarization gives the same form there. Both forms are the completion of that same form norm with the same inclusion into , so FC-02 identifies them. ∎
The sequence in this statement approximates one vector in a Hilbert norm. It does not impose a countable exhaustion of or a separable Hilbert space. The core condition is necessary for the uniqueness statement; agreement on a merely Hilbert-dense subspace is insufficient.
OA-MOD-SC-08. All and only the null directions survive at zero energy
Theorem.
Proof of the inclusion from the null projection. For , covariance gives This positive element has -weight zero by WS-04. Thus and its energy vanishes. Since is dense, is dense in . For any , a Hilbert-norm approximating sequence from this space is also form-Cauchy, because all its differences have zero energy. The closure construction puts in with zero energy.
Proof that there are no further null directions. Choose one vector-sum implementation for every dominated by , and let This space reduces , so its projection lies in . For every such , Thus every implementing vector is in , and this space is -invariant because . Hence . On the other hand, all implementing vectors lie in , so for every dominated . NW-11 gives , hence . Therefore
Now let have zero energy. Choose converging to it in form norm. Then . For fixed and , (SC.11) gives The fixed bounded operator preserves Hilbert-norm convergence, so . For any , the denominator's finite cutoffs satisfy and . It follows that for all . Replacing by its adjoint shows that is orthogonal to every generator of . Equation (SC.17) gives , as required. ∎
The argument uses as a null-carrier projection during testing. The effective support of the closed form on its actual Hilbert space is . Equating these two projections before imposing semifiniteness would lose the infinite-energy directions.
OA-MOD-SC-09. The representing operator and its domains
Apply QF-03 to on . There is a unique nonnegative self-adjoint operator on such that Its operator domain is exactly Uniqueness of follows from density in . The initial finite-energy domain is an operator core for , because its graph norm is exactly the form norm. Thus the restriction of to is essentially self-adjoint on .
The kernel of is , and its support, viewed as a projection on , is . To verify the kernel without confusing the two domains, if , form Cauchy–Schwarz gives for every ; (SC.19) then gives and . Conversely, an operator-null vector has zero form by (SC.18), or by pairing (SC.19) with itself. Now apply SC-08. For a self-adjoint operator on , the closure of its range is the orthogonal complement in of its kernel, which gives .
When is semifinite, . We denote this operator on all of by Equations (SC.14)–(SC.19) give its full finite-coefficient construction and exact square-root core. Its support is , and if is also faithful, it has zero kernel. These conclusions do not assert that is affiliated with ; a spatial derivative generally is not.
When , retain the pair , or equivalently the closed form extended by infinity outside . Adding the zero operator on would give finite zero energy there and violate (SC.15). We make no such extension. This construction for arbitrary normal numerators is stronger in domain generality than the ordinary semifinite-numerator operator statement, while its relative modular identification remains a separate obligation.
OA-MOD-SC-10. Weight order is exactly closed-form order
For any normal numerator, extend the diagonal of by off . For two such forms, write when This is the order of these extended diagonals on .
Theorem. For arbitrary normal weights on , with the same denominator , For semifinite numerators this is the usual form order of their spatial derivatives.
Proof of the forward implication. Pointwise weight order gives and on . Let , and approximate it by in the -norm. The inequality applied to differences shows that this sequence is Cauchy in the closed form norm of . Completeness gives a limit in , whose Hilbert-space image must be . Passing to the limits of the two energies proves , and also proves the needed domain inclusion.
Proof of the reverse implication. Let . If is finite, (SC.14) puts . The form-order assumption and (SC.15) give If the right side is infinite, this inequality holds automatically. Thus it holds for every bounded vector. The positive-cone identity (SC.5) and finite additivity of weights extend it to every element of , including infinite values. For , use the increasing approximants (SC.7) and normality: This proves the weight inequality on the whole positive cone. ∎
The construction is therefore injective on normal weights: equal closed spatial forms imply equal weights. An energy comparison on a smaller test set would need an additional core or positive approximation argument; that requirement is met here by SC-04 and SC-07.