SH02-GAM — Directional neighborhoods and a sheaf projector
Local unit: SH02-GAM. Original programme text: CC0 1.0
Universal.
We keep the advanced course convention: is a commutative ring with identity and finite global dimension. Modules need not be flat, finite, or free. All derived categories in this unit are bounded below. No constructibility condition occurs. Let be a finite-dimensional real vector space and let be a closed convex cone containing . In particular, may have lines, may have empty interior, and may be or . Write . A superscript in this unit always means the antipodal image, never a polar cone.
The purpose of the topology below is to organize information that can be continued in the directions of . Convexity has two distinct roles: it connects alternative continuations, and it supplies a contraction for a correspondence of points. We separate these roles in the proofs.
The directional topology and continuation argument are compared with Kashiwara and Schapira, Microlocal Study of Sheaves, Astérisque 128 (1985), Section 1.5.2, printed pp. 33–36. That section assumes a closed convex cone containing zero; it does not require a pointed cone or nonempty interior. The kernel calculation below then supplies its own explicit comparison and contraction, with the support and sign checks kept separate.
Directional open sets
SH02-GAM-TOPO — Directional open sets
Definition and elementary properties
(SH02-GAM-TOPO). Put a topology on the set
by declaring
open precisely when it is ordinarily open and
.
Denote the resulting space by
.
For any subset
,
let
have the subspace topology from
,
and let
be the identity map of underlying sets, with the ordinary subspace topology on its domain. It is continuous. Arbitrary unions preserve both conditions defining directional openness. Finite intersections do as well: , and the opposite inclusion follows from . Thus this is a topology.
If , the identity is continuous. For the topology is the ordinary one. The sets
form a convex directional neighborhood basis at in . Indeed, a directional open set containing contains some and consequently its sum with . Here any fixed norm can be used. For a compact convex and a directional open containing , compactness gives with
To verify this, choose a positive ordinary distance from to the complement of ; if the complement is empty any positive radius works. The left side is convex and directionally open.
The definition makes sense for arbitrary . From now on, assertions about cohomology on require itself to be directionally open in , unless explicitly stated otherwise. This ensures whenever .
The directional topology need not be Hausdorff. If is nonzero, every directional neighborhood of contains , so these distinct points have no disjoint neighborhoods. We therefore use the ordinary sheaf operations , and on arbitrary topological spaces. We do not apply a locally compact Hausdorff six-operation theorem to . The later uses of proper base change occur on ordinary locally compact Hausdorff spaces.
Continuing sections across a cone
SH02-GAM-SECTIONS — Continuing sections
Section lemma (SH02-GAM-SECTIONS).
Suppose
is directionally open,
is a sheaf of
-modules
on
,
and
.
If
is ordinarily open and convex, the pullback-and-restriction map
is an isomorphism. The same statement holds for , where both groups vanish.
Proof. Inverse image does not change the stalk at a point because is the identity of underlying sets. Equality of two germs of at therefore means equality on a directional neighborhood of . It implies equality of their germs at every point of at which the sections in question are defined.
For injectivity, let a section on pull back to zero on . For any with and , its zero germ at propagates to . Every germ is zero, so the section is zero.
For surjectivity, represent a section of on an ordinary open cover by sections of on . Such representatives exist: inverse-image sections are locally represented on directional neighborhoods; shrink the ordinary representing open inside that neighborhood and then restrict to .
Fix . Choose and . The segment joining these two points lies in the convex set . At any point of the segment, and for any two charts containing , the germs of at agree because both represent . They agree on a directional neighborhood of , which contains . Consequently their germs at agree. Along a small subinterval of the segment a single chart can be used, so this common germ at is locally constant as a function of the segment parameter. Connectedness of the interval makes it constant. In particular, . This argument for every proves equality on the overlaps of and . Sheaf gluing gives a section on whose pullback is . The construction is inverse to (G2), hence canonical.
Applying (G2) to convex directional opens gives an isomorphism on a basis, and therefore gives the underived unit
SH02-GAM-COMPACT-SECTIONS — Compact convex tests
Compact continuation
(SH02-GAM-COMPACT-SECTIONS). For a compact convex
subset
,
restriction induces
These are sections of the restrictions of the ordinary sheaf to the indicated subsets.
Proof. We use the elementary compact-neighborhood continuity of sections: for a compact subset of a Hausdorff space, sections of a restricted sheaf on are the filtered colimit of sections on its open neighborhoods. One can check it directly by representing a section near each point of , taking a finite subcover, and shrinking the finitely many neighborhoods so that the representatives agree on their overlaps. Equality of two representatives is checked by the same finite-neighborhood shrinking argument. For compact convex in a finite-dimensional vector space, convex open neighborhoods are cofinal.
Using (G2), this continuity and (G1) give
If and is compact convex, a directional open set contains if and only if it contains . Hence (G5) identifies the restriction with an isomorphism.
The set is closed: from a convergent sequence choose a convergent subsequence of , and then use closedness of on . Choose increasing radii , all large enough that , and put . These compact convex sets contain , and their interiors in the topological space cover . Therefore sections on are compatible sections on the : these topological interiors give the required open cover for gluing; affine relative interiors are not being used. Every restriction is the isomorphism just proved. Taking their inverse limit proves (G4). If is empty, so is , and the assertion is immediate.
Derived continuation
The ordinary-space acyclicity inputs are
SH02-OR-CONVEX-COMPACT and
SH02-OR-CONVEX-EXHAUSTION proved in Extending sections on convex
sets. Their precise contract is this: for a nonempty locally closed
convex subset
of a finite-dimensional real vector space, a sheaf
is acyclic for sections on
if every restriction
is onto for compact convex . Compact convex is the compact case of this criterion; the locally closed case uses a countable compact convex exhaustion with surjective transition maps. These are mathematical prerequisite proofs, not assertions that arbitrary sheaves on convex sets are acyclic. The topology in this criterion is the ordinary topology.
SH02-GAM-FLABBY-ACYCLIC — Acyclicity after inverse image
Acyclic resolution lemma
(SH02-GAM-FLABBY-ACYCLIC). If
is flabby on
,
then
is acyclic on every ordinary locally closed convex
.
Proof. Let be compact convex, and let . Formula (G5) represents by a section of on a directional open neighborhood of in . Flabbiness extends it to all of . Pull back that extension and restrict to . It extends , so the cited acyclicity criterion applies. Empty sets cause no exception. Notice that we proved convex-set acyclicity; we have not claimed that is flabby in the ordinary topology.
SH02-GAM-COH-OPEN — Open convex cohomology
Derived open continuation
(SH02-GAM-COH-OPEN). For
and an ordinary convex open
,
the canonical morphism is an isomorphism:
SH02-GAM-COH-COMPACT — Compact convex cohomology
Derived compact continuation
(SH02-GAM-COH-COMPACT). For compact convex
and the same
,
restriction is an isomorphism:
SH02-GAM-UNIT — The derived adjunction unit
Derived full faithfulness
(SH02-GAM-UNIT). The adjunction unit is an
isomorphism on
:
Proof of the three assertions. Resolve
by a bounded-below complex
of injective sheaves on
.
The existence of injectives and exactness of inverse image hold on
arbitrary topological spaces; see SH02-IMP-INJECTIVE,
SH02-IMP-INVERSE, and SH02-IMP-DERIVE in the prerequisite contracts.
Injective sheaves are flabby, and flabby sheaves are acyclic on every
open set, without a Hausdorff assumption.
The acyclic resolution lemma says that computes derived sections on , , and . The latter is closed convex, even when it is unbounded. Applying (G2) and (G4) term by term gives (G6) and (G7). The maps are the indicated pullback or restriction maps because their underived versions are exactly the maps used in those lemmas.
For (G8), use convex directional open neighborhoods. On such a neighborhood , has no higher ordinary cohomology, and by (G2). It follows that every is -acyclic, and (G3) gives a termwise isomorphism computing the derived unit. A bounded-below complex of acyclic objects computes the right derived functor, so all three arguments apply in , rather than only to a sheaf concentrated in degree zero.
In particular, is fully faithful: apply derived adjunction and (G8) to the target of a Hom group. Its right adjoint is . Thus is a projector on , with counit . The isomorphism comes from (G8); it is compatible with the counit by the triangle identities of this same adjunction.
A contraction with variable coefficients
The next lemma supplies the topological part of the kernel calculation. It does not identify the cohomology of an arbitrary nonproper map with the cohomology of its point fibers.
SH02-GAM-RELATIVE-CONTRACTION — A contraction with variable coefficients
Relative contraction lemma
(SH02-GAM-RELATIVE-CONTRACTION). Let
be a continuous map of ordinary locally compact Hausdorff spaces.
Suppose there is a section
and a homotopy
satisfying
where is projection. Then, for every , pullback gives a canonical isomorphism
Proof. The projection
is proper because
is compact. Proper base change, in the arbitrary-module form
SH02-IMP-PROPER-BASECHANGE, computes the stalks of its
unit
as the maps . These are isomorphisms. For a module , the constant sheaf has global sections , and its restrictions to nonempty compact convex subintervals are onto. The compact convex acyclicity criterion therefore gives zero higher cohomology. Applying this to the cohomology modules of a bounded-below complex, or using its truncation spectral sequence, gives the assertion for . Thus is an isomorphism.
Take . The identity identifies with . The two maps on cohomology induced by the endpoint inclusions into are the same: both are inverses of pullback by . Composing with pullback by shows , that is, on . On the other side because . These identities are in and prove (G9), with inverse . The canonical isomorphism is ; a choice of contraction only proves its invertibility.
The correspondence projector
SH02-GAM-KERNEL — The correspondence projector
Kernel theorem (SH02-GAM-KERNEL). Set
and let
be the two ordinary projections. Put
For a closed subset , the notation means restriction to followed by its exact closed pushforward; equivalently . No shift occurs. For every there is a canonical isomorphism
This is ordinary direct image, denoted , not direct image with proper support.
Construction of the comparison. Write for the restricted projections. If is directionally open, then : and imply . Restriction of sections therefore defines
on . Apply it to and precede it by the derived unit for . This gives
The direct-image composition identifications are valid here because inverse images are exact and hence their right adjoints preserve injectives. Derived adjunction for gives a map from the left side of (G10) to , which equals its right side. This specifies the comparison, including its direction.
Convex-neighborhood calculation. For an ordinary nonempty convex open , let
and let be projection to . These are ordinary locally compact Hausdorff spaces: is closed in , and is open in . The fiber over is , which is nonempty and convex. We need more than that assertion about fibers.
For , choose with . On a sufficiently small open neighborhood of , the formula
lies in and satisfies . It is a local section in the first coordinate. Choose a locally finite partition of unity on the ordinary open set subordinate to such neighborhoods and form the weighted sum of these local sections. Local finiteness makes the sum continuous. Convexity of gives , and convexity of gives . Thus is a global section.
The formula
stays in and is a contraction over from the identity to . The relative contraction lemma gives the canonical pullback isomorphism
Stalk comparison. For ordinary open , the definition of derived direct image and open restriction give
Fix . Ordinary convex open neighborhoods of are cofinal among its ordinary neighborhoods; their directional enlargements are cofinal among directional neighborhoods of . Taking the filtered colimit of cohomology in (G11), and using exactness of filtered colimits, identifies the stalks of the two sides of (G10). Under these identifications, the constructed comparison is exactly the pullback in (G11): the unit pulls back sections and the subsequent map restricts them from to . Hence it is an isomorphism at every stalk in every degree. This proves (G10).
The proof also records why compact fibers alone would have been insufficient. The map need not be proper; its relative contraction is what gives (G11). By contrast, for compact , the analogous map is proper: the inverse image of a compact is closed in the compact set . Its fibers are compact convex. That valid observation does not by itself justify base change for the different, generally nonproper, projection along a closed inclusion .
SH02-GAM-SUPPORT — A supported projector
Directional support compatibility
(SH02-GAM-SUPPORT). Let
be directionally open, let
be locally closed in
,
and let
.
Then
Here is the sheaf of derived sections with the indicated locally closed support convention, equivalently ; it is not global cohomology with support. The statement does not cover an arbitrary ordinarily locally closed set .
Proof. First take closed in . Its complement is open in both topologies. The localization triangle on is
Apply . Direct-image composition and restriction to an open subset identify its third term with . This is the third term of the localization triangle for on , and the middle arrow is the same restriction map. The functorial fiber comparison is therefore an isomorphism. Only open restriction is used; no properness statement is needed.
For with directionally open and directionally closed, use the locally closed support identity
It follows either from the definition and the adjunction for extension by zero along , or by composing the open and closed support functors. Apply the closed case on , then compose direct images. This proves (G12) and fixes its canonical map independently of a chosen locally closed presentation.
Worked calculations and problems
SH02-GAM-EX-SKY — A skyscraper calculation
A point becomes a reverse cone
(SH02-GAM-EX-SKY). Let
and let
be any
-module.
If
,
then
in degree zero. Indeed is the constant -sheaf on extended by zero, and its restriction to is the same sheaf on . Projection to is a homeomorphism onto the closed subset , so its direct image is exact. This checks the sign in (G10). For instance, take , , , and . The result is supported on the closed cone with vertex opening in the negative first-coordinate direction. Neither flatness of nor smoothness of the cone boundary is used.
SH02-GAM-EX-EXTREMES — Extreme cones
Two extreme projectors
(SH02-GAM-EX-EXTREMES). For
,
is the diagonal and
.
For
,
the directional topology is indiscrete. Its sheaves of modules are
simply modules, and
Thus (G10) includes the pullback of global cohomology as well as the identity projector. If , these descriptions coincide.
SH02-GAM-EXERCISES — Exercises with solutions
Exercises with solutions
(SH02-GAM-EXERCISES).
Let be a linear subspace and take . Identify in terms of the quotient , and identify its category of sheaves.
Solution. An ordinary open subset satisfies precisely when for a subset . Since the quotient map is open, is open exactly when its inverse image is open. Hence the lattices of open sets of and are isomorphic, including their covers. Sheaves and their restriction maps are therefore the same data on these lattices, so . The underlying map need not be a homeomorphism: distinct points in a coset of remain distinct but topologically indistinguishable in . This example explains why a Hausdorff assumption on would exclude valid cases.
Replace in (G10) by . Show that the resulting formula fails for , and , with .
Solution. The sheaf comes from the constant sheaf on , so (G8) gives . Proper-support base change for the ordinary projection identifies a stalk of the proposed replacement with . This complex is zero: compactify the ray by one endpoint to a closed interval, and compute cohomology relative to that endpoint; restriction from the interval to the endpoint is the identity on and both have zero higher cohomology. Thus the replacement yields zero, not . This problem uses the ordinary proper-support base-change theorem as a further course prerequisite; it is not supplied by
SH02-IMP-PROPER-BASECHANGE, which concerns for proper .For and , describe a directional neighborhood basis at the origin. Explain why replacing by its ordinary interior would change the topology.
Solution. The sets form a basis. They contain the entire nonnegative horizontal ray and a tubular neighborhood with a rounded left end. The ordinary interior of this cone in is empty. The equation admits only , so it does not even provide the same topology or a topology on nonempty . Passing to the interior is not allowed in the hypotheses or definitions.
State the actual stalk formula obtained in the proof of (G10). Show that a single closed cone cannot replace the neighborhood colimit for arbitrary , even when the cone is pointed and has nonempty interior.
Solution. For every integer ,
For a counterexample take , , , and
The set of is closed and discrete in : any compact set meets only finitely many of its points. The sheaf direct sum is therefore the closed pushforward of the constant -sheaf on this discrete set. Sections on any open set are a product over the points it contains; local finiteness permits arbitrary independently chosen values. The ordinary restriction is zero, so . On the other hand, contains exactly the with . Consequently
The last nonvanishing follows from the class of a constant sequence with nonzero value. Thus replacing the neighborhood colimit by is false without extra hypotheses. Formula (G7) does not assert such a replacement: it concerns , whereas the sheaf in this problem is arbitrary.
The same construction diagnoses a closed-set base-change error for the correspondence itself. Let be the closed Euclidean unit disk and replace by . No belongs to , so restricts to zero on . Yet every convex neighborhood has a directional enlargement containing a tail of the . Compact-neighborhood continuity of ordinary sections and (G11) therefore give
This explicitly rules out base change along for this nonproper . The properness of the other projection on a compact slice cannot repair that inference.
Proof boundaries
The advanced statements have been drafted at the full cone generality above. Exercise 2 additionally imports proper-support base change and compact-support localization; their proofs are not given in this lesson. The unit makes no claim about microsupport characterization, cutoff under proper cones, Fourier–Sato inversion, specialization, or involutivity.
Compare Kashiwara and Schapira, Microlocal Study of Sheaves, Astérisque 128 (1985). In the inspected Numdam scan, printed page numbers are three less than PDF page numbers. Section 1.5.2 defines the directional topology on printed p. 33; Lemma 1.5.4 proves section continuation on pp. 34–35; Lemma 1.5.5, Theorem 1.5.3 and Corollary 1.5.6 supply the underived unit, derived unit and convex-open cohomology comparison on pp. 34–36. These are the precise antecedents for (G2), (G3), (G6) and (G8).
The section proof here follows the same mathematical mechanism: equality of germs propagates along the cone, and a segment in the convex backward slice connects two possible representatives. The presentation makes the local inverse-image representatives and their overlap gluing explicit. Compact continuation (G4) then uses the cofinality in (G5) and a compact convex exhaustion whose interiors are taken in the topological space being exhausted. This is a claim about sheaves pulled back from the directional topology. It is not the false claim, tested in Exercise 4, that one closed cone computes a directional-neighborhood colimit for an arbitrary sheaf.
The source’s Proposition 1.5.1 and Lemma 1.5.2, printed pp. 31–33,
give the convex acyclicity and interval ingredients behind its derived
argument. Here SH02-GAM-FLABBY-ACYCLIC invokes the exact
compact and exhaustion contracts in Extending sections on convex
sets, then the bounded-below acyclic-resolution argument computes
the named maps term by term. No ordinary flabbiness of the inverse-image
sheaf or Hausdorff property of the directional topology is asserted. The
coefficient hypotheses and the zero, full, lower-dimensional and
nonpointed cone cases stated at the start are retained.
The correspondence formula (G10) is justified by the additional proof
in SH02-GAM-KERNEL. Its map is constructed from the derived
unit and restriction on directional opens; local sections, a partition
of unity and fibrewise convexity provide a contraction over the base for
the ordinary projection. For the relative contraction lemma, Stacks, Tag 09V6
was compared in the native chapter at revision
a04446e57ec1, label theorem-proper-base-change. That
theorem applies to the proper interval projection used in (G9); it does
not justify base change for the generally nonproper correspondence
projection. The actual contraction and neighborhood calculation supply
(G11). The skyscraper and escaping-sequence calculations check,
respectively, the sign and the failure of the tempting closed-set
substitution.
The support comparison (G12) is supplied by open restriction, direct-image composition and the localization triangle for a directionally locally closed support. It neither enlarges that support class nor imports a microsupport characterization. The source’s Proposition 3.2.2, printed pp. 58–60, is a later characterization involving microsupport; that separate theorem is not needed for the topology and kernel proofs here. The comparison distinguishes these arguments instead of assigning all of them to one source theorem.
Original programme expression and this source comparison are CC0 1.0 Universal. The cited Astérisque volume retains the Société mathématique de France’s 1985 copyright and archive terms. The proper-base-change input retains the Stacks attribution and component terms recorded in the prerequisite contracts. Reading access does not relicense either human source.