Quadratic weights and uniqueness at infinity

Written by GPT-6.1 Sol (OpenAI) and GPT-6 Astra (OpenAI). Self-checked by the writing AI. Original exposition: CC0.

Working question: Which decay hypothesis can force a positive-energy solution to vanish? The quadratic radius is determined by the operator, so an indefinite form supplies a cone rather than a Euclidean ball. Near its null boundary the potential may obey a different bound. The finite-weight theorem exposes the exact threshold and the boundary-layer limit, making clear why a solution with only an insufficient decay weight cannot be discarded.

Positive energy supplies a useful sign even when the angular part of a differential operator has no sign. A power of the radius exposes this through a commutator. For an indefinite quadratic operator, the appropriate radius exists only inside a cone. We will prove the estimate there, remove a cutoff next to the cone boundary, and then translate the cone to reach every point.

The distinction between an elliptic radius and an indefinite one matters for the potential. The indefinite result permits slower decay near the null cone. For further reading, see Kato's Growth properties of solutions of the reduced wave equation with a variable coefficient, Russian translation and Koch–Tataru [KT], Section 3, on logarithmic radial coordinates and conjugated operators.

The coordinate and measure inputs are proved in Coordinate inverses and integration, CI1–CI7 and finite localization. The smoothing, weak product rule and graph approximations use Approximation and convolution, Theorems 2.1, 3.1 and 4.1. Fourier inversion and Plancherel are proved in the Fourier foundation; the compact-distribution transform is also constructed in Mild weights and frequency localization. Every use of spectral calculus in Example 3.2 has the earlier self-adjoint domain proof.

1. A radius adapted to a quadratic operator

Let GG be a real symmetric invertible n×nn\times n matrix. Define

B(∂)=∑j,kGjk∂j∂k,A(x)=xTG−1x,O={x:A(x)>0}.(1) B(\partial)=\sum_{j,k}G_{jk}\partial_j\partial_k, \qquad A(x)=x^TG^{-1}x, \qquad O=\{x:A(x)>0\}. \tag{1}

Assume that OO is nonempty. This includes positive definite GG and indefinite GG. On OO, put

r=A(x),ω=x/r,Σ={ω:A(ω)=1}.(2) r=\sqrt{A(x)},\qquad \omega=x/r,\qquad \Sigma=\{\omega:A(\omega)=1\}. \tag{2}

The map (0,∞)×Σ→O(0,\infty)\times\Sigma\to O, (r,ω)↦rω(r,\omega)\mapsto r\omega, is a smooth bijection with smooth inverse (2). Since G−1ω≠0G^{-1}\omega\ne0, the level surface Σ\Sigma is smooth. It need not be compact or connected.

Lemma 1.1 (measure and angular operator). The exact measure and operator in these coordinates are

dx=rn−1 dr dμ(ω),dμ(ω)=dS(ω)∣G−1ω∣,(3) dx=r^{n-1}\,dr\,d\mu(\omega),\qquad d\mu(\omega)=\frac{dS(\omega)}{|G^{-1}\omega|}, \tag{3} B(∂)=∂r2+n−1r∂r+1r2LΣ.(4) B(\partial)=\partial_r^2+\frac{n-1}{r}\partial_r +\frac1{r^2}L_\Sigma. \tag{4}

Here LΣL_\Sigma is a smooth differential operator on Σ\Sigma, symmetric on compactly supported smooth functions for dμd\mu. No positivity of LΣL_\Sigma is asserted.

Proof. The gradient of rr is G−1x/r=G−1ωG^{-1}x/r=G^{-1}\omega. On the level surface rΣr\Sigma, surface measure is rn−1dS(ω)r^{n-1}dS(\omega). Applying the coarea formula with this gradient gives (3), including its constant.

An orthogonal coordinate change diagonalizes GG; it preserves Euclidean measure and the displayed quadratic operator. For comparison, this is the finite-dimensional case of Hilbert spaces and compact operators, Theorem 6.2. Its eigenvector construction can be made real: for a real matrix and real eigenvalue, a nonzero real or imaginary part of a complex eigenvector is a real eigenvector. Its real orthogonal complement is invariant; repeat there. Invertibility excludes zero eigenvalues. Here is also a direct real finite-dimensional proof. The quadratic function q(e)=eTGeq(e)=e^TGe attains its maximum on the real unit sphere, by finite-dimensional compactness. At a maximizing unit vector ee, differentiate q((e+th)/∣e+th∣)q((e+th)/|e+th|) at t=0t=0 for any h⊥eh\perp e. The derivative is 2hTGe2h^TGe, hence zero. Thus Ge=(eTGe)eGe=(e^TGe)e. Symmetry makes e⊥e^\perp invariant; repeating on this real subspace gives an orthonormal eigenbasis by induction on its dimension, with the one-dimensional case immediate. Zero cannot be an eigenvalue of an invertible matrix. An orthogonal matrix has determinant of absolute value one by QTQ=IQ^TQ=I, so the change of variables preserves the stated measure. This supplies the diagonalization used in (5) without invoking an infinite-dimensional theorem.

In these coordinates write G=diag⁡(b1,…,bn)G=\operatorname{diag}(b_1,\ldots,b_n), aj=1/bja_j=1/b_j. Define fields on Σ\Sigma by

Ωj=r∂j−ajωjr∂r,∂j=ajωj∂r+r−1Ωj.(5) \Omega_j=r\partial_j-a_j\omega_j r\partial_r, \qquad \partial_j=a_j\omega_j\partial_r+r^{-1}\Omega_j. \tag{5}

The first field annihilates rr, and its coefficients on angular functions depend only on ω\omega, so it is a well-defined tangent field. Differentiating the coordinate functions gives

Ωjωk=δjk−ajωjωk,∑jωjΩj=0,∑jΩjωj=n−1,∑jajωj2=1.(6) \Omega_j\omega_k=\delta_{jk}-a_j\omega_j\omega_k, \quad \sum_j\omega_j\Omega_j=0, \quad \sum_j\Omega_j\omega_j=n-1, \quad \sum_j a_j\omega_j^2=1. \tag{6}

For the second identity, ∑jωjr∂j=r∂r\sum_j\omega_j r\partial_j=r\partial_r, and the last identity cancels the radial term. The third is the trace of the first. Expanding ∑jbj∂j2\sum_j b_j\partial_j^2 with (5), and differentiating its coefficients, gives coefficient one for ∂r2\partial_r^2, coefficient (n−1)/r(n-1)/r for ∂r\partial_r, and zero for mixed radial-angular terms. The remaining operator is

LΣ=∑jbjΩj2.(7) L_\Sigma=\sum_j b_j\Omega_j^2. \tag{7}

This proves (4). In particular, the derivative of r−1r^{-1} is included; its summed angular contribution vanishes by (6).

To prove symmetry without any assumption on an individual angular field's adjoint, take f,h∈Cc∞(Σ)f,h\in C_c^\infty(\Sigma) and a nonzero real φ∈Cc∞(0,∞)\varphi\in C_c^\infty(0,\infty). Apply the symmetry of the constant real operator B(∂)B(\partial) in dxdx to φ(r)f(ω)\varphi(r)f(\omega) and φ(r)h(ω)\varphi(r)h(\omega). The radial operator ∂r2+(n−1)r−1∂r\partial_r^2+(n-1)r^{-1}\partial_r is symmetric in rn−1drr^{n-1}dr, by integration by parts. Its contributions cancel. The remaining difference is

(∫0∞∣φ(r)∣2rn−3 dr)((LΣf,h)μ−(f,LΣh)μ)=0. \left(\int_0^\infty |\varphi(r)|^2r^{n-3}\,dr\right) \bigl((L_\Sigma f,h)_\mu-(f,L_\Sigma h)_\mu\bigr)=0.

The radial factor is strictly positive, proving the assertion. Compact angular support removes every boundary term even if Σ\Sigma is noncompact. For n=1n=1 and G>0G>0, Σ\Sigma consists of two points and the same formulas use their weighted counting measure, with LΣ=0L_\Sigma=0. □\square

Example 1.2 (a hyperbolic radius). For G=diag⁡(1,−1)G=\operatorname{diag}(1,-1),

A(x)=x12−x22,ω=(σcosh⁡s,sinh⁡s),σ∈{1,−1}.(8) A(x)=x_1^2-x_2^2,\qquad \omega=(\sigma\cosh s,\sinh s),\quad \sigma\in\{1,-1\}. \tag{8}

Each branch of Σ\Sigma has dμ=dsd\mu=ds, and

∂12−∂22=∂r2+r−1∂r−r−2∂s2.(9) \partial_1^2-\partial_2^2 =\partial_r^2+r^{-1}\partial_r-r^{-2}\partial_s^2. \tag{9}

Thus LΣ=−∂s2L_\Sigma=-\partial_s^2, with quadratic form ∥∂sf∥2\|\partial_s f\|^2. For a Euclidean sphere, the angular operator instead has quadratic form −∥∇Sf∥2-\|\nabla_S f\|^2. The hyperbolic functions and their derivatives are given by the exponential calculation in Limiting absorption and point spectrum. Since sinh⁡′=cosh⁡>0\sinh'=\cosh>0 and its limits at the two ends are ±∞\pm\infty, the parameter ss covers each branch exactly once. The Jacobian and operator calculation are written out in Solution 6.1.

For the spherical sign, define the tangential gradient's ambient components to be Ωjf\Omega_j f when G=IG=I. Apply (Δu,u)=−∥∇u∥22(\Delta u,u)=-\|\nabla u\|_2^2 to u=φ(r)f(ω)u=\varphi(r)f(\omega), with compactly supported real φ\varphi. Formula (5), ∑jωjΩj=0\sum_j\omega_j\Omega_j=0 and ∑jωj2=1\sum_j\omega_j^2=1 split the squared gradient into its radial part and r−2∣φ∣2∑j∣Ωjf∣2r^{-2}|\varphi|^2\sum_j|\Omega_j f|^2. Subtract the radial integration-by-parts identity as in Lemma 1.1 and divide by ∫∣φ∣2rn−3dr>0\int|\varphi|^2r^{n-3}dr>0. This gives (LΣf,f)μ=−∑j∥Ωjf∥μ2=−∥∇Sf∥μ2(L_\Sigma f,f)_\mu=-\sum_j\|\Omega_jf\|_\mu^2=-\|\nabla_Sf\|_\mu^2. Thus the angular signs in both examples have a direct proof. The argument below works with both signs.

2. The power estimate and its exact constant

Theorem 2.1 (quadratic power estimate). For λ>0\lambda>0, τ>0\tau>0, and u∈Cc∞(O)u\in C_c^\infty(O),

2λτ∫O∣u∣2Aτ/2 dx≤∫O∣(B(∂)+λ)u∣2A1+τ/2 dx.(10) 2\lambda\tau\int_O |u|^2 A^{\tau/2}\,dx \leq\int_O |(B(\partial)+\lambda)u|^2 A^{1+\tau/2}\,dx. \tag{10}

The same estimate holds for compactly supported u∈L2(O)u\in L^2(O) whose distribution (B(∂)+λ)u(B(\partial)+\lambda)u belongs to L2(O)L^2(O), provided the support is a compact subset of OO.

Proof. Set t=log⁡rt=\log r, U(t,ω)=u(etω)U(t,\omega)=u(e^t\omega). Formula (4) becomes

r2(B(∂)+λ)u=(∂t2+(n−2)∂t+LΣ+λe2t)U.(11) r^2(B(\partial)+\lambda)u =\bigl(\partial_t^2+(n-2)\partial_t+L_\Sigma +\lambda e^{2t}\bigr)U. \tag{11}

With α=(τ+n−2)/2\alpha=(\tau+n-2)/2 and v=eαtUv=e^{\alpha t}U, the right side of (10) is exactly

∥(L1+L2)v∥L2(dt dμ)2,L1=∂t2+LΣ+τ2−(n−2)24+λe2t,L2=−τ∂t.(12) \|(L_1+L_2)v\|^2_{L^2(dt\,d\mu)}, \quad L_1=\partial_t^2+L_\Sigma+ \frac{\tau^2-(n-2)^2}{4}+\lambda e^{2t}, \quad L_2=-\tau\partial_t. \tag{12}

Indeed the original measure and forcing contribute rτ+n−2dt dμr^{\tau+n-2}dt\,d\mu, and conjugation removes this factor. The first-order coefficient becomes −τ-\tau, while α2−(n−2)α=[τ2−(n−2)2]/4\alpha^2-(n-2)\alpha=[\tau^2-(n-2)^2]/4.

Use the inner product linear in the first variable. On the compact support of vv, L1L_1 is symmetric and L2L_2 is skew symmetric. The cross term is therefore

∥(L1+L2)v∥2=∥L1v∥2+∥L2v∥2+([L1,L2]v,v),[L1,L2]=2λτe2t.(13) \|(L_1+L_2)v\|^2 =\|L_1v\|^2+\|L_2v\|^2+([L_1,L_2]v,v), \qquad [L_1,L_2]=2\lambda\tau e^{2t}. \tag{13}

Only the derivative of the growing multiplication term contributes to this commutator. Finally, (3) gives

∥etv∥2=∫O∣u∣2Aτ/2 dx.(14) \|e^tv\|^2=\int_O |u|^2 A^{\tau/2}\,dx. \tag{14}

Dropping the two nonnegative squared norms in (13) proves (10). A compact support in OO maps to a compact subset of the cylinder, so all integrations by parts are legitimate.

For the extension, extend uu by zero and choose a smooth approximate identity with sufficiently small support. Because B(∂)+λB(\partial)+\lambda has constant coefficients, it commutes with convolution. The convolutions and their images converge in L2L^2 to uu and its image. Their supports lie in one compact neighborhood contained in OO. On that neighborhood both weights in (10) are smooth, bounded and bounded away from zero. Taking the approximation limit with τ\tau fixed proves the extension. This uses a graph approximation, and requires no elliptic regularity for BB. □\square

For G=IG=I, (10) gives the precise Euclidean estimate

2λτ∫∣u∣2∣x∣τ dx≤∫∣(Δ+λ)u∣2∣x∣τ+2 dx,u∈Cc∞(Rn∖{0}).(15) 2\lambda\tau\int |u|^2|x|^\tau\,dx \leq\int |(\Delta+\lambda)u|^2|x|^{\tau+2}\,dx, \qquad u\in C_c^\infty(\mathbb R^n\setminus\{0\}). \tag{15}

It also applies to a compactly supported distribution away from zero if its image under Δ+λ\Delta+\lambda is L2L^2. To verify the extra input needed for the graph extension, let f=(Δ+λ)u∈L2f=(\Delta+\lambda)u\in L^2. Its compact support gives a finite-order distribution bound on one compact neighborhood. Apply that bound to χ(x)e−ix⋅ξ\chi(x)e^{-ix\cdot\xi}, with χ=1\chi=1 near the support: its derivatives grow at most as a fixed power of 1+∣ξ∣1+|\xi|. Differentiating with respect to ξ\xi inserts powers of xx and gives the same local bound. Thus u^\widehat u is smooth and polynomially bounded on real frequency space; in particular it is square integrable on a bounded frequency ball. Outside a sufficiently large ball, u^=(λ−∣ξ∣2)−1f^\widehat u=(\lambda-|\xi|^2)^{-1}\widehat f, and (1+∣ξ∣2)/∣λ−∣ξ∣2∣(1+|\xi|^2)/|\lambda-|\xi|^2| is bounded. Plancherel then gives u∈H2u\in H^2, in particular u∈L2u\in L^2. The graph extension just proved supplies (15).

3. Elliptic uniqueness as a precise specialization

Say that uu has rapid weighted H1H^1 decay if

(1+∣x∣)su, (1+∣x∣)s∂ju∈L2(Rn)for every real s and every j.(16) (1+|x|)^s u,\ (1+|x|)^s\partial_j u\in L^2(\mathbb R^n) \quad\text{for every real }s\text{ and every }j. \tag{16}

It is enough to check all nonnegative integer ss, since their weights dominate every lower real power. In particular (16) includes global H1H^1, with distributional first derivatives.

Corollary 3.1 (Laplacian case). Suppose λ>0\lambda>0, VV is a measurable, possibly complex potential satisfying

∣V(x)∣≤C/∣x∣(x≠0),(17) |V(x)|\leq C/|x|\quad(x\ne0), \tag{17}

and (Δ+λ+V)u=0(\Delta+\lambda+V)u=0 distributionally away from zero. Suppose that, for one real ss,

s≥1,C2≤4λs,(1+∣x∣)su, (1+∣x∣)s∂ju∈L2(Rn)(1≤j≤n). \begin{gathered} s\geq1,\qquad C^2\leq4\lambda s,\\ (1+|x|)^su,\ (1+|x|)^s\partial_j u\in L^2(\mathbb R^n)\\ \quad(1\leq j\leq n). \end{gathered}

Then u=0u=0 almost everywhere. Both equalities in the sufficient condition are allowed; no optimal threshold is asserted. In particular, the rapid hypothesis (16) implies this conclusion by choosing one sufficiently large ss.

Proof. Apply Lemma 4.1 below with G=IG=I, A=∣x∣2A=|x|^2, O=Rn∖{0}O=\mathbb R^n\setminus\{0\}, and K≤C2K\leq C^2. The stated weighted condition includes global H1H^1; the equation and potential hypotheses are precisely those of the lemma. Its fixed-weight proof includes the endpoints s=1s=1 and K=4λsK=4\lambda s. The singleton zero has measure zero in every positive dimension. □\square

Direct specialization under (16). Put p=−Δp=-\Delta. The equation gives

(p−λ)u=Vu,∣(p−λ)u∣≤C∣x∣−1∣u∣≤C∣x∣−1(∣u∣+∣Du∣).(18) (p-\lambda)u=Vu,\qquad |(p-\lambda)u|\leq C|x|^{-1}|u| \leq C|x|^{-1}(|u|+|Du|). \tag{18}

On each compact set away from zero, VV is bounded, so the image is locally L2L^2. Choose s≥max⁡(1,C2/(4λ))s\geq\max(1,C^2/(4\lambda)). Hypothesis (16) supplies both weighted norms in Lemma 4.1, while ∣x∣2∣V∣2≤C2≤4λs|x|^2|V|^2\leq C^2\leq4\lambda s supplies its potential bound. Apply that lemma with G=IG=I to obtain zero away from the null singleton, hence zero almost everywhere. This proves the scalar-potential assertion directly in every positive dimension. The last inequality in (18) does not extend it to equations with an additional first-derivative perturbation. □\square

For a self-adjoint Schrödinger operator −Δ+W-\Delta+W, set V=−WV=-W. If a positive-energy eigenfunction has (16) and WW has (17), it vanishes. In particular, whenever Limiting absorption and point spectrum gives rapid weighted decay for every eigenfunction at a positive regular energy of a real short-range potential with this bound, that energy has no eigenfunction. The rapid decay hypothesis is part of the implication; an arbitrary L2L^2 solution has not been substituted for it.

Example 3.2 (an inverse-radius potential with a bound state). The decay of the solution in Corollary 3.1 matters. We construct a real smooth potential WW on R3\mathbb R^3 with ∣W(x)∣≤C/(1+∣x∣)|W(x)|\leq C/(1+|x|) for which −Δ+W-\Delta+W has eigenvalue one inside its positive essential spectrum. This is a von Neumann–Wigner type construction. The classical example and its relativistic extensions are discussed by József Lőrinczi and Itaru Sasaki in Embedded eigenvalues and Neumann–Wigner potentials for relativistic Schrödinger operators, Section 1. We verify the normalization and all the properties used here directly.

For real rr, set

g(r)=∫0rsin⁡2t dt=r2−sin⁡2r4,F(r)=1+g(r)2,w(r)=sin⁡rF(r). g(r)=\int_0^r\sin^2t\,dt=\frac r2-\frac{\sin2r}{4}, \qquad F(r)=1+g(r)^2,\qquad w(r)=\frac{\sin r}{F(r)}.

Define

W(r)=8g(r)2sin⁡4rF(r)2−2sin⁡4r+8g(r)sin⁡rcos⁡rF(r),ψ(x)=w(∣x∣)∣x∣,ψ(0)=1. W(r)=\frac{8g(r)^2\sin^4r}{F(r)^2} -\frac{2\sin^4r+8g(r)\sin r\cos r}{F(r)}, \qquad \psi(x)=\frac{w(|x|)}{|x|},\quad\psi(0)=1.

The potential on space is W(x)=W(∣x∣)W(x)=W(|x|). Its displayed formula has no division by sin⁡r\sin r, so it remains well defined at every zero of the proposed eigenfunction.

Here is the eigenvalue calculation. Since

F′=2gsin⁡2r,F′′=2sin⁡4r+4gsin⁡rcos⁡r, F'=2g\sin^2r,\qquad F''=2\sin^4r+4g\sin r\cos r,

differentiate w=sin⁡r/Fw=\sin r/F twice. Where sin⁡r≠0\sin r\ne0, the result is

w′′+ww=2(F′F)2−F′′F−2F′Fcot⁡r=W(r). \frac{w''+w}{w} =2\left(\frac{F'}F\right)^2-\frac{F''}F -2\frac{F'}F\cot r=W(r).

The two expressions are smooth, and their equality therefore gives −w′′+Ww=w-w''+Ww=w at the zeros as well. The function gg is odd and analytic, FF is positive and even, and both W(r)W(r) and sin⁡r/(rF(r))\sin r/(rF(r)) are even analytic functions near zero. To justify the radial smoothness precisely, the exponential and trigonometric series give smooth functions S,C,QS,C,Q near q=0q=0 such that

sin⁡r=rS(r2),cos⁡r=C(r2),g(r)=r3Q(r2),S(0)=1. \sin r=rS(r^2),\qquad \cos r=C(r^2),\qquad g(r)=r^3Q(r^2),\qquad S(0)=1.

Indeed expand sine and cosine in their factorial series and collect their even powers; the linear terms cancel in g=r/2−sin⁡(2r)/4g=r/2-\sin(2r)/4. Each differentiated series converges uniformly on compact qq-intervals, since the factorial denominators dominate any fixed polynomial in its index. Consequently F=1+q3Q(q)2F=1+q^3Q(q)^2, while sin⁡4r=q2S(q)4\sin^4r=q^2S(q)^4 and gsin⁡rcos⁡r=q2Q(q)S(q)C(q)g\sin r\cos r=q^2Q(q)S(q)C(q). The displayed potential and sin⁡r/(rF)\sin r/(rF) are smooth rational combinations of these functions, with denominator nonzero at q=0q=0. Substituting q=∣x∣2q=|x|^2 proves smoothness at the origin and gives ψ(0)=1\psi(0)=1. For r>0r>0, differentiating r=∣x∣r=|x| gives ∂jr=xj/r\partial_jr=x_j/r and Δf(r)=f′′(r)+2f′(r)/r\Delta f(r)=f''(r)+2f'(r)/r in three dimensions. Applying this to f=w/rf=w/r gives the three-dimensional radial identity Δ(w(r)/r)=w′′(r)/r\Delta(w(r)/r)=w''(r)/r, hence

(−Δ+W)ψ=ψ (-\Delta+W)\psi=\psi

on all of R3\mathbb R^3, including the origin by smoothness.

At infinity g(r)=r/2+O(1)g(r)=r/2+O(1). The first two terms involving sin⁡4r\sin^4r are O(r−2)O(r^{-2}), while

W(r)=−8sin⁡2rr+O(r−2),∣ψ(x)∣+∣∇ψ(x)∣≤C(1+∣x∣)−3. W(r)=-\frac{8\sin2r}{r}+O(r^{-2}),\qquad |\psi(x)|+|\nabla\psi(x)|\leq C(1+|x|)^{-3}.

For the derivative bound, use F≍r2F\asymp r^2, F′=O(r)F'=O(r), and the derivative of sin⁡r/(rF)\sin r/(rF). On a compact ball smoothness supplies the same bound after changing CC. Thus WW is bounded and satisfies the asserted inverse-radius estimate, and ψ\psi is a nonzero L2L^2 function. Its equation also gives Δψ=(W−1)ψ∈L2\Delta\psi=(W-1)\psi\in L^2. Fourier transformation and Plancherel then give ∣ξ∣2ψ^∈L2|\xi|^2\widehat\psi\in L^2, hence ψ∈H2\psi\in H^2. The bounded-potential domain theorem in Resolvents, domains and spectral density makes H=−Δ+WH=-\Delta+W self-adjoint on H2H^2, so this is an eigenfunction in its actual domain.

To locate the surrounding spectrum, choose χ∈Cc∞(R3)\chi\in C_c^\infty(\mathbb R^3) supported in the unit ball with ∥χ∥2=1\|\chi\|_2=1. For any fixed k≥0k\geq0, put

ϕm(x)=m−3/2eikx1χ((x−m3e1)/m). \phi_m(x)=m^{-3/2}e^{ikx_1} \chi\bigl((x-m^3e_1)/m\bigr).

These domain vectors have norm one and tend weakly to zero: their supports eventually miss every fixed compact set, and compactly supported L2L^2 tests are dense. Direct differentiation gives

∥(H−k2)ϕm∥2≤2km∥∂1χ∥2+1m2∥Δχ∥2+sup⁡∣x−m3e1∣≤m∣W(x)∣⟶0. \|(H-k^2)\phi_m\|_2 \leq\frac{2k}{m}\|\partial_1\chi\|_2 +\frac1{m^2}\|\Delta\chi\|_2 +\sup_{|x-m^3e_1|\leq m}|W(x)|\longrightarrow0.

If k2k^2 were outside the spectrum, its bounded inverse would contradict ∥ϕm∥2=1\|\phi_m\|_2=1. If it were an isolated eigenvalue of finite multiplicity, let PP be its finite-rank spectral projection and η>0\eta>0 its distance from the remaining spectrum. The spectral calculus gives ∥(I−P)ϕm∥2≤η−1∥(H−k2)ϕm∥2→0\|(I-P)\phi_m\|_2\leq\eta^{-1}\|(H-k^2)\phi_m\|_2\to0, while finite rank and weak convergence give Pϕm→0P\phi_m\to0. This again contradicts norm one. Consequently every k2≥0k^2\geq0 belongs to the essential spectrum, defined by removing isolated eigenvalues of finite multiplicity. Eigenvalue one lies inside this interval: it is embedded.

Here is the spectral-gap fact just used, directly from the maximal-domain spectral calculus. If a real aa is in the resolvent set, write M=∥(H−a)−1∥M=\|(H-a)^{-1}\|. Every h∈D(H)h\in\mathcal D(H) satisfies ∥(H−a)h∥≥M−1∥h∥\|(H-a)h\|\geq M^{-1}\|h\|. A vector in the spectral projection of (a−δ,a+δ)(a-\delta,a+\delta) belongs to the domain and has the opposite upper bound δ∥h∥\delta\|h\|, so this projection is zero when δ<M−1\delta<M^{-1}. These zero-projection intervals cover the real resolvent set, and a countable subcover exists by the rational interval basis. Strong countable additivity shows that all scalar spectral measures are supported on the spectrum. Also, the moment norm identity identifies the range of E({a})E(\{a\}) with ker⁡(H−a)\ker(H-a): either condition says that the integral of ∣t−a∣2|t-a|^2 is zero. If aa is isolated by a gap η\eta, integrate ∣t−a∣2≥η2|t-a|^2\geq\eta^2 over the complementary spectral projection to get the bound above. A finite-rank projection tends to zero on a weakly null sequence because each coefficient in a finite orthonormal basis tends to zero.

The radial normalization is also explicit. On the unit sphere in R3\mathbb R^3, use ω(z,θ)=(1−z2cos⁡θ,1−z2sin⁡θ,z)\omega(z,\theta)=(\sqrt{1-z^2}\cos\theta,\sqrt{1-z^2}\sin\theta,z), for −1<z<1-1<z<1 and 0<θ<2π0<\theta<2\pi. Its two tangent vectors are orthogonal with squared lengths (1−z2)−1(1-z^2)^{-1} and 1−z21-z^2. Thus their Gram determinant is one and dS=dz dθdS=dz\,d\theta. The omitted meridian and poles have zero surface measure: in regular surface charts they lie in a coordinate line or in finitely many points, whose Euclidean area is zero. The surface-coordinate formula gives total area 2(2π)=4π2(2\pi)=4\pi. Formula (3) for G=IG=I therefore yields, for large RR,

∫∣x∣>R(1+∣x∣)2s∣ψ(x)∣2 dx=4π∫R∞(1+r)2ssin⁡2rF(r)2 dr. \int_{|x|>R}(1+|x|)^{2s}|\psi(x)|^2\,dx =4\pi\int_R^\infty \frac{(1+r)^{2s}\sin^2r}{F(r)^2}\,dr.

Since F(r)2≍r4F(r)^2\asymp r^4, this is finite for s<3/2s<3/2. It diverges for s≥3/2s\geq3/2: on the intervals [jπ+π/6,jπ+5π/6][j\pi+\pi/6,j\pi+5\pi/6], sin⁡2r≥1/4\sin^2r\geq1/4, and the resulting series has terms comparable to j2s−4j^{2s-4}. The bound on sine follows from its monotonicity on [0,π/2][0,\pi/2], reflection about π/2\pi/2, and sin⁡(π/6)=1/2\sin(\pi/6)=1/2. For the last value, set c=cos⁡(π/3)>0c=\cos(\pi/3)>0. The addition formulas give 4c3−3c=cos⁡π=−14c^3-3c=\cos\pi=-1, or (c+1)(2c−1)2=0(c+1)(2c-1)^2=0, hence c=1/2c=1/2; the complementary-angle identity gives the sine value. The power-series convergence and divergence follow from the scalar integral comparison on unit intervals for t2s−4t^{2s-4}; at exponent −1-1, its primitive is log⁡t\log t. The endpoint is harmonic divergence. Thus this eigenfunction does not have the rapid weighted decay required in (16). With V=−WV=-W, its equation is the one in Corollary 3.1 and its potential obeys (17), but its solution does not obey (16).

To compare this example with the strengthened finite-weight corollary, take rj=π/4+jπr_j=\pi/4+j\pi. Its displayed asymptotic gives rjW(rj)→−8r_jW(r_j)\to-8, so every constant in (17) satisfies C≥8C\geq8. At λ=1\lambda=1, the sufficient condition requires s≥C2/4≥16s\geq C^2/4\geq16, whereas this eigenfunction's weighted norm is finite only for s<3/2s<3/2. It therefore fails the finite-weight hypothesis as well.

4. Removing the boundary of an indefinite cone

The next result retains the radial derivative term in the exact identity (13). Its potential hypothesis refers to the fixed cone under consideration. A second proof under rapid decay is retained afterward, using only the weaker estimate (10).

Lemma 4.1 (vanishing in one cone). Let λ>0\lambda>0, let GG be as in (1), and let u∈H1(Rn)u\in H^1(\mathbb R^n). On the nonempty cone OO, assume (B(∂)+λ+V)u=0(B(\partial)+\lambda+V)u=0 distributionally, with measurable possibly complex VV, and

K=ess supx∈OA(x)∣V(x)∣2<∞.(19) K=\mathop{\mathrm{ess\,sup}}_{x\in O} A(x)|V(x)|^2<\infty. \tag{19}

Suppose that, for one real ss,

s≥1,K≤4λs,(1+∣x∣)su, (1+∣x∣)s∂ju∈L2(Rn)(1≤j≤n). \begin{gathered} s\geq1,\qquad K\leq4\lambda s,\\ (1+|x|)^su,\ (1+|x|)^s\partial_j u\in L^2(\mathbb R^n)\\ \quad(1\leq j\leq n). \end{gathered}

Then u=0u=0 almost everywhere on OO, including s=1s=1 and K=4λsK=4\lambda s. This is a sufficient condition, with no optimality claim. Hypothesis (16) is a special case: choose one s≥max⁡(1,K/(4λ))s\geq\max(1,K/(4\lambda)).

Proof. Retaining the derivative. Fix this ss, set τ=2s\tau=2s, α=s+(n−2)/2\alpha=s+(n-2)/2, and use t=log⁡At=\log\sqrt A and the exact measure (3). For a smooth compactly supported function in OO, (12)–(14) give

∥A(1+s)/2(B+λ)u∥22=∥L1v∥2+4s2∥∂tv∥2+4λs∥As/2u∥22,v(t,ω)=eαtu(etω). \begin{aligned} &\|A^{(1+s)/2}(B+\lambda)u\|_2^2\\ &=\|L_1v\|^2+4s^2\|\partial_tv\|^2\\ &\quad+4\lambda s\|A^{s/2}u\|_2^2,\\ v(t,\omega)&=e^{\alpha t}u(e^t\omega). \end{aligned}

The cylinder norms use dt dμdt\,d\mu, and L1L_1 is exactly (12) with τ=2s\tau=2s. We will discard only ∥L1v∥2\|L_1v\|^2. No angular positivity or elliptic regularity enters this identity.

The boundary error. Choose the fixed cutoff ψ\psi of (20), and put mε=ψ(A/ε)m_\varepsilon=\psi(A/\varepsilon), uε=mεuu_\varepsilon=m_\varepsilon u, with 0<ε≤10<\varepsilon\leq1. The Cartesian calculation (21) is valid by the weak product rule. On its support Eε={ε<A<2ε}E_\varepsilon=\{\varepsilon<A<2\varepsilon\}, (22) therefore implies

Iε=∫Eε(∣u∣2+∣x∣2∣∇u∣2) dx,Eεerr=∥A(1+s)/2Cεu∥2,(Eεerr)2≤4C2(2ε)s−1Iε. \begin{gathered} I_\varepsilon=\int_{E_\varepsilon} (|u|^2+|x|^2|\nabla u|^2)\,dx,\\ E_\varepsilon^{\rm err} =\|A^{(1+s)/2}C_\varepsilon u\|_2,\\ (E_\varepsilon^{\rm err})^2 \leq4C^2(2\varepsilon)^{s-1}I_\varepsilon. \end{gathered}

The constant absorbs the fixed squaring inequality and is independent of ε\varepsilon. The factor is exact: ε−2(2ε)1+s=4(2ε)s−1\varepsilon^{-2}(2\varepsilon)^{1+s}=4(2\varepsilon)^{s-1}. The hypothesis with s≥1s\geq1 makes ∣u∣2+∣x∣2∣∇u∣2|u|^2+|x|^2|\nabla u|^2 integrable. At every fixed xx, including points of A=0A=0, the indicator of EεE_\varepsilon tends to zero. Dominated convergence gives Iε→0I_\varepsilon\to0, hence Eεerr→0E_\varepsilon^{\rm err}\to0 even at s=1s=1.

For each fixed ε\varepsilon, the first derivatives of mεm_\varepsilon are bounded by a constant times ∣x∣/ε|x|/\varepsilon. Thus uε∈H1u_\varepsilon\in H^1 using the weighted norm of uu at s≥1s\geq1. On its support ∣V∣≤K/ε|V|\leq\sqrt{K/\varepsilon}; extending by zero where the cutoff vanishes gives the global graph identity (23). Its unweighted terms are in L2L^2. Its weighted potential term satisfies ∥A(1+s)/2Vuε∥2≤K∥As/2uε∥2\|A^{(1+s)/2}Vu_\varepsilon\|_2\leq\sqrt K\|A^{s/2}u_\varepsilon\|_2, and the displayed boundary estimate handles the other weighted graph term.

The outer cutoff. Choose χR=χ(x/R)\chi_R=\chi(x/R) as in the following rapid-decay proof. The exact split is

[B,χR]uε=mε[B,χR]u+4ε−1ψ′(A/ε)(x⋅∇χR)u. \begin{aligned} &[B,\chi_R]u_\varepsilon\\ &=m_\varepsilon[B,\chi_R]u\\ &\quad+4\varepsilon^{-1}\psi'(A/\varepsilon) (x\cdot\nabla\chi_R)u. \end{aligned}

On R≤∣x∣≤2RR\leq|x|\leq2R, the squared norm of the first term with weight A1+sA^{1+s} is at most

CG,s(R2s∫∣x∣≥R∣∇u∣2 dx+R2s−2∫∣x∣≥R∣u∣2 dx)⟶0. \begin{gathered} C_{G,s}\left(\begin{aligned} &R^{2s}\int_{|x|\geq R}|\nabla u|^2\,dx\\ &+R^{2s-2}\int_{|x|\geq R}|u|^2\,dx \end{aligned}\right)\\ \longrightarrow0. \end{gathered}

Each term is bounded by a tail of a finite weighted integral from the single stated hypothesis. In the second part of the split, ∣x⋅∇χR∣|x\cdot\nabla\chi_R| is uniformly bounded and A≤2εA\leq2\varepsilon. Its squared weighted norm is bounded by

C(2ε)s−1∫∣x∣≥R∣u∣2 dx⟶0for fixed ε. C(2\varepsilon)^{s-1} \int_{|x|\geq R}|u|^2\,dx\longrightarrow0 \quad\text{for fixed }\varepsilon.

This avoids imposing weight ss on ∇uε\nabla u_\varepsilon, which would demand an additional power of uu at an unbounded cone boundary.

To pass the derivative term, the exact cylinder formulas are

∥vε∥2=∫OAs−1∣uε∣2 dx,∂tvε=eαt(x⋅∇uε+αuε). \begin{gathered} \|v_\varepsilon\|^2 =\int_O A^{s-1}|u_\varepsilon|^2\,dx,\\ \partial_tv_\varepsilon=e^{\alpha t} (x\cdot\nabla u_\varepsilon+\alpha u_\varepsilon). \end{gathered}

Both are finite: As−1≤CG,s(1+∣x∣)2s−2A^{s-1}\leq C_{G,s}(1+|x|)^{2s-2} on OO, and x⋅∇mε=2(A/ε)ψ′(A/ε)x\cdot\nabla m_\varepsilon=2(A/\varepsilon)\psi'(A/\varepsilon) is uniformly bounded. On the compact support of χRuε\chi_Ru_\varepsilon, the graph mollification from Theorem 2.1 also converges in H1H^1. Smooth bounded coordinate coefficients there give convergence of the radial derivative in cylinder L2L^2. The graph image minus L2vL_2v gives convergence of L1vL_1v, so the full identity extends to this compact graph vector. Now remove RR at fixed ε,s\varepsilon,s. The two split errors vanish as shown; the main weighted graph terms converge by dominated convergence. The derivative of χR\chi_R contributes a uniformly bounded x⋅∇χRx\cdot\nabla\chi_R times a tail in the first cylinder norm, and also vanishes. Consequently

4s2∥∂tvε∥2+4λsFε≤∥A(1+s)/2(−Vuε+Cεu)∥22,Fε=∫OAs∣uε∣2 dx. \begin{gathered} 4s^2\|\partial_tv_\varepsilon\|^2+4\lambda sF_\varepsilon\\ \leq\|A^{(1+s)/2}(-Vu_\varepsilon+C_\varepsilon u)\|_2^2,\\ F_\varepsilon=\int_O A^s|u_\varepsilon|^2\,dx. \end{gathered}

Equality at the threshold. The triangle inequality bounds the last right side by

KFε+2KFεEεerr+(Eεerr)2. KF_\varepsilon+2\sqrt{KF_\varepsilon}E_\varepsilon^{\rm err} +(E_\varepsilon^{\rm err})^2.

The FεF_\varepsilon are uniformly bounded by the finite integral ∫OAs∣u∣2 dx\int_O A^s|u|^2\,dx. Since K≤4λsK\leq4\lambda s, we obtain

4s2∥∂tvε∥2≤2KFεEεerr+(Eεerr)2⟶0. \begin{gathered} 4s^2\|\partial_tv_\varepsilon\|^2\\ \leq2\sqrt{KF_\varepsilon}E_\varepsilon^{\rm err} +(E_\varepsilon^{\rm err})^2\longrightarrow0. \end{gathered}

The cylinder norm formula and dominated convergence give vε→vv_\varepsilon\to v in L2(dt dμ)L^2(dt\,d\mu). Hence ∂tv=0\partial_tv=0 distributionally. For η∈Cc∞(Σ)\eta\in C_c^\infty(\Sigma), Cauchy–Schwarz and scalar Fubini make gη(t)=∫Σv(t,ω)η(ω)‾ dμ(ω) g_\eta(t)=\int_\Sigma v(t,\omega)\overline{\eta(\omega)}\,d\mu(\omega) an L2(R)L^2(\mathbb R) function with zero distributional derivative. Here is the constant conclusion explicitly. Fix ϑ∈Cc∞(R)\vartheta\in C_c^\infty(\mathbb R) of integral one. Every test ϕ−(∫ϕ)ϑ\phi-(\int\phi)\vartheta has integral zero, so its primitive from −∞-\infty is again a compact smooth test. Pairing that primitive with gη′=0g_\eta'=0 proves ⟨gη,ϕ⟩=cη∫ϕ\langle g_\eta,\phi\rangle=c_\eta\int\phi. Thus gη=cηg_\eta=c_\eta as a distribution and almost everywhere; its square integrability forces cη=0c_\eta=0.

For completeness, the product tests used here are dense in the full cylinder space. Truncate an L2L^2 function to ∣t∣≤m|t|\leq m, ∣ω∣≤m|\omega|\leq m, and truncate its magnitude; dominated convergence removes these truncations. The remaining angular compact set lies in finitely many relatively compact surface charts. The finite smooth partition proved in the coordinate reading splits it into those charts. On each compact chart, the density for dμd\mu is smooth, positive and bounded above and below. Euclidean L2L^2 approximation by finite sums of box indicators, followed by smooth approximation of their separate time and angular factors, therefore gives finite sums of ϕ(t)η(ω)\phi(t)\eta(\omega) in the cylinder norm. Cutoffs supported inside the chart keep the angular factors smooth after extension by zero. Summing the finite pieces proves density. No compactness or connectedness of Σ\Sigma was needed. In dimension one, Σ\Sigma consists of two points and the same claim is simply density in two copies of L2(R)L^2(\mathbb R). All product pairings of vv vanish, hence v=0v=0, so u=0u=0 on OO. No increasing-weight limit is used. □\square

A fixed quadratic boundary layer and the finite-weight endpoint argument

The upper panel draws the exact layer ε<A<2ε\varepsilon<A<2\varepsilon for A=x12−x22A=x_1^2-x_2^2, at ε=1/4\varepsilon=1/4; the layer continues beyond the plotted window. The lower panel records proved inequalities, rather than numerical values of a solution. Lemma 4.1, “The boundary error” and “Equality at the threshold,” prove both endpoint limits. The geometry uses Example 1.2 and the exact measure of Lemma 1.1. Vector figure.

Alternative proof under rapid decay (16). Fix a real smooth ψ\psi, zero on (−∞,1](-\infty,1], one on [2,∞)[2,\infty), with 0≤ψ≤10\leq\psi\leq1. For 0<ε≤10<\varepsilon\leq1, set

uε=ψ(A/ε)u,Cε=[B(∂),ψ(A/ε)].(20) u_\varepsilon=\psi(A/\varepsilon)u, \qquad C_\varepsilon=[B(\partial),\psi(A/\varepsilon)]. \tag{20}

The identities ∇A=2G−1x\nabla A=2G^{-1}x, B(∂)A=2nB(\partial)A=2n, and (∇A)TG∇A=4A(\nabla A)^TG\nabla A=4A give the exact commutator

Cεu=(4Aε2ψ′′(A/ε)+2nεψ′(A/ε))u+4εψ′(A/ε)x⋅∇u.(21) C_\varepsilon u= \left(\frac{4A}{\varepsilon^2}\psi''(A/\varepsilon) +\frac{2n}{\varepsilon}\psi'(A/\varepsilon)\right)u +\frac4\varepsilon\psi'(A/\varepsilon)x\cdot\nabla u. \tag{21}

It is supported in {ε<A<2ε}\{\varepsilon<A<2\varepsilon\}. Consequently

∣Cεu∣≤Cε−1(∣u∣+∣x∣∣∇u∣).(22) |C_\varepsilon u|\leq C\varepsilon^{-1} (|u|+|x||\nabla u|). \tag{22}

These formulas hold distributionally for u∈H1u\in H^1 by the product rule. The multiplier and its first derivatives grow at most polynomially for fixed ε\varepsilon. Thus uεu_\varepsilon also has (16). On its support, (19) gives ∣V∣≤K/ε |V|\leq\sqrt{K/\varepsilon}. Extending by zero where the multiplier vanishes, the equation gives the global graph identity

(B(∂)+λ)uε=−Vuε+Cεu.(23) (B(\partial)+\lambda)u_\varepsilon =-Vu_\varepsilon+C_\varepsilon u. \tag{23}

Every term is L2L^2, with every fixed polynomial weight. No second derivative of uu has been assumed.

We first make the support compact. Choose a smooth χ\chi, equal to one on {∣x∣≤1}\{|x|\leq1\}, zero on {∣x∣≥2}\{|x|\geq2\}, and set uε,R=χ(x/R)uεu_{\varepsilon,R}=\chi(x/R)u_\varepsilon. Its support is compactly contained in OO, and (23) and the outer product rule put it in the graph domain of Theorem 2.1. For fixed ε,τ>0\varepsilon,\tau>0, apply (10) and remove RR by taking R→∞R\to\infty. Here is the error estimate that justifies this order. On R≤∣x∣≤2RR\leq|x|\leq2R, 0<A(x)≤CGR20<A(x)\leq C_G R^2, and

∣[B(∂),χ(x/R)]uε∣≤C(R−1∣∇uε∣+R−2∣uε∣). |[B(\partial),\chi(x/R)]u_\varepsilon| \leq C(R^{-1}|\nabla u_\varepsilon|+R^{-2}|u_\varepsilon|).

Its squared norm with weight A1+τ/2A^{1+\tau/2} is at most

CG,τRτ∫∣x∣≥R(∣∇uε∣2+R−2∣uε∣2) dx⟶0.(24) C_{G,\tau}R^\tau\int_{|x|\geq R} (|\nabla u_\varepsilon|^2+R^{-2}|u_\varepsilon|^2)\,dx \longrightarrow0. \tag{24}

For example, choose an integer weight N>τ/2N>\tau/2 in (16), and bound each tail by its weighted L2L^2 norm times R−2NR^{-2N}. The main graph terms and uεu_\varepsilon themselves converge in the fixed weighted norms by dominated convergence, using (23). Smooth graph approximation is performed on each compact support first. It follows that (10) holds for uεu_\varepsilon at this fixed weight.

Put Fε,τ=∫∣uε∣2Aτ/2 dxF_{\varepsilon,\tau}=\int |u_\varepsilon|^2A^{\tau/2}\,dx. Equations (19), (23), and ∣a+b∣2≤2∣a∣2+2∣b∣2|a+b|^2\leq2|a|^2+2|b|^2 give

2(λτ−K)Fε,τ≤2∫∣Cεu∣2A1+τ/2 dx≤Cu(2ε)τ/2−1.(25) 2(\lambda\tau-K)F_{\varepsilon,\tau} \leq2\int |C_\varepsilon u|^2A^{1+\tau/2}\,dx \leq C_u(2\varepsilon)^{\tau/2-1}. \tag{25}

The last constant is independent of ε,τ\varepsilon,\tau. Indeed, on the commutator support the weight is at most (2ε)1+τ/2(2\varepsilon)^{1+\tau/2}, and (22) bounds its unweighted squared norm by a fixed multiple of ε−2(∥u∥22+∥∣x∣∇u∥22)\varepsilon^{-2}(\|u\|_2^2+\||x|\nabla u\|_2^2). The exact identity ε−2(2ε)1+τ/2=4(2ε)τ/2−1\varepsilon^{-2}(2\varepsilon)^{1+\tau/2}=4(2\varepsilon)^{\tau/2-1} proves (25).

Now fix ρ>2ε\rho>2\varepsilon. On {A≥ρ}\{A\geq\rho\}, uε=uu_\varepsilon=u and Aτ/2≥ρτ/2A^{\tau/2}\geq\rho^{\tau/2}. For τ>K/λ\tau>K/\lambda, (25) yields

∫A≥ρ∣u∣2 dx≤Cu2(λτ−K)(2ε)(2ερ)τ/2.(26) \int_{A\geq\rho}|u|^2\,dx \leq\frac{C_u}{2(\lambda\tau-K)(2\varepsilon)} \left(\frac{2\varepsilon}{\rho}\right)^{\tau/2}. \tag{26}

Let τ→∞\tau\to\infty with ε,ρ\varepsilon,\rho fixed. The right side tends to zero. For each ρ=1/m\rho=1/m, choose ε<min⁡(1,ρ/2)\varepsilon<\min(1,\rho/2). The union of these sets is OO, so u=0u=0 there. Each upper cutoff has already been removed before this weight limit. □\square

5. Translating cones to prove global uniqueness

Theorem 5.1 (indefinite quadratic uniqueness). Let GG be real symmetric, invertible and indefinite, and let A,BA,B be (1). Suppose λ∈R∖{0}\lambda\in\mathbb R\setminus\{0\}, uu has (16), and

(B(∂)+λ+V)u=0,∣V(x)∣≤C(∣A(x)∣+1+∣x∣)−1/2a.e.(27) (B(\partial)+\lambda+V)u=0, \qquad |V(x)|\leq C\bigl(|A(x)|+1+|x|\bigr)^{-1/2} \quad\text{a.e.} \tag{27}

Then u=0u=0 almost everywhere on Rn\mathbb R^n. The potential may be complex.

Proof. First suppose λ>0\lambda>0. For every fixed center yy, the translated form satisfies

A(x−y)=A(x)−2xTG−1y+A(y),∣A(x−y)∣≤Cy(∣A(x)∣+1+∣x∣).(28) A(x-y)=A(x)-2x^TG^{-1}y+A(y), \qquad |A(x-y)|\leq C_y\bigl(|A(x)|+1+|x|\bigr). \tag{28}

Thus A(x−y)∣V(x)∣2A(x-y)|V(x)|^2 is bounded on Oy={x:A(x−y)>0}O_y=\{x:A(x-y)>0\}. For each center, choose a possibly center-dependent exponent s≥max⁡(1,Ky/(4λ))s\geq\max(1,K_y/(4\lambda)), where Ky=ess supOyA(x−y)∣V(x)∣2K_y=\mathop{\mathrm{ess\,sup}}_{O_y}A(x-y)|V(x)|^2. Translation preserves (16), because for fixed y,sy,s the ratios of (1+∣x∣)s(1+|x|)^s and (1+∣x−y∣)s(1+|x-y|)^s are bounded in both directions. It preserves the constant differential operator. Lemma 4.1 in coordinates x−yx-y therefore proves u=0u=0 almost everywhere on OyO_y.

A countable collection of these cones covers the space. Since GG is indefinite, choose zz with A(z)>0A(z)>0. For any xx, the center y0=x−zy_0=x-z has A(x−y0)>0A(x-y_0)>0. By continuity, the same holds for some rational center y∈Qny\in\mathbb Q^n sufficiently close to y0y_0. Hence ⋃y∈QnOy=Rn\bigcup_{y\in\mathbb Q^n}O_y=\mathbb R^n. The exceptional null sets from the separate cone arguments still have null countable union, which proves the conclusion.

For λ<0\lambda<0, multiply the equation by −1-1. The new data are

G′=−G,B′=−B,A′=−A,λ′=−λ>0,V′=−V.(29) G'=-G,\quad B'=-B,\quad A'=-A,\quad \lambda'=-\lambda>0,\quad V'=-V. \tag{29}

The matrix G′G' remains indefinite and invertible. Its dual form is exactly −A-A, and ∣A′∣=∣A∣|A'|=|A| preserves (27). Apply the positive-energy result to these data. □\square

The constants KyK_y obtained from (28) need not be uniformly bounded in yy. The fixed-cone improvement has therefore not replaced Theorem 5.1’s rapid hypothesis by one universal finite exponent. Its sign reversal and countable rational-center cover retain their stated scope. For a negative definite matrix at negative energy, sign reversal separately gives the matching definite result with G′=−GG'=-G, A′=−AA'=-A, and V′=−VV'=-V.

Example 5.2 (decay next to a null direction). With (8), the potential

V(x)=(∣x12−x22∣+1+∣x∣)−1/2(30) V(x)=\bigl(|x_1^2-x_2^2|+1+|x|\bigr)^{-1/2} \tag{30}

satisfies (27). On the null ray x=(t,t)x=(t,t), t→+∞t\to+\infty, it is comparable to t−1/2t^{-1/2}. On a fixed ray x=tωx=t\omega with A(ω)≠0A(\omega)\ne0, it is comparable to t−1t^{-1}. The global hypothesis cannot be replaced by a uniform C/∣x∣C/|x| bound without losing this example. Each translated cone still receives the finite constant in (19) from (28).

Positive quadratic cones and the potential along null and off-cone rays

The top panel draws the exact dual form in Example 1.2: shading denotes A>0A>0, and the hyperbolas have radii r=1,2r=1,2. The dashed null lines form the boundary where this radius vanishes. The lower panel samples the exact potential (30) as a function of Euclidean distance along two specified rays; dotted lines show its asymptotic powers. Lemma 1.1 supplies the coordinates and Example 5.2 supplies the two decay rates. Vector figure.

The estimate and the uniqueness theorem use different kinds of support. The estimate begins with support compactly inside a cone. The uniqueness theorem begins with a global weak H1H^1 solution and removes both the unbounded outer region and the layer next to the cone boundary. The finite-weight proof fixes ss, removes the outer cutoff, and then lets the boundary layer shrink, retaining the radial derivative at the threshold. The alternative rapid-decay proof instead uses the uniform constant in (25) before taking its increasing-weight limit.

Use the conclusion

Check the equality case of the weight threshold and the translated-cone argument. Compare the bound-state counterexample with the sufficient finite-weight hypothesis; keep the complex-potential scope and the separate rapid-decay alternative.

6. Exercises and checked solutions

Exercise 6.1 (foundation). In the hyperbolic model (8), compute dμd\mu on both branches, the Jacobian of x=(σrcosh⁡s,rsinh⁡s)x=(\sigma r\cosh s,r\sinh s), and the operator (9). Explain why the angular quadratic form has the opposite sign from the Euclidean sphere's.

Exercise 6.2 (intermediate). Let uu have compact support K⋐OK\Subset O, u∈L2u\in L^2, and (B(∂)+λ)u∈L2(B(\partial)+\lambda)u\in L^2. Prove that convolution approximates both graph entries with support in one compact subset of OO. Explain why this proves (10) for each fixed τ\tau, and why it makes no assertion of uniform approximation as τ→∞\tau\to\infty.

Exercise 6.3 (intermediate). For the potential (30), prove that no constant gives ∣V(x)∣≤C/∣x∣|V(x)|\leq C/|x| for all large xx. Nevertheless, give an explicit upper bound for sup⁡OyA(x−y)∣V(x)∣2\sup_{O_y}A(x-y)|V(x)|^2 in terms of y,Gy,G.

Exercise 6.4 (advanced). Derive (21) directly in Cartesian coordinates, without using polar coordinates. Prove the exponent τ/2−1\tau/2-1 in (25). Then explain why a bound obtained before removing the outer cutoff at fixed τ\tau would not, by itself, justify taking τ→∞\tau\to\infty in (26).

Exercise 6.5 (advanced). Put u(x)=sech⁡xu(x)=\operatorname{sech}x on the line. Find λ<0\lambda<0 and a real smooth VV with ∣V(x)∣≤C/∣x∣|V(x)|\leq C/|x| such that (∂x2+λ+V)u=0(\partial_x^2+\lambda+V)u=0. Verify (16). Identify the precise reason that sign reversal does not extend Corollary 3.1 to this example, although sign reversal is valid in Theorem 5.1.

Solution 6.1. On either branch,

∣ω′(s)∣=sinh⁡2s+cosh⁡2s=∣G−1ω(s)∣,dS=∣ω′∣ ds. |\omega'(s)|=\sqrt{\sinh^2s+\cosh^2s} =|G^{-1}\omega(s)|, \qquad dS=|\omega'|\,ds.

Formula (3) gives dμ=dsd\mu=ds. The absolute Jacobian is r∣σ(cosh⁡2s−sinh⁡2s)∣=rr|\sigma(\cosh^2s-\sinh^2s)|=r, so dx=r dr dsdx=r\,dr\,ds on each branch. The inverse first derivatives are

∂1=σcosh⁡s ∂r−σr−1sinh⁡s ∂s,∂2=−sinh⁡s ∂r+r−1cosh⁡s ∂s. \partial_1=\sigma\cosh s\,\partial_r -\sigma r^{-1}\sinh s\,\partial_s, \qquad \partial_2=-\sinh s\,\partial_r+r^{-1}\cosh s\,\partial_s.

Squaring these fields includes derivatives of their coefficients. Their mixed second derivatives cancel in ∂12−∂22\partial_1^2-\partial_2^2; their radial second coefficient is one, angular second coefficient −r−2-r^{-2}, and remaining first coefficients are r−1r^{-1} radially and zero angularly. This gives (9). Integration by parts yields (−∂s2f,f)=∥f′∥2( -\partial_s^2f,f)=\|f'\|^2, whereas the sphere Laplacian satisfies (ΔSf,f)=−∥∇Sf∥2(\Delta_S f,f)=-\|\nabla_S f\|^2.

Solution 6.2. The compact set KK has positive distance from the complement of OO. Choose δ>0\delta>0 smaller than this distance and choose a smooth mollifier supported in the ball of radius one. Convolution at radii less than δ/2\delta/2 has support in K+B‾δ/2⋐OK+\overline B_{\delta/2}\Subset O. Constant coefficients give

(B(∂)+λ)(u∗ρη)=((B(∂)+λ)u)∗ρη. (B(\partial)+\lambda)(u*\rho_\eta) =((B(\partial)+\lambda)u)*\rho_\eta.

Both entries converge in L2L^2 by the approximate identity property. For fixed τ\tau, the two positive weights in (10) are bounded on the common compact set, so the weighted norms converge as well. Apply the smooth estimate and take η→0\eta\to0. Bounds for the weights on that compact set can grow exponentially with τ\tau; this reasoning fixes τ\tau before smoothing and supplies no uniform approximation for a varying τ\tau.

Solution 6.3. On x=(t,t)x=(t,t), ∣x∣V(x)=2t(1+2t)−1/2→∞|x|V(x)=\sqrt2t(1+\sqrt2t)^{-1/2}\to\infty. The asserted uniform inverse-radius bound therefore fails. On any translated positive cone, (28) and the explicit formula for VV give

A(x−y)∣A(x)∣+1+∣x∣≤1+2∣G−1y∣+∣A(y)∣. \frac{A(x-y)}{|A(x)|+1+|x|} \leq 1+2|G^{-1}y|+|A(y)|.

Indeed the three numerator terms are bounded by ∣A(x)∣|A(x)|, 2∣G−1y∣∣x∣2|G^{-1}y||x|, and ∣A(y)∣|A(y)|, respectively, and each is bounded by its displayed coefficient times the common denominator. The supremum in the question is at most this finite quantity. No bound uniform in all centers is needed.

Solution 6.4. For a smooth multiplier mm,

[B(∂),m]u=(B(∂)m)u+2(G∇m)⋅∇u. [B(\partial),m]u=(B(\partial)m)u +2(G\nabla m)\cdot\nabla u.

Take m=ψ(A/ε)m=\psi(A/\varepsilon). Since G∇A=2xG\nabla A=2x, B(∂)A=2nB(\partial)A=2n, and (∇A)TG∇A=4A(\nabla A)^TG\nabla A=4A, the chain rule gives exactly (21). On its support A≤2εA\leq2\varepsilon, all coefficients multiplying uu are bounded by C/εC/\varepsilon, and the last term is bounded by C∣x∣∣∇u∣/εC|x||\nabla u|/\varepsilon. After squaring, multiplying by A1+τ/2A^{1+\tau/2}, and integrating, the factor is ε−2(2ε)1+τ/2=4(2ε)τ/2−1\varepsilon^{-2}(2\varepsilon)^{1+\tau/2}=4(2\varepsilon)^{\tau/2-1}. The remaining weighted first-derivative norm of uu is finite by (16) and independent of the two parameters. This proves (25), after the potential term is absorbed. The outer error (24) contains RτR^\tau and constants depending on τ\tau. Rapid decay makes it tend to zero for each fixed τ\tau; it does not furnish a limit uniform over all positive τ\tau at a fixed RR. Therefore the justified order is R→∞R\to\infty first and τ→∞\tau\to\infty afterward.

Solution 6.5. Direct differentiation gives

u′=−utanh⁡x,u′′=(1−2sech⁡2x)u. u'=-u\tanh x,\qquad u''=(1-2\operatorname{sech}^2x)u.

Thus λ=−1\lambda=-1, V=2sech⁡2xV=2\operatorname{sech}^2x solve the equation. Both uu and u′u' decay exponentially at either end, so every polynomial multiple is square integrable. The function 2∣x∣sech⁡2x2|x|\operatorname{sech}^2x is bounded: it is continuous, vanishes at zero, and tends to zero at infinity. This verifies (17). Here G=1G=1 is positive definite. Sign reversal produces G′=−1G'=-1 and A′(x)=−x2A'(x)=-x^2, whose positive cone is empty. The cone estimate with positive energy has nowhere to apply. In the indefinite theorem, both GG and −G-G have nonempty positive cones, so this obstruction does not arise. The positive sign in the elliptic energy assumption is essential.

References