Homogeneous maps, symbol estimates and completeness

Changing conic coordinates can mix a base variable with a frequency direction. The derivative count must survive that mixing before a symbol definition can be called intrinsic. We prove the complete coordinate theorem, its proper-map and submersion consequences, and the symbol topology needed for limits and asymptotic construction.

Original programme exposition, complete proofs, examples and figure: GPT-6 Astra (OpenAI), Ultra, 4 October 2026; dedicated under CC0. Exact earlier components retain their stated terms.

H0. Classes, conventions and exact inputs

Let Γ⊂X×(RN∖0)\Gamma\subset X\times(\mathbb R^N\setminus0) be an open cone, where XX is open in Euclidean space. Write r=∣θ∣r=|\theta| and Σ=Γ∩{r=1}\Sigma=\Gamma\cap\{r=1\}. Fix 0≤ρ≤10\leq\rho\leq1, 0≤δ≤10\leq\delta\leq1, and m∈Rm\in\mathbb R. A smooth function belongs to Sρ,δm(Γ)S^m_{\rho,\delta}(\Gamma) when, for every compact K⊂ΣK\subset\Sigma and every pair of multiindices,

pK,α,βm(a)=sup⁡(x,ω)∈K, r≥1r−m+ρ∣α∣−δ∣β∣∣∂θα∂xβa(x,rω)∣<∞.(H1) p^m_{K,\alpha,\beta}(a)= \sup_{(x,\omega)\in K,\ r\geq1} r^{-m+\rho|\alpha|-\delta|\beta|} |\partial_\theta^\alpha\partial_x^\beta a(x,r\omega)|<\infty. \tag{H1}

Also retain the usual smooth seminorms on compact subsets of Γ\Gamma. They impose no uniform condition as r↓0r\downarrow0. Using compact sets of nonunit radii and their outward dilations gives the same space: on each such compact set the starting radii have positive lower and finite upper bounds, and the remaining finite radial interval is compact. On the full vector bundle including zero, impose smoothness there and replace rr by ⟨θ⟩\langle\theta\rangle; the proofs below then include the bounded-frequency region directly. Set

S−∞=⋂q∈RSρ,δq,Sρm=Sρ,1−ρm.(H2) S^{-\infty}=\bigcap_{q\in\mathbb R}S^q_{\rho,\delta}, \qquad S^m_\rho=S^m_{\rho,1-\rho}. \tag{H2}

The intersection is independent of the two parameters: for any fixed derivative its finite weight shift can be absorbed by choosing a more negative order. All assertions apply component by component to finite matrices.

The exact earlier programme inputs are the U001 proofs of the chain and product rules, the smooth inverse theorem, finite-dimensional compactness, smooth cutoffs, the fundamental theorem of calculus and completeness of real numbers. They are bound by their individual identifiers in the proof map. PS5 supplies the proved locally finite partition construction when a manifold is used. No completeness, interpolation or symbol summation theorem is imported without proof. The specific ordinary phase lift in PH F4 is an earlier application; the theorem here permits arbitrary homogeneous maps.

The derivative budget and normalized properness

The upper panel gives the exact order costs in H2. The lower panel displays the exact radial form in H5; arrows represent a general map, not a claim that every map is injective or a submersion.

H1. A complete locally convex symbol space

Choose compact sets KjK_j exhausting Σ\Sigma, each inside the interior of the next, and compact sets LjL_j similarly exhausting Γ\Gamma. Such exhaustions are obtained from finitely many closed rational boxes in successively larger coordinate regions; shrink boxes inside the open domain and enlarge at each step. Use the maximum of (H1) for KjK_j, ∣α∣+∣β∣≤j|\alpha|+|\beta|\leq j, and the smooth seminorms on LjL_j of order at most jj, denoting the result by pjp_j. Enlarge to increasing seminorms if necessary. These seminorms separate functions, and their balls are convex by the triangle inequality. The metric

d(a,b)=∑j≥12−jmin⁡{1,pj(a−b)}(H3) d(a,b)=\sum_{j\geq1}2^{-j}\min\{1,p_j(a-b)\} \tag{H3}

has the same topology. Indeed, finitely many small seminorms bound the finite initial sum and the geometric tail; conversely a small metric bounds each fixed summand. The inequality min⁡(1,s+t)≤min⁡(1,s)+min⁡(1,t)\min(1,s+t)\leq\min(1,s)+\min(1,t) proves the triangle inequality.

If aνa_\nu is Cauchy, every derivative is uniformly Cauchy on each compact coordinate box and hence has a continuous limit there: real and imaginary parts converge pointwise by completeness of the reals, and the uniform Cauchy estimate passes to the limit. These limits are the derivatives of the limiting function. To prove this, apply the fundamental theorem on a coordinate segment to aνa_\nu, pass to the uniform limits inside its integral, and divide by the segment length. Continuity of the candidate derivative gives the derivative after the length tends to zero. Repeat for each derivative order. Overlaps agree by uniqueness of pointwise limits. For a fixed weighted seminorm the Cauchy bound also passes to the pointwise limit throughout its unbounded set. It follows that the limit satisfies (H1) and that pj(aν−a)→0p_j(a_\nu-a)\to0 for every jj. Thus the metric is complete. This proves the Fréchet assertion, including its completeness.

Differentiation and multiplication are continuous with the exact orders

∂θα∂xβ:Sρ,δm→Sρ,δm−ρ∣α∣+δ∣β∣,Sρ,δmSρ,δm′⊂Sρ,δm+m′.(H4) \partial_\theta^\alpha\partial_x^\beta: S^m_{\rho,\delta}\to S^{m-\rho|\alpha|+\delta|\beta|}_{\rho,\delta}, \qquad S^m_{\rho,\delta}S^{m'}_{\rho,\delta} \subset S^{m+m'}_{\rho,\delta}. \tag{H4}

For differentiation these are identical seminorms. For a product, the iterated product rule is a finite sum of products of derivatives, obtained inductively by differentiating each factor. The exponents add to the stated weight. The same estimate gives bilinear continuity and shows that only derivatives up to the tested order are needed.

H2. The full homogeneous pullback theorem

Let F:Γ1→Γ2F:\Gamma_1\to\Gamma_2 be smooth and commute with positive fiber dilation. In coordinates write

F(x,θ)=(y(x,θ),η(x,θ)),y(x,tθ)=y(x,θ),η(x,tθ)=tη(x,θ),η≠0.(H5) F(x,\theta)=(y(x,\theta),\eta(x,\theta)),\qquad y(x,t\theta)=y(x,\theta),\quad \eta(x,t\theta)=t\eta(x,\theta),\quad\eta\ne0. \tag{H5}

Pullback is continuous Sρ,δm(Γ2)→Sρ,δm(Γ1)S^m_{\rho,\delta}(\Gamma_2)\to S^m_{\rho,\delta}(\Gamma_1) in each of these cases:

  1. ρ+δ=1\rho+\delta=1, with no further restriction on FF.
  2. ρ+δ≥1\rho+\delta\geq1 and yy depends only on xx.
  3. y=y(x)y=y(x), η=η(θ)\eta=\eta(\theta), with any allowed ρ,δ\rho,\delta.
  4. ρ+δ≤1\rho+\delta\leq1 and η\eta is independent of xx.

Properness is not required for this local estimate. On a compact normalized source set, positivity and continuity of ∣η(x,ω)∣|\eta(x,\omega)| give

0<cr≤∣η(x,rω)∣≤Cr.(H6) 0<c r\leq|\eta(x,r\omega)|\leq C r. \tag{H6}

The normalized image is compact. Homogeneity, differentiated by the chain rule, gives bounds of degree −∣α∣-|\alpha| for derivatives ∂θα∂xβy\partial_\theta^\alpha\partial_x^\beta y, and of degree 1−∣α∣1-|\alpha| for the corresponding derivatives of η\eta. The bounds hold for every derivative, since its restriction to the compact normalized set is bounded. The target region where ∣η∣<1|\eta|<1 has a bounded source radius by (H6) and is handled by smooth compact seminorms.

Here is the full higher derivative count. Repeated differentiation of a∘Fa\circ F produces finite terms consisting of a target derivative with k0k_0 base differentiations and k1k_1 frequency differentiations, times k0k_0 derivatives of components of yy and k1k_1 derivatives of components of η\eta. Each such factor has positive total derivative order; their multiindices add to (α,β)(\alpha,\beta). This description follows by induction: a new derivative either increases the target derivative and adds a differentiated component of FF, or differentiates a component already present. Its resulting exponent is

m+δk0+(1−ρ)k1−∣α∣,k0+k1≤∣α∣+∣β∣.(H7) m+\delta k_0+(1-\rho)k_1-|\alpha|, \qquad k_0+k_1\leq|\alpha|+|\beta|. \tag{H7}

In case 1, replace both coefficients of k0,k1k_0,k_1 by δ\delta to obtain m−ρ∣α∣+δ∣β∣m-\rho|\alpha|+\delta|\beta|. In case 2, k0≤∣β∣k_0\leq|\beta|; hence (H7) is at most m−ρ∣α∣+(1−ρ)∣β∣+(ρ+δ−1)k0m-\rho|\alpha|+(1-\rho)|\beta|+ (\rho+\delta-1)k_0, which gives the same bound. In case 3 also k1≤∣α∣k_1\leq|\alpha|; (H7) is bounded by the desired exponent directly. In case 4, k1≤∣α∣k_1\leq|\alpha|; writing the nonconstant part as δ(k0+k1)+(1−ρ−δ)k1−∣α∣\delta(k_0+k_1)+(1-\rho-\delta)k_1-|\alpha| proves the claim. Nonnegativity of the coefficients used in each case is exactly the displayed hypothesis.

Every source seminorm is bounded by finitely many target seminorms up to the same derivative order, times constants depending on FF and the compact set. This proves continuity, not just membership. Pullback respects composition because evaluation does. It preserves smoothing symbols and every fixed-order remainder by applying the same proof at that order.

H3. Conic manifolds and equivariant vector bundles

A conic manifold here has smooth homogeneous coordinate charts and a positive homogeneous radius rr; equivalently its dilation identifies it with (0,∞)×Σ(0,\infty)\times\Sigma, with Σ\Sigma a second-countable smooth manifold. For a cone bundle, charts are fiber preserving over its base. A positive radius can be made from local radii by a locally finite partition on the ray manifold: extend each partition function constantly along rays and sum its product with the local radius. The sum is positive, smooth, homogeneous, and locally finite. PS5 proves the required partition. The maps v↦(r(v),v/r(v))v\mapsto(r(v),v/r(v)) and dilation give the asserted smooth product identification.

Case 1 of H2 and its application to the inverse chart show that SρmS^m_\rho and its topology are independent of all homogeneous coordinates. Case 2 similarly proves the intrinsic cone-bundle definition of Sρ,δmS^m_{\rho,\delta} when ρ+δ≥1\rho+\delta\geq1. Each compact set meets finitely many members of a locally finite chart refinement; taking their finitely many seminorm bounds proves topology independence. The compatible closed subspace of the product of the chart Fréchet spaces is complete: a Cauchy sequence converges in each chart by H1, and compatibility passes to the pointwise limit. There is a countable refinement, so the resulting seminorm family is countable.

Let EE be a finite-rank smooth vector bundle on the conic manifold, with a smooth linear dilation action covering the action on its base. Choose a frame on a small part of r=1r=1 and carry it along the rays by that action. The resulting frame is equivariant. Two such frames have transition matrices homogeneous of degree zero. Their derivatives have bounds O(r−∣α∣)O(r^{-|\alpha|}), hence satisfy order-zero (ρ,δ)(\rho,\delta) estimates for our parameter range. H4 and the inverse transition matrix prove that the section class and its topology are independent of the frame. H2 therefore applies to pulled-back sections as well as scalar functions. A homogeneous bundle morphism of degree ww in these frames has coefficient derivatives of order w−∣α∣w-|\alpha|, so its action sends SmS^m continuously into Sm+wS^{m+w}. This states the weight shift explicitly; a half-density normalization must use its actual degree rather than treating every frame as degree zero.

H4. Submersions, reflection and a continuous left inverse

Suppose F:V1→V2F:V_1\to V_2 is a surjective homogeneous submersion. For the intrinsic classes SρmS^m_\rho, pullback reflects membership:

b∈C∞(V2),F∗b∈Sρm(V1)⟺b∈Sρm(V2).(H8) b\in C^\infty(V_2),\quad F^*b\in S^m_\rho(V_1) \quad\Longleftrightarrow\quad b\in S^m_\rho(V_2). \tag{H8}

We prove a continuous linear operator RR, simultaneously on all orders, satisfying RF∗=1R F^*=1. Write the map in radial coordinates as

F(r,s)=(rh(s),ψ(s)),h(s)>0.(H9) F(r,s)=(r h(s),\psi(s)),\qquad h(s)>0. \tag{H9}

Its radial derivative is nonzero; eliminating this derivative from the other columns shows that FF is a submersion exactly when ψ\psi is. A local section of ψ\psi through any prescribed source point can be constructed without a fibration theorem: select an invertible minor of its derivative, append the unused source coordinates to ψ\psi, and apply the proved smooth inverse theorem. Fix the appended coordinates at their value at that point. If σi:Ui→Σ1\sigma_i:U_i\to\Sigma_1 is this section, then

Si(t,z)=(t/h(σi(z)),σi(z))satisfiesFSi(t,z)=(t,z).(H10) S_i(t,z)=\bigl(t/h(\sigma_i(z)),\sigma_i(z)\bigr) \quad\hbox{satisfies}\quad F S_i(t,z)=(t,z). \tag{H10}

Take a locally finite smooth partition χi\chi_i on Σ2\Sigma_2, with supports inside the section neighborhoods, and extend it by degree zero. Define

Ra=∑iχiSi∗a.(H11) Ra=\sum_i\chi_i S_i^*a. \tag{H11}

Each term extends smoothly by zero outside its neighborhood because its partition support lies inside that neighborhood. The sum is locally finite. H2 and the product estimate (H4) give a finite-seminorm bound on every compact normalized target set. Thus (H11) is continuous on every SρmS^m_\rho, and RF∗b=(∑iχi)b=bRF^*b=(\sum_i\chi_i)b=b. This proves (H8). For an equivariant target bundle use sections of F∗EF^*E in (H11): their values at Si(q)S_i(q) lie in the same fiber EqE_q, so addition is defined independently of a frame. The preceding estimates still apply. Properness is not needed for this local construction.

Define essential support as the complement of the largest open conic set on which the symbol is in S−∞S^{-\infty}. For any homogeneous map in H2, smoothing pullback gives an inclusion. For a submersion it is equality:

ess supp⁡(F∗b)=F−1(ess supp⁡b).(H12) \operatorname{ess\,supp}(F^*b) =F^{-1}(\operatorname{ess\,supp}b). \tag{H12}

To prove the reverse inclusion at a point pp, choose the section in (H10) through pp. If F∗bF^*b is smoothing on a conic neighborhood of pp, shrink the section so its image is inside that neighborhood. Its pullback is bb, smoothing near F(p)F(p), by H2 at every negative order. This also explains why a critical map need not give equality.

H5. What properness supplies

In (H9), FF is proper if and only if ψ\psi is proper, where proper means that inverse images of compact sets are compact. For the forward direction take compact K⊂Σ2K\subset\Sigma_2. The map

s⟼(1/h(s),s)(H13) s\longmapsto(1/h(s),s) \tag{H13}

identifies ψ−1(K)\psi^{-1}(K) with F−1({1}×K)F^{-1}(\{1\}\times K); its inverse is projection onto the source ray. If FF is proper, this inverse image is compact, so ψ−1(K)\psi^{-1}(K) is compact. Conversely, a compact target set is contained in [a,b]×K[a,b]\times K, where 0<a≤b<∞0<a\leq b<\infty and KK is compact. If ψ\psi is proper, hh has positive lower and finite upper bounds c,Cc,C on ψ−1(K)\psi^{-1}(K). The inverse image lies in the compact product [a/C,b/c]×ψ−1(K)[a/C,b/c]\times\psi^{-1}(K), and is closed there by continuity and closedness of the target compact set. It is therefore compact. These uses of compactness are the earlier finite-cover and continuous-image proofs, not an assertion about unbounded radial intervals.

Consequently, when FF is proper and the normalized essential support of bb is compact, the normalized essential support of F∗bF^*b is compact as well: it is closed and contained in the compact inverse image under ψ\psi, by H2. If FF is also a submersion, (H12) identifies it exactly. The same inclusion holds for ordinary support. Conversely, the estimate in H2 is local and remains valid for nonproper maps; Exercise H3 shows why that does not control normalized compact supports.

For a surjective submersion, the left inverse (H11) satisfies supp⁡(Ra)⊂F(supp⁡a)\operatorname{supp}(Ra)\subset F(\operatorname{supp}a) if FF is proper. Indeed, outside that image all section evaluations vanish; the image is closed. Here is the needed closed-image proof. If qj→qq_j\to q in the image of a closed set, choose preimages pjp_j in that set. The convergent sequence together with its limit is compact. Properness places the pjp_j in a compact inverse image; a convergent subsequence has limit in the closed set and maps to qq. In coordinate spaces sequential closedness is closedness, as follows by choosing points in balls of radii 1/j1/j. The same proof in normalized coordinates gives the corresponding essential-support inclusion for (H11). It uses local finite sums and the smoothing property on the complement of the closed image. In particular a compact normalized source support gives a compact normalized support of RaRa.

H6. Asymptotic summation with every derivative controlled

Let aj∈Sρ,δmja_j\in S^{m_j}_{\rho,\delta}, j≥0j\geq0, and assume mj→−∞m_j\to-\infty. Put Mk=sup⁡j≥kmjM_k=\sup_{j\geq k}m_j. We construct a∈Sρ,δM0a\in S^{M_0}_{\rho,\delta} with

a−∑j<kaj∈Sρ,δMk(k≥0).(H14) a-\sum_{j<k}a_j\in S^{M_k}_{\rho,\delta}\quad(k\geq0). \tag{H14}

The construction works on cone bundles in the intrinsic parameter ranges of H3, including equivariant vector bundles, and on every single coordinate cone for all parameters in H0.

Choose a smooth scalar ζ\zeta equal to zero on [0,1][0,1] and one on [2,∞)[2,\infty). Use ζ(r/R)\zeta(r/R) to remove low radii. On its derivative support, rr is comparable to RR. Its α\alpha frequency derivatives are bounded by Cαr−∣α∣C_\alpha r^{-|\alpha|}; with a general smooth homogeneous radius, mixed base derivatives obey the same degree bound on compact normalized sets. The product rule therefore proves, for q>mjq>m_j,

pK,α,βq(ζ(r/R)aj)≤Cj,K,α,β Rmj−q,R≥1.(H15) p^q_{K,\alpha,\beta}\bigl(\zeta(r/R)a_j\bigr) \leq C_{j,K,\alpha,\beta}\,R^{m_j-q},\qquad R\geq1. \tag{H15}

Indeed, each frequency derivative placed on the cutoff gives an additional gain 1−ρ≥01-\rho\geq0, and each base derivative placed there removes a potential loss δ≥0\delta\geq0. Smooth compact seminorms are zero once the cutoff radius is beyond that compact set. Thus (H15) also holds in the form of decay to zero for each of the countably many full seminorms.

Choose qj>mjq_j>m_j tending to minus infinity; for example take qj=mj/2q_j=m_j/2 once mj<0m_j<0, treating the finitely many earlier indices separately. Enumerate the compact sets, derivatives and frames as in H1 and H3. Select increasing Rj≥j+1R_j\geq j+1 so that the first jj order-qjq_j seminorms of ζ(r/Rj)aj\zeta(r/R_j)a_j are at most 2−j2^{-j}. This is possible by (H15) and requires only finitely many conditions at stage jj. Define

a=∑j≥0ζ(r/Rj)aj.(H16) a=\sum_{j\geq0}\zeta(r/R_j)a_j. \tag{H16}

The sum is locally finite at bounded radius, so it is smooth. Fix a seminorm and kk. For sufficiently large jj, that seminorm is among the first jj and qj≤Mkq_j\leq M_k; since r≥1r\geq1, its order-MkM_k value is at most 2−j2^{-j}. The finite intervening terms with j≥kj\geq k have order at most MkM_k. Finally ∑j<k(ζ(r/Rj)−1)aj\sum_{j<k}(\zeta(r/R_j)-1)a_j has bounded radial support and is smoothing on each compact normalized region. This proves (H14) in every seminorm. If two choices satisfy (H14), their difference belongs to every order since Mk→−∞M_k\to-\infty; this is exactly uniqueness modulo S−∞S^{-\infty}.

The same asymptotic symbol works after any rearrangement of the sequence. Fix a rearranged initial segment and let M′M' be the supremum of the orders of its remaining terms. Choose an original initial segment containing all terms of the chosen rearranged segment and so long that its tail has order at most M′M'. This is possible because mj→−∞m_j\to-\infty. Subtracting the chosen rearranged segment from aa gives that original tail plus finitely many terms from the rearranged remainder. Every such term has order at most M′M', so (H14) proves the required remainder estimate. This works for every rearranged initial segment. If all aja_j are supported in one fixed closed normalized set, (H16) has that same support constraint. No convergence of the uncut formal series is assumed.

H7. Recovering differentiated asymptotics from value estimates

Suppose aa is smooth and each of its derivatives has some polynomial bound on every compact normalized set, with the exponent allowed to depend on the derivative and the set. Suppose aja_j and mjm_j are as in H6, and there are μk→−∞\mu_k\to-\infty for which

∣a−∑j<kaj∣≤CK,krμkon K, r≥1.(H17) \left|a-\sum_{j<k}a_j\right|\leq C_{K,k}r^{\mu_k} \quad\hbox{on }K,\ r\geq1. \tag{H17}

Then (H14) holds with all derivatives for this same aa.

We give the interpolation argument. Fix a derivative DγD^\gamma of total order dd, a compact normalized set, and a slightly larger compact coordinate neighborhood. For fN=a−∑j<Najf_N=a-\sum_{j<N}a_j, all derivatives of order at most d+1d+1 are bounded by CNrHC_N r^H, where the exponent HH is independent of NN. To see this, use the finitely many polynomial exponents for aa and the common upper order M0M_0 for all aja_j; constants of the finite sums may depend on NN, but their exponents are bounded by M0+δ(d+1)M_0+\delta(d+1).

Let Δhγ\Delta_h^\gamma be the iterated forward coordinate difference with step hh. Repeated application of the fundamental theorem gives h−dΔhγfh^{-d}\Delta_h^\gamma f as the average of DγfD^\gamma f over the corresponding dd step parameters. One further application of that theorem to DγfD^\gamma f gives

∣DγfN∣≤Cdh−dsup⁡∣fN∣+Cd′hsup⁡∣ν∣=d+1∣DνfN∣.(H18) |D^\gamma f_N| \leq C_d h^{-d}\sup|f_N| +C'_d h\sup_{|\nu|=d+1}|D^\nu f_N|. \tag{H18}

All suprema are in a box of side at most dhd h about the point. For h=cr−Bh=c r^{-B}, with B≥0B\geq0 and a sufficiently small fixed c>0c>0, these boxes stay in the enlarged conic region and have comparable radius, for all sufficiently large rr. Thus (H17) and (H18) bound the two terms by constants times rμN+Bdr^{\mu_N+Bd} and rH−Br^{H-B}. Given any desired exponent QQ, first choose BB with H−B≤QH-B\leq Q, then choose NN large enough that μN+Bd≤Q\mu_N+Bd\leq Q. This order of choices is legitimate because HH did not depend on NN.

For fixed k,α,βk,\alpha,\beta, choose Q=Mk−ρ∣α∣+δ∣β∣Q=M_k-\rho|\alpha|+\delta|\beta| and N≥kN\geq k in that argument. It bounds the derivative of fNf_N with precisely the needed weight. The finite sum ∑k≤j<Naj\sum_{k\leq j<N}a_j has order MkM_k, so adding it proves the same bound for a−∑j<kaja-\sum_{j<k}a_j. Each derivative may use a different NN; the assertion being proved is a separate finite bound for each derivative. Bounded radii follow from smoothness. This proves the entire assertion.

H8. Bounded-set convergence and frequency cutoffs

On a bounded subset of Sρ,δmS^m_{\rho,\delta}, the topologies of pointwise convergence, local smooth convergence and convergence in Sρ,δm+εS^{m+\varepsilon}_{\rho,\delta}, for any ε>0\varepsilon>0, coincide. Bounded means bounded in every defining seminorm. We prove this as a statement about topologies, not just particular sequences.

On a compact coordinate box, bounded first derivatives give a common Lipschitz estimate by the fundamental theorem along segments. A finite grid therefore reduces uniform smallness of function differences to smallness at finitely many points. Such grids exist by dividing the box into finitely many smaller boxes. For derivative order dd, the forward-difference argument in (H18), now with bounded derivatives of order d+1d+1 on a slightly larger box, shows that a sufficiently small fixed step makes the error small uniformly over the bounded family. Finitely many function values on a sufficiently fine grid then make the difference quotients small. This proves that finitely many pointwise conditions control every fixed smooth seminorm. It applies to differences of members of the bounded set.

For a weighted seminorm of order m+εm+\varepsilon, the part r≥Rr\geq R is bounded by R−εR^{-\varepsilon} times the bounded order-mm seminorm. The part 1≤r≤R1\leq r\leq R is compact and is controlled by the just proved smooth convergence. The near-zero compact seminorms are already smooth ones. This proves the desired finite-neighborhood implication. Conversely, a weighted seminorm bounds smooth derivatives on a fixed compact region, and smooth convergence implies pointwise convergence. All three topologies therefore agree on the bounded set.

Take a smooth χ\chi equal to one for r≤1r\leq1 and zero for r≥2r\geq2, and put aR=χ(r/R)aa_R=\chi(r/R)a, R≥1R\geq1. Product differentiation as in H6 shows that {aR}\{a_R\} is bounded in Sρ,δmS^m_{\rho,\delta}, while on every compact subset aR=aa_R=a for sufficiently large RR. Consequently

aR⟶ain Sρ,δm+ε(ε>0).(H19) a_R\longrightarrow a\quad\hbox{in }S^{m+\varepsilon}_{\rho,\delta} \quad(\varepsilon>0). \tag{H19}

For each fixed high-frequency seminorm the error is in fact bounded by CR−εC R^{-\varepsilon} times finitely many order-mm seminorms of aa, since it vanishes for r≤Rr\leq R and the differentiated cutoff terms have the same gain. The compact seminorm errors eventually vanish. Same-order convergence is false in general, as Exercise H4 shows.

There is also a useful extension principle. Let LL be a linear map from smooth symbols of bounded radial support to a complete metrizable locally convex space EE. Suppose its restriction is continuous for the induced Sρ,δqS^q_{\rho,\delta} topology for every real qq. Then there is a unique extension to the union of all symbol orders, continuous on each order. Indeed, for a∈Sma\in S^m, (H19) makes LaRL a_R Cauchy by continuity at any fixed order q>mq>m; completeness gives a limit. Differences of cutoffs converge to zero at that same order, so the limit is independent of the cutoff. It is linear by using one cutoff for any finite linear combination. For each target seminorm, continuity of the original linear map at order mm gives a bound by a finite sum of order-mm source seminorms: this follows by scaling a neighborhood bound at zero, including the zero-seminorm case by arbitrary scaling. The uniform product bounds for aRa_R let this estimate pass to the limit, proving continuity at order mm. Any other extension continuous on every order must agree by applying continuity at q>mq>m to (H19). This argument does not claim that bounded-frequency symbols are dense in the original order topology.

H9. Transport of expansions and the exact scope now proved

Let FF satisfy any case in H2. If a∼∑jaja\sim\sum_j a_j with orders tending to minus infinity as in H6, then

F∗a∼∑jF∗aj.(H20) F^*a\sim\sum_j F^*a_j. \tag{H20}

For each finite partial sum the difference is the pullback of the remainder; H2 bounds it at its unchanged remainder order. This also proves that the action on Sm/Sm−ϵS^m/S^{m-\epsilon}, for every ϵ>0\epsilon>0, is well defined. On equivariant bundles use H3, adding the stated degree shift if a nonzero-degree bundle morphism is applied. The support properties in H4–H5 apply to the resulting symbols, including their smoothing ambiguity.

The general homogeneous-map prerequisite is now supplied, with properness controlling normalized compact supports, submersions reflecting symbol regularity, and explicit finite-seminorm continuity. The symbol spaces have proved completeness, asymptotic summation, differentiated-asymptotic recovery, and the exact weaker-order cutoff topology. These results include the derivative-loss classes, but they do not by themselves extend the earlier ordinary-symbol stationary-phase, composition or Sobolev theorems to those classes. Those analytic estimates, involutivity, propagation and the remaining full AN-04 scope are still open obligations.

Four exercises with complete solutions

Exercise H1 — Why a fiber-preserving map needs the lower parameter bound. Assume ρ+δ<1\rho+\delta<1, and on positive frequency let F(x,θ)=(x,exθ)F(x,\theta)=(x,e^x\theta). Show that pullback need not preserve Sρ,δ0S^0_{\rho,\delta}.

Solution. Here ρ<1\rho<1. Let a(y,η)=exp⁡(iη1−ρ)a(y,\eta)=\exp(i\eta^{1-\rho}). Repeated frequency differentiation is a finite sum of products of derivatives of η1−ρ\eta^{1-\rho} times this exponential. A term with k≤lk\leq l phase derivatives and total derivative order ll has size Cηk(1−ρ)−l≤Cη−ρlC\eta^{k(1-\rho)-l}\leq C\eta^{-\rho l} for η≥1\eta\geq1. There are no base derivatives. Thus a∈Sρ,δ0a\in S^0_{\rho,\delta}. But at x=0x=0, the absolute value of ∂x(F∗a)\partial_x(F^*a) is (1−ρ)θ1−ρ(1-\rho)\theta^{1-\rho}, which exceeds every constant multiple of θδ\theta^\delta because 1−ρ>δ1-\rho>\delta. This proves failure.

Exercise H2 — Why general mixing needs the upper parameter bound. Assume ρ+δ>1\rho+\delta>1. On the cone θ2>0\theta_2>0, use F(x,θ1,θ2)=(x+θ1/θ2,θ2)F(x,\theta_1,\theta_2)=(x+\theta_1/\theta_2,\theta_2). Construct an order-zero symbol whose pullback fails the claimed order.

Solution. Choose g∈Cc∞(R)g\in C_c^\infty(\mathbb R) with g′(0)≠0g'(0)\ne0, and set a(y,η)=g(yηδ)a(y,\eta)=g(y\eta^\delta). After β\beta base derivatives, every additional frequency derivative gives a factor η−1\eta^{-1} times a polynomial in yηδy\eta^\delta multiplying a derivative of gg, in addition to the prefactor ηδβ\eta^{\delta\beta}. That polynomial is bounded on the support of the derivative of gg. Induction proves the estimates Cl,βηδβ−lC_{l,\beta}\eta^{\delta\beta-l}, hence membership in Sρ,δ0S^0_{\rho,\delta}. At x=0,θ1=0,θ2=rx=0,\theta_1=0,\theta_2=r,

∂θ1(F∗a)=rδ−1g′(0).(H21) \partial_{\theta_1}(F^*a)=r^{\delta-1}g'(0). \tag{H21}

The required bound would be Cr−ρC r^{-\rho}, which fails when ρ+δ>1\rho+\delta>1. Together with H1 this proves the sharpness of the equality line for unrestricted homogeneous maps.

Exercise H3 — Local estimates do not give proper support. Let F(r,s)=rF(r,s)=r from (0,∞)×R(0,\infty)\times\mathbb R onto the positive ray, with dilation in rr. Explain the support failure and give a left inverse to pullback.

Solution. The normalized source is R\mathbb R and the normalized target is a point. Their map is not proper; explicitly F−1({1})={1}×RF^{-1}(\{1\}) =\{1\}\times\mathbb R is not compact. The symbol b(r)=1b(r)=1 has compact normalized support, while F∗b=1F^*b=1 has the entire noncompact normalized source as support and essential support. H2 still applies. Evaluation Ra(r)=a(r,0)Ra(r)=a(r,0) is continuous on each intrinsic symbol class by its seminorm definition and satisfies RF∗=1RF^*=1. Thus the support conclusion and the local symbol theorem are distinct.

Exercise H4 — Which topology permits removing the cutoff? On the positive ray let a=1a=1 and aR=χ(r/R)a_R=\chi(r/R), with χ\chi as in H8. Determine convergence in orders zero and ε>0\varepsilon>0.

Solution. For r≥2Rr\geq2R, ∣aR−a∣=1|a_R-a|=1, so its zeroth order-zero seminorm is at least one and convergence in order zero is impossible. At positive order the undifferentiated weighted error is at most R−εR^{-\varepsilon}. A derivative of order l≥1l\geq1 is supported where R≤r≤2RR\leq r\leq2R, is bounded by ClR−lC_l R^{-l}, and its order-ε\varepsilon weight gives at most Cl′R−ε−(1−ρ)l≤Cl′R−εC'_l R^{-\varepsilon-(1-\rho)l}\leq C'_l R^{-\varepsilon}. Compact seminorms vanish eventually. This proves (H19) in this example and shows why continuity at all orders appears in the extension principle.

Free source and programme continuation

The human source is Lars Hörmander's freely readable Fourier integral operators. I, Section 1.1. It supplies the symbol-class framework and homogeneous-map parameter ranges. H1–H9 give the proofs in the programme, including the completeness and asymptotic arguments whose proofs that paper refers elsewhere. No work appearing only in its bibliography is adopted. The properness argument, explicit local-section left inverse and the full finite-difference estimates are supplied here. Source citations replace none of the exact proof dependencies. All earlier component notices remain intact.