Original text: CC0 1.0. Prerequisite proofs and component terms.

Detecting normal weights by finite observations

An infinite weight cannot be tested by applying a bounded-functional continuity theorem to it. This unit proves the equivalence between preservation of increasing suprema, arbitrary positive summation, lower semicontinuity, and recovery from dominated normal positive functionals. The algebra and the weight are arbitrary: faithfulness, semifiniteness, separability, and the existence of a faithful normal state on the whole algebra are not hypotheses.

The mathematical target is Takesaki, Theory of Operator Algebras II, VII.1, Theorem 1.11. The proof is organized around three mechanisms: control of a GNS limit by summable energy increments, assembly from corners admitting normal states, and positive separation of hereditary sets. In particular, the GNS argument below does not require an absolute-value operation on the weight's finite linear domain.

OA-MOD-NW-01 — Objects, topologies, and foundation contracts

Let MM be a unital von Neumann algebra and φ:M+→[0,∞]\varphi:M_+\to[0,\infty] a weight, with the conventions of OA-MOD-WG-002. Put

nφ={x:φ(x∗x)<∞},∥Λφ(x)∥2=φ(x∗x). \mathfrak n_\varphi=\{x:\varphi(x^*x)<\infty\},\qquad \|\Lambda_\varphi(x)\|^2=\varphi(x^*x).

The linear map Λφ:nφ→Hφ\Lambda_\varphi:\mathfrak n_\varphi\to H_\varphi, its null quotient, and its Hilbert completion are those constructed in OA-MOD-WG-003–006. Inner products are linear in the first variable. Write M∗+M_*^+ for the positive ultraweakly continuous linear functionals on MM.

The ultraweak topology is σ(M,M∗)\sigma(M,M_*). The sigma-strong topology is generated by

pω(x)=ω(x∗x)1/2,ω∈M∗+. p_\omega(x)=\omega(x^*x)^{1/2},\qquad \omega\in M_*^+.

The sigma-strong* topology adds pω(x∗)p_\omega(x^*). Throughout this unit, these are locally convex topologies on the entire algebra; when a continuity argument uses a norm bound, that bound is stated.

A family (ai)i∈I⊆M+(a_i)_{i\in I}\subseteq M_+ is summable here if its finite partial sums have an upper bound in M+M_+. OA-MOD-BK-04 then gives

∑i∈Iai=sup⁡F⊆I, F finite∑i∈Fai∈M+. \sum_{i\in I}a_i =\sup_{F\subseteq I,\ F\text{ finite}}\sum_{i\in F}a_i\in M_+.

The partial sums converge sigma-strongly and ultraweakly. Conversely, if the finite partial sums converge sigma-strongly to bb, then each partial sum is at most bb, by passing to the limit in its positive differences with all later partial sums. Thus this definition is equivalent to sigma-strong summability of a positive family. Indeed, if bF↑bb_F\uparrow b and 0≤b−bF≤C10\leq b-b_F\leq C1, then pω(b−bF)2≤Cω(b−bF)→0p_\omega(b-b_F)^2\leq C\omega(b-b_F)\to0. A scalar sum over an arbitrary set always means the supremum of its finite subsums.

The proofs use the following exact foundation contracts.

These are bounded functional-analysis and predual prerequisites. They do not assume any characterization theorem for weights. The weight-theoretic arguments below use these precise prerequisites. Bounded functional calculus, support and polar decompositions, inverse order, and monotone operator nets are supplied by OA-MOD-BK. No unbounded spectral theorem, modular theorem, or result about closed positive forms is used.

For later use, bounded multiplication is sigma-strong* continuous. For example, if xi→xx_i\to x, yi→yy_i\to y sigma-strong* and the two nets are norm bounded, then

pω(xiyi−xy)≤∥xi∥pω(yi−y)+pωy(xi−x),ωy(z)=ω(y∗zy). p_\omega(x_iy_i-xy) \leq \|x_i\|p_\omega(y_i-y)+p_{\omega_y}(x_i-x), \quad \omega_y(z)=\omega(y^*zy).

The adjoints satisfy the analogous estimate. Uniform polynomial approximation therefore makes the square-root operation sigma-strongly continuous on every norm-bounded positive set. It also makes any fixed continuous real function on a common compact spectral interval continuous on bounded self-adjoint sets. The norm of each functional-calculus approximation error controls every pωp_\omega.

OA-MOD-NW-02 — The implications requiring no localization

Consider these four assertions:

N:φ(a)=sup⁡αφ(aα)whenever 0≤aα↑a∈M+;A:φ ⁣(∑i∈Iai)=∑i∈Iφ(ai)for every summable positive family;L:{a∈M+:φ(a)≤c} is ultraweakly closed for every finite c≥0;P:φ(a)=sup⁡ω∈Fφω(a)(a∈M+),Fφ={ω∈M∗+:ω(b)≤φ(b) for every b∈M+}. \begin{array}{ll} \mathrm{N}:& \varphi(a)=\sup_\alpha\varphi(a_\alpha) \quad\text{whenever }0\leq a_\alpha\uparrow a\in M_+;\\ \mathrm{A}:& \displaystyle\varphi\!\left(\sum_{i\in I}a_i\right) =\sum_{i\in I}\varphi(a_i) \quad\text{for every summable positive family};\\ \mathrm{L}:& \{a\in M_+:\varphi(a)\leq c\} \text{ is ultraweakly closed for every finite }c\geq0;\\ \mathrm{P}:& \displaystyle\varphi(a)=\sup_{\omega\in\mathcal F_\varphi}\omega(a) \quad(a\in M_+),\\ &\mathcal F_\varphi=\{\omega\in M_*^+:\omega(b)\leq\varphi(b) \text{ for every }b\in M_+\}. \end{array}

Proposition. P⇒L⇒N⇒A\mathrm{P}\Rightarrow\mathrm{L}\Rightarrow\mathrm{N}\Rightarrow\mathrm{A}.

Proof. Under P, a sublevel set is the intersection of M+M_+ with the closed half-spaces {ω≤c}\{\omega\leq c\}, proving L. If aα↑aa_\alpha\uparrow a, the net converges ultraweakly by OA-MOD-BK-04. Write r=sup⁡αφ(aα)r=\sup_\alpha\varphi(a_\alpha). Monotonicity gives r≤φ(a)r\leq\varphi(a). If r=∞r=\infty, equality already follows. Otherwise all aαa_\alpha lie in the closed sublevel set at rr, so aa does too. This proves N. Finally, the finite partial sums of a summable family increase to its sum. N and finite additivity give A. □\square

L is exactly lower semicontinuity of the extended-valued function on M+M_+ with its relative ultraweak topology. Equivalently, φ(a)≤lim inf⁡αφ(aα)\varphi(a)\leq\liminf_\alpha\varphi(a_\alpha) for every ultraweakly convergent net aα→aa_\alpha\to a in M+M_+. The net formulation includes infinite values and does not require the original net to be norm bounded.

OA-MOD-NW-03 — Corners and the countability they actually provide

Call a projection pp sigma-finite if pMppMp has a faithful normal state; include 00 in this class. Equivalently, a nonzero such pp is the support of a normal state on MM: extend a state of pMppMp by x↦ω(pxp)x\mapsto\omega(pxp), or restrict a state with support pp.

Let P\mathcal P be these projections and define

J=⋃p∈PpMp. J=\bigcup_{p\in\mathcal P}pMp.

Projection facts. Subprojections and countable joins of members of P\mathcal P again belong to P\mathcal P. Equivalent projections have this property simultaneously. Consequently JJ is a two-sided *-ideal, and the ultraweak limit of a sequence in JJ belongs to JJ.

Proof. Restrict a faithful corner state to a nonzero subprojection and normalize it. For pn∈Pp_n\in\mathcal P, choose normal states ωn\omega_n supported on the nonzero pnp_n. A sum with strictly positive summable coefficients has support ⋁npn\bigvee_n p_n. To check this last assertion, put q=⋁npnq=\bigvee_n p_n. The sum vanishes on 1−q1-q. If a∈(qMq)+a\in(qMq)_+ and every ωn(a)=0\omega_n(a)=0, corner faithfulness gives pnapn=0p_nap_n=0, hence a1/2pn=0a^{1/2}p_n=0. Since the ranges of the pnp_n span a dense subspace of qHqH, this forces a=0a=0. Thus the normalized sum is faithful on qMqqMq.

If u∗u=pu^*u=p, uu∗=quu^*=q, a faithful state on pMppMp transports to qMqqMq by a↦ω(u∗au)a\mapsto\omega(u^*au). This proves invariance under equivalence.

An element belongs to JJ precisely when its left and right support projections belong to P\mathcal P: one direction follows by taking subprojections; the other uses their finite join. The right support of axax is at most the right support of xx. The two supports of axax are equivalent by polar decomposition, so ax∈Jax\in J if x∈Jx\in J. Adjoints give the right ideal property, while finite joins handle sums. Finally, if xn∈Jx_n\in J, one countable join q∈Pq\in\mathcal P satisfies xn=qxnqx_n=qx_nq for all nn. If xn→xx_n\to x ultraweakly, fixed multiplication gives x=qxqx=qxq. □\square

There is an orthogonal family (pi)i∈I⊆P(p_i)_{i\in I}\subseteq\mathcal P with sum 11. Indeed, every nonzero projection ee contains a nonzero member of P\mathcal P: choose ω∈M∗+\omega\in M_*^+ with ω(e)>0\omega(e)>0, compress to eMeeMe, and take its support. A maximal orthogonal family, obtained by Zorn's lemma, must therefore have supremum 11. No assertion that II is countable is made.

Metric lemma. If ω\omega has support pp, the metric

dω(x,y)=ω((x−y)∗(x−y))1/2 d_\omega(x,y)=\omega((x-y)^*(x-y))^{1/2}

induces the sigma-strong topology on each norm ball of MpMp. On a norm ball of pMppMp, the sum dω(x,y)+dω(x∗,y∗)d_\omega(x,y)+d_\omega(x^*,y^*) induces the sigma-strong* topology.

Proof. For x=xpx= xp, x∗x∈pMpx^*x\in pMp; faithfulness there shows that dωd_\omega separates points. Only one direction of the topology assertion needs proof. Suppose xα,x∈Mpx_\alpha,x\in Mp, all of norm at most RR, and dω(xα,x)→0d_\omega(x_\alpha,x)\to0. Put

tα=(xα−x)∗(xα−x),0≤tα≤4R2p. t_\alpha=(x_\alpha-x)^*(x_\alpha-x),\qquad 0\leq t_\alpha\leq4R^2p.

For any ψ∈M∗+\psi\in M_*^+, failure of ψ(tα)→0\psi(t_\alpha)\to0 gives a subnet on which ψ(tα)≥ε>0\psi(t_\alpha)\geq\varepsilon>0. The order interval [0,4R2p][0,4R^2p] is ultraweakly compact. A further subnet has an ultraweak limit tt there. Then ω(t)=0\omega(t)=0, so t=0t=0 by faithfulness, whereas ψ(t)≥ε\psi(t)\geq\varepsilon, a contradiction. Thus every sigma-strong seminorm tends to zero. Apply this argument also to adjoints inside pMppMp for the second assertion. □\square

The existence of this metric on a corner does not assert separability of that metric space.

OA-MOD-NW-04 — Passing an energy bound through an unbounded majorant

For t>0t>0, define

rt(h)=h(1+th)−1=1t(1−(1+th)−1) r_t(h)=h(1+th)^{-1} =\frac1t\bigl(1-(1+th)^{-1}\bigr)

whenever h=h∗h=h^* and 1+th1+th is strictly positive. Inverse order gives operator monotonicity of rtr_t on this domain. For h≥0h\geq0,

0≤rt(h)≤h,rt(h)≤t−11,rt(h)↑h(t↓0). 0\leq r_t(h)\leq h,\qquad r_t(h)\leq t^{-1}1, \qquad r_t(h)\uparrow h\quad(t\downarrow0).

The last convergence is even in norm for a fixed bounded hh.

Lemma. Suppose φ\varphi satisfies N. Let yn∈M+y_n\in M_+ be norm bounded and converge sigma-strongly to yy. Suppose bn∈M+b_n\in M_+ increases, yn≤bny_n\leq b_n, and

sup⁡nφ(bn)≤C<∞. \sup_n\varphi(b_n)\leq C<\infty.

The norms of the bnb_n need not be bounded. Then φ(y)≤C\varphi(y)\leq C.

Proof. Fix t>0t>0. The bounded increasing sequence rt(bn)r_t(b_n) has a supremum ct∈M+c_t\in M_+. By N,

φ(ct)=sup⁡nφ(rt(bn))≤sup⁡nφ(bn)≤C. \varphi(c_t)=\sup_n\varphi(r_t(b_n)) \leq\sup_n\varphi(b_n)\leq C.

Monotonicity gives rt(yn)≤rt(bn)≤ctr_t(y_n)\leq r_t(b_n)\leq c_t. The bounded functional-calculus continuity from NW-01 gives rt(yn)→rt(y)r_t(y_n)\to r_t(y) sigma-strongly and ultraweakly. The positive cone is ultraweakly closed, so rt(y)≤ctr_t(y)\leq c_t. Hence φ(rt(y))≤C\varphi(r_t(y))\leq C. Apply N once more to rt(y)↑yr_t(y)\uparrow y to obtain the result. □\square

The order supremum of the bnb_n themselves was never asserted to exist in MM. This is why the bounded functions rtr_t enter the argument.

OA-MOD-NW-05 — Closing a GNS graph by summable increments

Theorem. Suppose φ\varphi satisfies N. If xn∈nφx_n\in\mathfrak n_\varphi is norm bounded, xn→xx_n\to x sigma-strong*, and Λφ(xn)→ξ\Lambda_\varphi(x_n)\to\xi in Hilbert norm, then

x∈nφ,Λφ(x)=ξ. x\in\mathfrak n_\varphi,\qquad \Lambda_\varphi(x)=\xi.

This sequential statement holds on an arbitrary von Neumann algebra.

Proof. Choose a subsequence, relabeled uku_k, so fast that, for zk=uk+1−ukz_k=u_{k+1}-u_k,

φ(zk∗zk)=∥Λφ(zk)∥2≤16−k. \varphi(z_k^*z_k)=\|\Lambda_\varphi(z_k)\|^2\leq16^{-k}.

This is possible because the given GNS vectors are Cauchy. Let λk=2−k\lambda_k=2^{-k} and Lk=∑j=k∞λj=21−kL_k=\sum_{j=k}^\infty\lambda_j=2^{1-k}. For N≥kN\geq k, weighted Cauchy–Schwarz on every vector in a faithful concrete representation gives

tk,N=∑j=kNzj=uN+1−uk,tk,N∗tk,N≤Lk∑j=kNλj−1zj∗zj=:bk,N. \begin{aligned} t_{k,N}&=\sum_{j=k}^Nz_j=u_{N+1}-u_k,\\ t_{k,N}^*t_{k,N} &\leq L_k\sum_{j=k}^N\lambda_j^{-1}z_j^*z_j =:b_{k,N}. \end{aligned}

Explicitly, ∥∑zjv∥2≤(∑λj)∑λj−1∥zjv∥2\|\sum z_jv\|^2 \leq(\sum\lambda_j)\sum\lambda_j^{-1}\|z_jv\|^2; enlarging the first scalar sum to LkL_k proves the operator inequality.

For fixed kk, the left side is a norm-bounded sequence converging sigma-strongly to (x−uk)∗(x−uk)(x-u_k)^*(x-u_k), by the strong* assumption and bounded multiplication. The right side increases and

sup⁡Nφ(bk,N)≤Lk∑j=k∞2j16−j=21−k2−3k1−2−3=:Ck. \sup_N\varphi(b_{k,N}) \leq L_k\sum_{j=k}^\infty2^j16^{-j} =\frac{2^{1-k}2^{-3k}}{1-2^{-3}} =:C_k.

Here Ck<∞C_k<\infty and Ck→0C_k\to0. NW-04 yields

φ((x−uk)∗(x−uk))≤Ck. \varphi((x-u_k)^*(x-u_k))\leq C_k.

Thus x−uk∈nφx-u_k\in\mathfrak n_\varphi. Since uku_k lies there and the domain is linear, x∈nφx\in\mathfrak n_\varphi. Moreover ∥Λφ(x)−Λφ(uk)∥2≤Ck→0\|\Lambda_\varphi(x)-\Lambda_\varphi(u_k)\|^2\leq C_k\to0. The same subsequence converges to ξ\xi, so Λφ(x)=ξ\Lambda_\varphi(x)=\xi. □\square

This proof neither assumes ∣h∣∈mφ|h|\in\mathfrak m_\varphi for self-adjoint h∈mφh\in\mathfrak m_\varphi, nor applies the weight to a norm limit using an unproved semicontinuity assertion.

OA-MOD-NW-06 — Lower semicontinuity on a sigma-finite corner

Proposition. On a sigma-finite von Neumann algebra, A implies N.

Proof. Choose a faithful normal state ω\omega. Given aα↑aa_\alpha\uparrow a, inductively choose an increasing sequence of indices αn\alpha_n such that

ω(a)−ω(aαn)<1/n. \omega(a)-\omega(a_{\alpha_n})<1/n.

Normality of the bounded functional ω\omega, or simply ultraweak convergence of the increasing net, supplies each choice. The sequence aαna_{\alpha_n} has a supremum b≤ab\leq a. Ultraweak continuity gives ω(b)=ω(a)\omega(b)=\omega(a), so faithfulness implies b=ab=a. Set aα0=0a_{\alpha_0}=0 and dn=aαn−aαn−1≥0d_n=a_{\alpha_n}-a_{\alpha_{n-1}}\geq0. Then ∑ndn=a\sum_nd_n=a, and A gives

φ(a)=∑nφ(dn)=sup⁡nφ(aαn)≤sup⁡αφ(aα)≤φ(a). \varphi(a)=\sum_n\varphi(d_n) =\sup_n\varphi(a_{\alpha_n}) \leq\sup_\alpha\varphi(a_\alpha)\leq\varphi(a).

No infinite subtraction occurs. □\square

Proposition. On a sigma-finite von Neumann algebra, N implies L.

Proof. For finite r,s≥0r,s\geq0, consider the bounded part of the graph

Gr,s={(x,Λφ(x)):x∈nφ, ∥x∥≤r, ∥Λφ(x)∥≤s}⊆M⊕Hφ. G_{r,s}=\{(x,\Lambda_\varphi(x)): x\in\mathfrak n_\varphi,\ \|x\|\leq r,\ \|\Lambda_\varphi(x)\|\leq s\}\subseteq M\oplus H_\varphi.

It is convex. The product of sigma-strong* topology in MM and norm topology in HφH_\varphi is metrizable on the containing norm balls, by NW-03. A point of its closure is therefore the limit of a sequence in Gr,sG_{r,s}. NW-05 proves that the point belongs to the graph; the two norm bounds persist. Thus Gr,sG_{r,s} is closed for that product topology.

By the compatible-dual contract and Hahn–Banach separation, the closure of this convex set is the same for the product of ultraweak and weak Hilbert topologies. It is consequently a closed subset of the product of two compact balls, hence compact.

Its projection to MM is

{x:∥x∥≤r, φ(x∗x)≤s2}. \{x:\|x\|\leq r,\ \varphi(x^*x)\leq s^2\}.

This set is ultraweakly compact and therefore closed. The set Es={x:φ(x∗x)≤s2}E_s=\{x:\varphi(x^*x)\leq s^2\} is convex, because it is the inverse image of a Hilbert ball under the linear GNS map on its linear domain. Krein–Smulian now shows that EsE_s is ultraweakly closed.

Fix c≥0c\geq0. In a norm ball, if aα≥0a_\alpha\geq0, φ(aα)≤c\varphi(a_\alpha)\leq c, and aα→aa_\alpha\to a sigma-strongly, then aα1/2→a1/2a_\alpha^{1/2}\to a^{1/2} sigma-strongly and ultraweakly. Every square root lies in EcE_{\sqrt c}, hence so does the limit. Therefore φ(a)≤c\varphi(a)\leq c. The bounded slice of this sublevel set is convex, so compatible duals make it ultraweakly closed. A second use of Krein–Smulian proves that the entire sublevel set is ultraweakly closed. This proves L, including c=0c=0. □\square

The sequence in this proof exists because the algebra is sigma-finite. The next two items remove that local hypothesis.

OA-MOD-NW-07 — A bounded gluing lemma for hereditary sets

Let F⊆M+F\subseteq M_+ be convex and hereditary, meaning

0≤b≤a∈F⟹b∈F. 0\leq b\leq a\in F\quad\Longrightarrow\quad b\in F.

Assume F∩pMpF\cap pMp is ultraweakly closed for every p∈Pp\in\mathcal P.

Lemma. If aα∈F∩Ja_\alpha\in F\cap J is norm bounded and converges sigma-strongly to a∈Ja\in J, then a∈Fa\in F.

Proof. The assertion is empty if F=∅F=\varnothing, so assume F≠∅F\neq\varnothing. Put

E={x∈J:x∗x∈F}. E=\{x\in J:x^*x\in F\}.

This set is convex: for 0≤t≤10\leq t\leq1,

(tx+(1−t)y)∗(tx+(1−t)y)≤tx∗x+(1−t)y∗y, (tx+(1-t)y)^*(tx+(1-t)y) \leq tx^*x+(1-t)y^*y,

and then convexity and heredity of FF apply. It is also invariant under left multiplication by contractions, since (vx)∗(vx)≤x∗x(vx)^*(vx)\leq x^*x.

For q∈Pq\in\mathcal P, each bounded slice of E∩qMqE\cap qMq is sigma-strong* closed: it is the inverse image of the closed set F∩qMqF\cap qMq under x↦x∗xx\mapsto x^*x, using bounded multiplication. Convexity and compatible duals make these slices ultraweakly closed; Krein–Smulian gives ultraweak closedness of E∩qMqE\cap qMq.

Fix p∈Pp\in\mathcal P. We claim that E∗pE^*p, and therefore pEpE, is ultraweakly closed in MM. Consider a sigma-strong limit point zz of a bounded slice of E∗pE^*p. It belongs to the same norm ball of MpMp. The metric in NW-03 gives a sequence zn∈E∗pz_n\in E^*p converging sigma-strongly to zz. Choose a countable join q∈Pq\in\mathcal P containing both supports of every znz_n. Since zn→zz_n\to z ultraweakly, z=qzqz=qzq too. Write zn=en∗pz_n=e_n^*p with en∈Ee_n\in E. Then zn∗=pen∈Ez_n^*=pe_n\in E, by contraction invariance. Hence zn∗∈E∩qMqz_n^*\in E\cap qMq, whose ultraweak closedness gives z∗∈Ez^*\in E. Also zp=zzp=z, so z=(z∗)∗p∈E∗pz=(z^*)^*p\in E^*p.

Thus each bounded slice of the convex set E∗pE^*p is sigma-strongly closed. Compatible duals and Krein–Smulian prove the claim; the adjoint homeomorphism gives it for pEpE.

Return to the given positive net. Its limit is positive. For p=s(a)∈Pp=s(a)\in\mathcal P, bounded square-root continuity gives

paα1/2⟶pa1/2=a1/2 pa_\alpha^{1/2}\longrightarrow pa^{1/2}=a^{1/2}

sigma-strongly and ultraweakly. Since aα1/2∈Ea_\alpha^{1/2}\in E, the net lies in pEpE. Closedness gives a1/2∈pE⊆Ea^{1/2}\in pE\subseteq E, so a∈Fa\in F. □\square

The lemma asserts exactly the bounded convergence needed below. It does not infer a statement about unbounded nets from an argument using bounded square-root continuity.

OA-MOD-NW-08 — Arbitrary positive sums imply global lower semicontinuity

Theorem. A implies L on every von Neumann algebra.

Proof. The zero algebra is immediate. Assume otherwise and put F={a∈M+:φ(a)≤1}F=\{a\in M_+:\varphi(a)\leq1\}. It is convex and hereditary. On any sigma-finite corner, the restricted weight satisfies A: the sums computed in the corner are the same positive operator sums computed in MM. NW-06 proves that its sublevel set is ultraweakly closed. Thus FF meets the hypothesis of NW-07.

Take a norm-bounded net aα∈Fa_\alpha\in F converging sigma-strongly to a≥0a\geq0. Choose an orthogonal family (pi)i∈I⊆P(p_i)_{i\in I}\subseteq\mathcal P with sum 11. For a finite subset K⊆IK\subseteq I, write qK=∑i∈Kpi∈Pq_K=\sum_{i\in K}p_i\in\mathcal P. The positive net

aα1/2qKaα1/2⟶a1/2qKa1/2 a_\alpha^{1/2}q_Ka_\alpha^{1/2} \longrightarrow a^{1/2}q_Ka^{1/2}

is norm bounded and converges sigma-strongly. Every term and the limit lie in JJ, since JJ is an ideal. Moreover

0≤aα1/2qKaα1/2≤aα, 0\leq a_\alpha^{1/2}q_Ka_\alpha^{1/2}\leq a_\alpha,

so the terms belong to FF. NW-07 gives φ(a1/2qKa1/2)≤1\varphi(a^{1/2}q_Ka^{1/2})\leq1. The family (a1/2pia1/2)i∈I(a^{1/2}p_ia^{1/2})_{i\in I} is summable, with sum aa. Apply A to obtain

φ(a)=∑i∈Iφ(a1/2pia1/2)=sup⁡K⊆I, K finiteφ(a1/2qKa1/2)≤1. \begin{aligned} \varphi(a) &=\sum_{i\in I}\varphi(a^{1/2}p_ia^{1/2})\\ &=\sup_{K\subseteq I,\ K\text{ finite}} \varphi(a^{1/2}q_Ka^{1/2})\leq1. \end{aligned}

Thus every bounded slice of FF is sigma-strongly closed. Convexity, compatible duals, and Krein–Smulian imply that FF is ultraweakly closed. For c>0c>0, its scalar multiple cFcF is the sublevel set at cc. The zero sublevel set is ⋂n≥1n−1F\bigcap_{n\geq1}n^{-1}F. All are closed, proving L. □\square

The finite subsets KK form a directed set. Replacing them with a sequence would lose this argument when II is uncountable.

OA-MOD-NW-09 — Positive separation needs a downward closure

Theorem. If E⊆M+E\subseteq M_+ is a nonempty ultraweakly closed hereditary convex set, then

E−M+‾ uw∩M+=E. \overline{E-M_+}^{\,\mathrm{uw}}\cap M_+=E.

Consequently, for each a∈M+∖Ea\in M_+\setminus E, there is ω∈M∗+\omega\in M_*^+ such that

sup⁡e∈Eω(e)≤1<ω(a). \sup_{e\in E}\omega(e)\leq1<\omega(a).

Proof of the closure identity. Work in the real space MsaM_{\mathrm{sa}}, and write D=E−M+D=E-M_+. This is convex and downward closed: h∈Dh\in D, k≤hk\leq h imply k∈Dk\in D. Since 0∈E0\in E, it contains −M+-M_+.

Let GG consist of the self-adjoint hh such that

rt(h)∈Dfor every t>0 with 1+th strictly positive. r_t(h)\in D \quad\text{for every }t>0\text{ with }1+th\text{ strictly positive}.

Scalar functional calculus gives rt(h)≤hr_t(h)\leq h. Hence D⊆GD\subseteq G. Also rt(h)→hr_t(h)\to h in norm as t↓0t\downarrow0, so G⊆D‾ uwG\subseteq\overline D^{\,\mathrm{uw}}.

We first show that every bounded slice of GG is sigma-strongly closed. Suppose hα∈Gh_\alpha\in G, ∥hα∥≤R\|h_\alpha\|\leq R, and hα→hh_\alpha\to h sigma-strongly, where R>0R>0. Fix 0<t<1/(2R)0<t<1/(2R). Choose eα∈Ee_\alpha\in E with rt(hα)≤eαr_t(h_\alpha)\leq e_\alpha. The domain bounds allow a second application of rtr_t, giving

r2t(hα)=rt(rt(hα))≤rt(eα). r_{2t}(h_\alpha)=r_t(r_t(h_\alpha)) \leq r_t(e_\alpha).

Here 0≤rt(eα)≤eα0\leq r_t(e_\alpha)\leq e_\alpha, so these elements belong to EE, and they are bounded above by t−11t^{-1}1. Choose an ultraweakly convergent subnet, with limit et∈Ee_t\in E. Bounded functional-calculus continuity and closedness of the positive cone give r2t(h)≤etr_{2t}(h)\leq e_t. Thus r2t(h)∈Dr_{2t}(h)\in D.

Given any β>0\beta>0 for which 1+βh1+\beta h is strictly positive, choose the preceding tt small enough that 2t<β2t<\beta. The scalar function rs(λ)r_s(\lambda) decreases with ss throughout its domain, so rβ(h)≤r2t(h)∈Dr_\beta(h)\leq r_{2t}(h)\in D. Downward closedness gives rβ(h)∈Dr_\beta(h)\in D. Thus h∈Gh\in G. A ball of radius zero is trivial.

Next, if 0≤r<s0\leq r<s and BB denotes the self-adjoint unit ball, then

G∩rB=D∩sB‾ σ-strong∩rB. G\cap rB =\overline{D\cap sB}^{\,\sigma\text{-strong}}\cap rB.

For the forward inclusion, approximate h∈G∩rBh\in G\cap rB in norm by rt(h)∈Dr_t(h)\in D; for small tt, these approximants belong to sBsB. Conversely, D∩sB⊆G∩sBD\cap sB\subseteq G\cap sB, and the latter is sigma-strongly closed by the preceding paragraph. The right side is convex. Hence each bounded slice of GG is convex, and GG itself is convex.

Compatible duals now make each bounded slice of GG ultraweakly closed. Krein–Smulian makes GG ultraweakly closed. Since D⊆G⊆D‾ uwD\subseteq G\subseteq\overline D^{\,\mathrm{uw}}, this proves G=D‾ uwG=\overline D^{\,\mathrm{uw}}.

If a∈G∩M+a\in G\cap M_+, then rt(a)∈D∩M+r_t(a)\in D\cap M_+. It is positive and dominated by an element of EE, so heredity gives rt(a)∈Er_t(a)\in E. Their norm limit aa belongs to EE. The reverse inclusion is immediate, proving the identity.

Proof of positive separation. If a≥0a\geq0 is outside EE, the identity puts it outside the closed convex set D‾ uw\overline D^{\,\mathrm{uw}}. Real Hahn–Banach separation supplies a continuous real linear functional ff with

f(a)>sup⁡h∈Df(h)=:c. f(a)>\sup_{h\in D}f(h)=:c.

The number cc is finite and nonnegative, since 0∈D0\in D. Because −tb∈D-tb\in D for all b≥0b\geq0 and t≥0t\geq0, boundedness above forces f(b)≥0f(b)\geq0. Complexifying ff gives a positive normal linear functional. If c>0c>0, divide by cc. If c=0c=0, multiply by a positive scalar making its value at aa exceed one. In either case the resulting ω\omega has the asserted properties. □\square

Subtracting the positive cone before separating is what forces the separating functional to be positive. An arbitrary real functional separating aa from EE need not have that property.

OA-MOD-NW-10 — Recovering every value from dominated normal functionals

Theorem. L implies P.

Proof. Put E={b≥0:φ(b)≤1}E=\{b\geq0:\varphi(b)\leq1\}. This is nonempty, ultraweakly closed, hereditary, and convex. If ω∈M∗+\omega\in M_*^+ satisfies ω(e)≤1\omega(e)\leq1 for every e∈Ee\in E, then ω≤φ\omega\leq\varphi on all of M+M_+. Indeed, when 0<φ(b)<∞0<\varphi(b)<\infty, apply the bound to b/φ(b)b/\varphi(b). When φ(b)=0\varphi(b)=0, every tbtb, t>0t>0, lies in EE, forcing ω(b)=0\omega(b)=0. At an infinite value the domination inequality is automatic.

Fix a≥0a\geq0. Every member of Fφ\mathcal F_\varphi has value at most φ(a)\varphi(a). Conversely, if 0<r<φ(a)0<r<\varphi(a), then a/r∉Ea/r\notin E. NW-09 gives a positive normal ω\omega with ω∣E≤1\omega|_E\leq1 and ω(a/r)>1\omega(a/r)>1. By the preceding paragraph ω∈Fφ\omega\in\mathcal F_\varphi, and ω(a)>r\omega(a)>r. Let rr increase to φ(a)\varphi(a) when that value is finite, or let r→∞r\to\infty when it is infinite. If φ(a)=0\varphi(a)=0, equality follows from positivity and the zero functional. This proves P in all cases. □\square

The set Fφ\mathcal F_\varphi need not be asserted to be upward directed for this theorem. The supremum is taken separately at each positive element.

OA-MOD-NW-11 — The full characterization

Theorem. For an arbitrary weight on an arbitrary von Neumann algebra, N, A, L, and P of NW-02 are equivalent.

Proof. NW-02 gives P⇒L⇒N⇒A\mathrm{P}\Rightarrow\mathrm{L}\Rightarrow\mathrm{N}\Rightarrow\mathrm{A}. NW-08 gives A⇒L\mathrm{A}\Rightarrow\mathrm{L}, and NW-10 gives L⇒P\mathrm{L}\Rightarrow\mathrm{P}. These implications cover all four assertions. □\square

Thus normality as defined by monotone nets permits a finite-observation test: whenever a≥0a\geq0 and r<φ(a)r<\varphi(a) with rr finite and nonnegative, some positive normal functional ω≤φ\omega\leq\varphi satisfies ω(a)>r\omega(a)>r. This remains meaningful when φ(a)=∞\varphi(a)=\infty.

A faithful normal state appeared only inside sigma-finite corners. Neither the original weight nor the auxiliary restrictions were assumed faithful or semifinite.

OA-MOD-NW-12 — Consequences for GNS maps and sums of weights

Closed graph for general nets. If φ\varphi is normal, the graph of Λφ\Lambda_\varphi is closed for the product of the sigma-strong topology in MM and the weak topology in HφH_\varphi. Consequently, a net xα∈nφx_\alpha\in\mathfrak n_\varphi with xα→xx_\alpha\to x sigma-strongly and Λφ(xα)→ξ\Lambda_\varphi(x_\alpha)\to\xi weakly satisfies x∈nφx\in\mathfrak n_\varphi, Λφ(x)=ξ\Lambda_\varphi(x)=\xi.

Proof. For ω∈Fφ\omega\in\mathcal F_\varphi, let (Hω,πω,Ωω)(H_\omega,\pi_\omega,\Omega_\omega) be its bounded-functional GNS construction, with ∥πω(x)Ωω∥2=ω(x∗x)\|\pi_\omega(x)\Omega_\omega\|^2=\omega(x^*x). The comparison construction OA-MOD-DW-04, identifying the bounded weight's GNS vector with πω(x)Ωω\pi_\omega(x)\Omega_\omega, gives a contraction Cω:Hφ→HωC_\omega:H_\varphi\to H_\omega satisfying

CωΛφ(y)=πω(y)Ωω(y∈nφ). C_\omega\Lambda_\varphi(y)=\pi_\omega(y)\Omega_\omega \quad(y\in\mathfrak n_\varphi).

Sigma-strong convergence gives πω(xα)Ωω→πω(x)Ωω\pi_\omega(x_\alpha)\Omega_\omega\to\pi_\omega(x)\Omega_\omega in norm. Weak convergence through CωC_\omega therefore implies Cωξ=πω(x)ΩωC_\omega\xi=\pi_\omega(x)\Omega_\omega. Taking norms and using NW-11,

φ(x∗x)=sup⁡ω∈Fφω(x∗x)≤∥ξ∥2<∞. \varphi(x^*x) =\sup_{\omega\in\mathcal F_\varphi}\omega(x^*x) \leq\|\xi\|^2<\infty.

Thus x∈nφx\in\mathfrak n_\varphi and Cω(ξ−Λφ(x))=0C_\omega(\xi-\Lambda_\varphi(x))=0 for every ω\omega.

These contractions separate vectors of HφH_\varphi. To see this, NW-11 gives sup⁡ω∥CωΛφ(y)∥=∥Λφ(y)∥\sup_\omega\|C_\omega\Lambda_\varphi(y)\| =\|\Lambda_\varphi(y)\| for every GNS vector. For a general η\eta, approximate by Λφ(y)\Lambda_\varphi(y) and use that all CωC_\omega are contractions; this proves sup⁡ω∥Cωη∥=∥η∥\sup_\omega\|C_\omega\eta\|=\|\eta\|. Apply it to ξ−Λφ(x)\xi-\Lambda_\varphi(x) to finish the proof. □\square

This last argument does not assume that a weakly convergent net is norm bounded. The finiteness bound comes from the single limit vector and the comparison contractions.

Arbitrary sums of normal weights. If (φj)j∈J0(\varphi_j)_{j\in J_0} is any family of normal weights, then

ψ(a)=∑j∈J0φj(a),a∈M+, \psi(a)=\sum_{j\in J_0}\varphi_j(a),\qquad a\in M_+,

is a normal weight. Empty sums give the zero weight.

Proof. Nonnegative finite-subsums commute with addition and nonnegative scalar multiplication, proving the weight axioms. If aα↑aa_\alpha\uparrow a, normality of the finitely many weights in each finite set gives

ψ(a)=sup⁡K⊆J0, K finitesup⁡α∑j∈Kφj(aα)=sup⁡αψ(aα). \psi(a) =\sup_{K\subseteq J_0,\ K\text{ finite}}\sup_\alpha \sum_{j\in K}\varphi_j(a_\alpha) =\sup_\alpha\psi(a_\alpha).

For finite sums of increasing extended nonnegative numbers, the interchange follows by approximating each finite target from below; the same argument covers infinite values. Thus ψ\psi is normal. □\square

The converse representation of every normal weight as one fixed sum of normal functionals is a further theorem. NW-11's pointwise supremum is not silently replaced by that stronger assertion.

OA-MOD-NW-13 — Models that test the generality

An infinite part with no finite vectors. On M=C⊕CM=\mathbb C\oplus\mathbb C, set

φ(a,b)={a,b=0,∞,b>0,a,b≥0. \varphi(a,b)= \begin{cases} a,&b=0,\\ \infty,&b>0, \end{cases} \qquad a,b\geq0.

This is a normal weight. Directly, if a positive increasing net has positive second-coordinate supremum, some term already has positive second coordinate; otherwise only the first coordinate matters. It is faithful but not semifinite: its finite linear domain is C⊕0\mathbb C\oplus0. The positive normal functionals dominated by it are exactly

ωu,v(a,b)=ua+vb,0≤u≤1,0≤v<∞. \omega_{u,v}(a,b)=ua+vb,\qquad 0\leq u\leq1,\quad 0\leq v<\infty.

Their supremum is aa when b=0b=0, and infinite when b>0b>0. Thus the representation theorem detects the part invisible to the finite GNS domain. Bounded comparison operators alone would not reconstruct that part.

Uncountable coordinates. For any set II, let φ(a)=∑i∈Iai\varphi(a)=\sum_{i\in I}a_i on ℓ∞(I)+\ell^\infty(I)_+. For finite F⊆IF\subseteq I, the normal functional ωF(a)=∑i∈Fai\omega_F(a)=\sum_{i\in F}a_i is dominated by φ\varphi, and sup⁡FωF(a)=φ(a)\sup_F\omega_F(a)=\varphi(a). NW-11 proves normality. If II is uncountable, no positive normal functional is faithful: its coordinate masses have a finite sum and therefore only countably many can be nonzero. The theorem nonetheless applies.

OA-MOD-NW-14 — Problems with complete solutions

Problem 1: a sequence cannot test every corner. Let II be uncountable and define a weight on ℓ∞(I)\ell^\infty(I) by

χ(a)={0,{i:ai≠0} is countable,∞,otherwise,a≥0. \chi(a)= \begin{cases} 0,&\{i:a_i\neq0\}\text{ is countable},\\ \infty,&\text{otherwise}, \end{cases} \qquad a\geq0.

Show that it preserves bounded increasing sequential suprema, but is not normal.

Solution. The union of the supports of two positive functions is the support of their sum, so the zero set of χ\chi is an additive hereditary cone; scalar homogeneity also holds. Thus χ\chi is a weight. For an increasing sequence, if every support is countable, the support of the pointwise supremum is contained in their countable union and the values remain zero. If a term already has uncountable support, that term and the supremum have value infinity. This proves sequential order continuity. On the other hand, finite coordinate projections 1F1_F increase as a net to 11, while χ(1F)=0\chi(1_F)=0 and χ(1)=∞\chi(1)=\infty. Hence it is not normal. It also fails A on the summable family of all coordinate projections.

Problem 2: finite linear domains need not survive absolute values. Let M=∏n≥1M2(C)M=\prod_{n\geq1}M_2(\mathbb C), with bounded coordinate norm, and define

φ(a)=∑n≥1((an)11+n4(an)22),a≥0. \varphi(a)=\sum_{n\geq1} \bigl((a_n)_{11}+n^4(a_n)_{22}\bigr),\qquad a\geq0.

Set vn=(n−1,n−3)Tv_n=(n^{-1},n^{-3})^\mathsf T, wn=(n−1,−n−3)Tw_n=(n^{-1},-n^{-3})^\mathsf T, an=vnvn∗a_n=v_nv_n^*, bn=wnwn∗b_n=w_nw_n^*, and h=a−bh=a-b. Prove that φ\varphi is normal, h=h∗∈mφh=h^*\in\mathfrak m_\varphi, but ∣h∣1/2∉nφ|h|^{1/2}\notin\mathfrak n_\varphi.

Solution. Each coordinate formula is a positive normal functional on MM, and NW-12 makes their sum normal. The two positive families are bounded, and

φ(a)=φ(b)=2∑n≥1n−2<∞. \varphi(a)=\varphi(b)=2\sum_{n\geq1}n^{-2}<\infty.

Thus h∈mφh\in\mathfrak m_\varphi and is self-adjoint. Direct matrix calculation gives

hn=(02n−42n−40),∣hn∣=2n−4I2. h_n= \begin{pmatrix}0&2n^{-4}\\2n^{-4}&0\end{pmatrix}, \qquad |h_n|=2n^{-4}I_2.

Therefore

φ(∣h∣)=∑n≥12n−4(1+n4)=∞. \varphi(|h|) =\sum_{n\geq1}2n^{-4}(1+n^4)=\infty.

The defining condition for ∣h∣1/2∈nφ|h|^{1/2}\in\mathfrak n_\varphi fails. This explains why a polar-decomposition proof must check the finite domain rather than infer it from self-adjointness.

Problem 3: domination at a zero value. Suppose φ\varphi is normal and φ(a)=0\varphi(a)=0 for a≥0a\geq0. Show that every ω∈Fφ\omega\in\mathcal F_\varphi vanishes on aa, and conversely that simultaneous vanishing of these functionals implies φ(a)=0\varphi(a)=0.

Solution. Domination gives 0≤ω(a)≤φ(a)=00\leq\omega(a)\leq\varphi(a)=0. Conversely NW-11 identifies φ(a)\varphi(a) with their supremum, which is zero. This does not imply a=0a=0 unless the weight is faithful.

Problem 4: separating in the wrong set. In the ordered real vector space R2\mathbb R^2 with positive cone R+2\mathbb R_+^2, put E=[0,1]×{0}E=[0,1]\times\{0\}. Show that E−R+2E-\mathbb R_+^2 need not equal conv⁡(E∪(−R+2))\operatorname{conv}(E\cup(-\mathbb R_+^2)), although their polars at level one agree.

Solution. The point (1,−1)(1,-1) belongs to the difference set. A convex combination from the stated union has the form t(u,0)+(1−t)(−v,−w)t(u,0)+(1-t)(-v,-w), where 0≤t,u≤10\leq t,u\leq1, v,w≥0v,w\geq0. Its first coordinate can equal one only if t=u=1t=u=1; then its second coordinate is zero. Thus (1,−1)(1,-1) is outside the convex hull. For a linear functional ff, boundedness by one on the difference set is equivalent to positivity of ff on the positive cone and f∣E≤1f|_E\leq1: necessity follows by testing EE and all negative rays, and sufficiency follows from f(e−b)≤f(e)f(e-b)\leq f(e). Exactly the same tests characterize the polar of the union and hence of its convex hull. A polar identity therefore does not require the incorrect set identity.

OA-MOD-NW-15 — Exact scope and further dependencies

NW-11 gives all four clauses of the full arbitrary-weight characterization, with complete proofs relative to the three foundation contracts in NW-01. NW-05 proves a sequential GNS graph result without sigma-finiteness; NW-06 upgrades it locally by compactness; NW-12 gives the resulting graph closedness for general nets through dominated functionals. The supplied examples and solutions test failure of sequential normality, nonsemifinite weights, uncountable algebras, and finite-domain hazards.

The separate predual-valued completely positive map on mφ\mathfrak m_\varphi, its self-adjoint norm formula, and its closedness are not claimed proved merely because this unit bypasses them. The abstract ordered-space equivalence in Takesaki's Lemma 1.16 and the full relative-closure formulation of Lemma 1.15 also remain separately accountable; NW-07 and NW-09 prove the exact forms used here. A fixed-sum decomposition into normal functionals, modular covariance, weight-to-Hilbert-algebra reconstruction, and spatial derivatives remain further course work.

For comparison, Hiai states this characterization and additional sum representations as Theorem 7.2 in the pinned arXiv version 2004.02383v1, without a proof there. Lurie's Lecture 34 takes ultraweak lower semicontinuity as the definition of a normal weight.

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