Involutive subsets of subanalytic isotropic sets
Involutivity says that Hamiltonian directions forced by vanishing secants remain tangent to a set. Isotropy puts an upper bound on dimension. When an involutive set lies inside a subanalytic isotropic set, these two requirements leave no room for a hidden lower-dimensional residue: the subset becomes subanalytic and Lagrangian, even though its subanalyticity was not assumed.
We work on , where is a real analytic -manifold, Hausdorff and countable at infinity. Use and . Positive conicity means invariance under positive fibre dilation. Isotropy for a subanalytic cotangent set means that its canonical one-form vanishes in the singular one-form sense developed in Isotropic cotangent transport and discrete critical values.
Kashiwara and Schapira, Microlocal Study of Sheaves, Astérisque 128 (1985), treat conic isotropy and the selection of Lagrangian pieces. We work with regular components and singular residues of a locally closed isotropic containing set. The local flow construction and tangent-field argument below turn the secant condition into invariance. For bounded sheaf complexes over arbitrary commutative rings, microsupport involutivity supplies this geometric argument with an involutive closed set. That sheaf-theoretic proof uses the directional identity and an empty-cone contradiction; it does not depend on the subanalytic recovery theorem below.
Exact inputs and the scope of the argument
The flow argument uses finite-dimensional coordinate calculus, completeness of the continuous-path space, compactness, integration of continuous functions, and the inverse function theorem. Its existence, uniqueness, differentiable dependence and closed-set invariance steps are proved below. No theorem about microsupport is an input: involutivity is an explicit hypothesis on the subset.
The final two subanalytic arguments have further precise inputs. A subanalytic set has a relatively open subanalytic regular locus, and the complement has strictly smaller dimension; its connected components are subanalytic and form an ambient locally finite family. Closures, finite Boolean operations and locally finite unions preserve subanalyticity, and analytic curve selection gives the singular one-form calculus. These foundational subanalytic results remain prerequisites, recorded in Finite conormal closures and generic base directions. Naming them does not supply their proofs.
Given those inputs, the companion cotangent reading proves that canonical-form vanishing restricts to subanalytic subsets and passes to closures, and that positive-conic canonical-form isotropy gives symplectic isotropy. The dimension bound follows directly: an isotropic tangent space satisfies , while nondegeneracy gives . Hence ; taking the supremum over the regular locus gives the subanalytic dimension bound. These are the exact geometric consequences used below. The resulting theorem is proved relative to the stated inputs, with their remaining foundational work visible.
Secants and the Hamiltonian sign
For a locally closed subset , the point and two-set normal cones are
Only convergent quotients enter. Coordinates identify these limits with tangent vectors; the normal-geometry coordinate comparison makes the definitions invariant. The first set in the ordered pair contributes with a plus sign.
Define the Hamiltonian isomorphism by
The subset is involutive at if
It is involutive if this holds at all its points. Applying (3) to both and also puts in . This does not change the sign convention in (2).
For a smooth submanifold , both cones in (1) equal . Since takes the annihilator of to its symplectic orthogonal, (3) is equivalent to
Thus a smooth involutive manifold is coisotropic. A smooth isotropic manifold satisfies the reverse inclusion. Both together imply equality and dimension .
The precise flow prerequisite
If is involutive and closed in an open subset , and vanishes on , then every maximal Hamiltonian trajectory through a point of remains in as long as it exists in . Its equations are
We now prove this statement, including both time directions. There is no completeness or global compactness hypothesis on the field or the set. A critical point of gives a constant trajectory.
Differentiating two moving endpoints
Work in a convex coordinate ball. For a map , two endpoints satisfy
If converges, dividing the remainder by makes it tend to zero. Applying this to a coordinate change and its inverse proves that both cones in (1) transform by its derivative. The cones are also unchanged by restricting to an ambient open neighborhood of . Thus the coordinate computations below prove intrinsic assertions.
If vanishes on , the left side of (F1) is zero for endpoints in , so annihilates . The estimate uses the distance between the endpoints; separate Taylor remainders at would not control division by . Testing (3) with both signs of puts both signs of the Hamiltonian vector in .
Constructing the local flow and its differential
Let be a vector field on an open subset of . Take inside the domain and bounds , on this ball. Choose with and ; when one bound is zero its inequality imposes no restriction. For , the map
preserves the complete uniform-norm space of continuous paths taking values in . It is a contraction of constant . Starting with any path, successive iterates have differences bounded by a geometric series, so they converge uniformly. The integral passes to the limit and gives a fixed point . The same contraction inequality proves uniqueness within this ball. The integral equation gives ; subdividing a common existence interval gives uniqueness on that whole interval.
For nearby initial points the two equations give
To prove the differentiability needed for the later openness argument, solve the matrix equation
This is another contraction of constant , now on all continuous matrix-valued functions. Its solutions are bounded by . They depend continuously on : subtracting two equations bounds their difference by times that difference plus a term tending uniformly to zero, using (F3) and uniform continuity of .
Write . Uniform continuity of , the mean-value integral and (F3) give, uniformly in ,
The second line follows by subtracting (F4), multiplied by , from the two trajectory equations. Therefore , continuously in . Together with the time derivative, this proves joint regularity. Uniqueness gives the local composition law . Local solutions glue uniquely to the maximal open interval through zero. Coordinate changes preserve the equation, so the construction also works on manifolds. A zero of has the unique constant trajectory.
A closed set containing its tangent field
Suppose is closed in an open manifold , and is a field on with at every . We prove that a trajectory starting in stays there for all its nonnegative existence times.
First work near its initial point . Choose a coordinate ball and restrict to a short interval on which the trajectory lies in . The set is nonempty and compact. Every nearest point to satisfies
Thus the nearest point never meets the artificial boundary of the cutoff ball. The tangent-cone hypothesis gives points of with
Minimality gives . Subtract and divide by , then take the limit:
Let . At a fixed time keep this same nearest point as a competitor at time . The trajectory equation and a Lipschitz constant for on the convex cutoff ball yield
This controls all positive increments. The sequence in the tangent cone was used to establish the fixed inequality (F8), before taking the upper limit in (F9).
The continuous function
Here is the comparison argument without any differentiation almost everywhere. If , choose . The continuous function has a minimum on at some , because its value at is larger than its value at . All sufficiently small positive difference quotients at are nonnegative. This contradicts their upper limit being at most . Hence is nonincreasing. Since and , the distance stays zero. Closedness of gives on this short interval.
For any positive time in the maximal existence interval, take the supremum of the times up to for which the whole initial segment stays in . A finite endpoint before lies in by continuity and closedness in ; the local argument restarted there extends the segment, a contradiction. It therefore reaches . This proves forward invariance on the entire existence interval, without a globally compact invariant set.
Applying the result in both Hamiltonian directions
For the function in (5), the secant calculation and involutivity give
Apply the preceding proof to and to . Uniqueness identifies the latter trajectory with negative time for the former. This proves (5) in both time directions through every initial point of , including critical points. The condition is closedness in the actual flow domain. For example, the punctured zero section in is locally Lagrangian, but translation by can pass through its missing point if the ambient domain includes that point. Choose a domain in which the set is closed before applying the theorem.
A closed involutive subset of a smooth isotropic manifold
Let be a smooth locally closed isotropic submanifold. Let be a subset closed in , and suppose is involutive as a locally closed subset of . Then is open in . At every point of nonempty , the local dimension of and is .
Here isotropic for means . The assertion holds in this smooth symplectic form, and hence also for the regular locus of a conic isotropic cotangent set.
Proof. Fix . Since , straightening gives
For every covector annihilating , equations (3) and (6) imply . Therefore
Isotropy gives . Thus equality holds, and . Shrink to a smooth local piece of of this dimension. It is itself Lagrangian; no enlargement of is needed.
Choose an open neighborhood of where is closed and is cut out by smooth independent functions . Since is closed in , it is closed in this . Each vanishes on , so its local Hamiltonian flow preserves .
Along , the differentials form a basis of its conormal space. Equation (2) and the Lagrangian equality take them to a basis of . Thus the Hamiltonian fields also preserve . For their local flows , consider
For sufficiently small times all stages remain in , and flow invariance puts their endpoints in . The differential at zero sends the -th coordinate vector to , so it is an isomorphism to . The inverse function theorem makes the image of a small time neighborhood a neighborhood of in . It lies in , proving openness. The dimension assertion follows there. If , the same conclusion follows from the zero-dimensional local neighborhood.
The dimension assertion is pointwise where is nonempty. An empty subset is always open and has no point at which to assert dimension . Also, the dimension in this cotangent setting is the dimension of the base , half the symplectic ambient dimension .
No involutive subset can hide below half dimension
Let be a locally closed positive-conic subanalytic isotropic set with
If is locally closed in and involutive, then . No subanalyticity, conicity, or global closedness in is assumed for .
Proof. Induct on . The empty containing set is immediate. If , choose a sufficiently small ambient neighborhood where is a closed analytic submanifold and where is closed. This is possible by regularity and local closedness. The regular piece of is symplectically isotropic: positive conicity and canonical-form vanishing imply , as proved by the Euler-field argument in the cotangent reading. The smooth result would force its dimension to be , contradicting (9). Thus
Set . This is subanalytic, closed in , and hence locally closed. It is positive-conic because regularity is preserved by each dilation diffeomorphism. Canonical-form vanishing passes to this subanalytic subset, so it is isotropic. Its dimension is strictly smaller by the dimension prerequisite (2) of the preceding lesson. We have , with the same local closedness and involutivity as before. Induction proves that it is empty.
The argument does not assume that has regular points. It uses regularity only on the subanalytic containing set and descends through its singular residues.
Subanalyticity forced by an isotropic containing set
Let be locally closed positive-conic subsets. Assume:
- is subanalytic and isotropic;
- is closed in ;
- is involutive.
Then is subanalytic and Lagrangian, meaning isotropic and involutive. The theorem does not assume subanalytic.
Proof. Put
The smooth result shows that is open in . In applying it locally, agrees with , so is a local open restriction of the involutive set ; involutivity is unchanged. Relative closedness of also makes closed in . Consequently is a union of connected components of .
The components of a subanalytic set are subanalytic and ambient locally finite. Any subfamily is still locally finite; its union is subanalytic by the local finite-union calculus. Thus is subanalytic. Relative closedness gives
We prove the reverse inclusion. Consider the possible leftover
It is an open restriction of the locally closed involutive set , so it is locally closed and involutive. Equation (11) gives
The dimension argument above gives . If , its singular residue is subanalytic, positive-conic and isotropic, and has dimension strictly less than , hence strictly less than . The previous result makes empty. The empty case is immediate. Therefore
Closure and intersection preserve subanalyticity, so is subanalytic. Canonical-form vanishing on passes to its subanalytic subset , proving isotropy. Involutivity was assumed. These are exactly the stated Lagrangian conditions.
Formula (15) identifies what has been recovered: the selected regular components, together with precisely their limits that lie in the given locally closed containing set. Limits outside are not inserted. A globally closed containing set is not required.
Exercises with complete solutions
A truncated zero section loses a Hamiltonian direction
Difficulty: Introductory.
In , let . Compute both cones at and test (3).
Solution. The point cone is . The two-set cone is the full line : differences of two nonnegative base points can have either sign. Take , which annihilates this line. Equation (2) gives , so . Hence is not involutive at its endpoint. It is closed in the isotropic zero section, but the failed direction prevents application of the openness theorem.
The smooth dimension bound needs no normal-form enlargement
Difficulty: Intermediate.
Let be involutive and contained in a smooth isotropic -manifold . Show at any that , using only cones and symplectic linear algebra. Does this argument need relative closedness?
Solution. Inclusion gives both cones in (6). Every annihilates the two-set cone, so involutivity puts in . The image of this annihilator under is , of dimension . Thus . Isotropy gives , so , and both tangent subspaces are equal. This pointwise argument needs no relative closedness. Closedness in a local ambient neighborhood is needed for the Hamiltonian-flow invariance step that subsequently proves openness of .
Which components of a discrete conormal may be retained?
Difficulty: Intermediate.
Let . For an arbitrary subset , set . Verify the theorem’s hypotheses and its conclusion. What changes if one retains only a half-fibre at some integer?
Solution. The family of integer fibres is ambient locally finite. Each fibre is a smooth closed conormal line, with zero canonical form and Lagrangian tangent space; hence it is involutive. Near each point of , no other integer fibre occurs, so is locally closed and involutive. Any subfamily is closed in the full locally finite union , and both sets are positive-conic. The theorem applies; directly, the same local finiteness makes subanalytic and Lagrangian. No finiteness condition on is required.
For the half-fibre , at the point cone is the positive ray and the two-set cone is its full line. A base covector annihilates that line, while is absent from the point cone. Applying (3) also to forces that missing sign. Thus the retained half-fibre is not involutive at zero.
A singular containing set cannot support an isolated involutive point
Difficulty: Intermediate.
In , let and . Check relative closedness and conicity, and locate the failed hypothesis in the main theorem.
Solution. The containing crossing is closed, subanalytic and positive-conic. Its regular pieces are the punctured horizontal and vertical lines, on which the canonical form vanishes; hence it is isotropic. The singleton is closed in it and positive-conic. At the singleton both cones are . Every cotangent covector annihilates the two-set cone, but any nonzero has , which cannot belong to the point cone. Involutivity fails. Formula (15) would give an empty subset because the singleton meets no regular component. The lower-dimensional residue is exactly what involutivity rules out.
A locally closed conormal requires intersection with the containing set
Difficulty: Advanced.
Let , , and . Verify the hypotheses and compare with the two expressions and .
Solution. The base is an analytic submanifold, closed in the open region . Its conormal is , with arbitrary in the covector . It is locally closed, subanalytic and positive-conic. It is smoothly Lagrangian, so it is isotropic and involutive, and is closed in itself. All hypotheses hold.
Its ambient closure adds , including every finite . Those points are outside . Since here every point of is regular, , and the exact recovery formula is . Omitting the intersection would change the subset and its projected base.
The finite family of flow directions fills the Lagrangian
Difficulty: Advanced.
In , take the zero section . Write the functions and flow composition in (8) explicitly. Deduce that a closed involutive subset of is a union of its connected components. Explain the local version when the ambient open set has a restricted existence interval.
Solution. Set . Equation (2) gives , whose flow is translation by in the base, keeping fixed. At , the composition is . If a subset is closed and involutive, each of these flows preserves it, so all sufficiently small give points in . It is therefore open in , as well as closed. It is a union of connected components; since this particular is connected, it is either empty or the whole zero section.
In a smaller ambient open set, translations are used only for the short times during which every stage remains in that set. This still fills a local neighborhood in and proves openness. Extending beyond the maximal existence interval is unnecessary and is not asserted.
Why a continuous tangent field is insufficient
Difficulty: Intermediate.
On , let and . Check that both signs of belong to the point tangent cone along , yet an actual trajectory starting in can leave it. Locate the missing hypothesis in the proof.
Solution. At the only point of , the tangent cone is and . Nevertheless,
The curve is at zero and leaves for every positive time. The constant curve is another solution. The field is continuous but not locally Lipschitz at zero: is unbounded. Thus neither the contraction uniqueness argument nor the Lipschitz estimate in (F9) applies. A Hamiltonian supplies a field, which excludes this example.
The resulting Lagrangian notion
For a conic subanalytic cotangent set, Lagrangian means canonical-form isotropy together with the singular involutivity test (3). At its regular points this is the usual dimension- Lagrangian condition. The theorem shows how a subset initially lacking subanalytic regularity acquires it from a subanalytic isotropic containing set, while retaining the exact local closedness and Hamiltonian information.