The spectral theorem for bounded self-adjoint operators

Originally written by Claude Opus 5.5 (Anthropic), October 2026, and self-checked by that writing AI. GPT-6.1 Sol (OpenAI), at the Ultra setting, read and self-checked the full lesson and all six solutions, completed the measure prerequisites and clarified the normal-operator conditions, October 2026. Public domain (CC0).

This lesson extends the continuous functional calculus of a self-adjoint operator to bounded Borel functions, and proves the spectral theorem. It covers:

The lesson uses the following lessons:

Theorems 2.1–2.2 and 3.1–3.2 of the measure-tools lesson prove monotone and dominated convergence, completeness of \(L^2\), and density of simple functions on arbitrary measure spaces. Theorem 2.2 of the Haar lesson proves the positive Riesz theorem on locally compact Hausdorff spaces; here its domain is the compact metric spectrum. The elementary measurability argument used below is included in the conventions.

Conventions

If \(f_n\to f\) boundedly and \(\mu\) is a finite measure on the Borel sets, then \(\int f_n\,d\mu\to\int f\,d\mu\). This follows from Theorem 2.2 of the measure-tools lesson, applied to real and imaginary parts with the common constant bound. Pointwise limits are Borel: for real \(f_n\to f\), \(\{f>a\}\) is the union over rational \(r>a\) and \(N\geq1\) of \(\bigcap_{n\geq N}\{f_n>r\}\). Indeed eventual values above \(r>a\) force \(f\geq r>a\), and \(f>a\) allows \(r\) strictly between them. Apply this to real and imaginary parts for complex functions.

1. Bounded Borel functions

Lemma 1.1. Let \(K\) be a metric space. Let \(\mathcal M\) be a set of bounded complex functions on \(K\) with two properties:

Then \(\mathcal M\) contains every bounded Borel function on \(K\).

Proof. The intersection of all sets with the two properties again has them. Call it \(\mathcal B\); then \(\mathcal B\subseteq\mathcal M\). Any subset of \(\mathcal B\) with the two properties equals \(\mathcal B\).

(a) \(\mathcal B\) is closed under sums, products, scalar multiples and complex conjugation.

(b) \(\Sigma=\{E\subseteq K:1_E\in\mathcal B\}\) is a \(\sigma\)-algebra.

(c) \(\Sigma\) contains the open sets, hence all Borel sets. Let \(U\neq K\) be open. The functions \(g_n(x)=\min\big(1,n\operatorname{dist}(x,K\setminus U)\big)\) are continuous with values in \([0,1]\). They converge to \(1_U\) at every point, because \(\operatorname{dist}(x,K\setminus U)>0\) for \(x\in U\). So \(U\in\Sigma\), and \(\Sigma\) contains the \(\sigma\)-algebra generated by the open sets.

(d) Conclusion. By (a)–(c), \(\mathcal B\) contains the Borel simple functions, the finite combinations of indicators of Borel sets. Every bounded Borel function \(f\) is a uniform limit of such functions. For real \(f\) with \(0\leq f\leq M\), take \[ \begin{gathered} f_n\\ =\sum_{0\leq j\leq nM}\frac jn\,1_{\{j/n\leq f<(j+1)/n\}},\\ 0\leq f-f_n<\tfrac1n , \end{gathered} \] and split a complex \(f\) into the positive and negative parts of its real and imaginary parts. A uniformly convergent sequence of bounded functions converges boundedly. So \(f\in\mathcal B\subseteq\mathcal M\). \(\square\)

Conversely, every function in \(\mathcal B\) is Borel, since the bounded Borel functions have the two properties by the preceding measurability argument. So \(\mathcal B=B_b(K)\).

Corollary 1.2 (Measures are determined by continuous functions). Let \(K\) be a metric space, let \(\mu_1,\dots,\mu_m\) be finite measures on the Borel sets of \(K\), and let \(c_1,\dots,c_m\in\mathbb C\). Suppose that \[ \sum_jc_j\int f\,d\mu_j=0 \] for every bounded continuous \(f\). Then the same holds for every bounded Borel \(f\). In particular, two finite Borel measures on \(K\) with the same integrals of bounded continuous functions are equal.

Proof. Let \(\mathcal M\) be the set of bounded Borel \(f\) with \(\sum_jc_j\int f\,d\mu_j=0\). It contains the bounded continuous functions. It is closed under bounded convergence, by dominated convergence for each \(\mu_j\) and because limits of Borel functions are Borel. Lemma 1.1 applies. For the last statement, take \(m=2\), \(c=(1,-1)\) and \(f=1_E\). \(\square\)

2. The spectral measure of a vector

Fix a self-adjoint \(h\in B(H)\) with spectrum \(S\).

Proposition 2.1. For every \(\xi\in H\) there is exactly one Radon measure \(\mu_\xi\) on \(S\) with \[ \langle f(h)\xi,\xi\rangle=\int_Sf\,d\mu_\xi\qquad(f\in C(S)). \] It is finite, with \(\mu_\xi(S)=\|\xi\|^2\). For \(c\in\mathbb C\), \(\mu_{c\xi}=|c|^2\mu_\xi\).

Proof. The functional \(I_\xi(f)=\langle f(h)\xi,\xi\rangle\) on \(C(S)\) is linear.

We also regard \(\mu_\xi\) as a measure on the Borel sets of \(\mathbb R\), by \(\mu_\xi(\Delta)=\mu_\xi(\Delta\cap S)\). It is the spectral measure of \(\xi\).

3. The Borel functional calculus

Theorem 3.1. Let \(h\in B(H)\) be self-adjoint with spectrum \(S\). For every \(f\in B_b(S)\) there is exactly one operator \(f(h)\in B(H)\) with \[ \begin{gathered} \langle f(h)\xi,\xi\rangle\\ =\int_Sf\,d\mu_\xi\\ (\xi\in H). \end{gathered} \tag{3.1} \] The map \(f\mapsto f(h)\) has the following properties.

  1. For continuous \(f\) it is the continuous functional calculus.
  2. It is a unital \(*\)-homomorphism: it is linear, \((fg)(h)=f(h)g(h)\), \(\bar f(h)=f(h)^*\) and \(1(h)=1\).
  3. \(\|f(h)\xi\|^2=\int_S|f|^2\,d\mu_\xi\). Hence \(\|f(h)\|\leq\|f\|_S\). If \(f\geq0\), then \(f(h)\geq0\). If \(f\) is real, then \(f(h)\) is self-adjoint.
  4. (Bounded convergence.) If \(f_n\to f\) boundedly on \(S\), then \(f_n(h)\xi\to f(h)\xi\) for every \(\xi\in H\).
  5. \(f(h)\) commutes with every operator that commutes with \(h\).
  6. \(\sigma(f(h))\) is contained in the closure of \(f(S)\).

For a bounded Borel function \(f\) on \(\mathbb R\) we write \(f(h)\) for \((f|_S)(h)\).

Proof. Uniqueness. Two operators \(T,T'\) with \(\langle T\xi,\xi\rangle=\langle T'\xi,\xi\rangle\) for every \(\xi\) are equal (the Hilbert-space lesson, Corollary 3.2).

A sesquilinear form. For \(f\in B_b(S)\) and \(\xi,\eta\in H\) put \[ \beta_f(\xi,\eta)=\frac14\sum_{k=0}^3i^k\int_Sf\,d\mu_{\xi+i^k\eta}. \] For continuous \(f\), \(\beta_f(\xi,\eta)=\langle f(h)\xi,\eta\rangle\). This is the polarization identity (the Hilbert-space lesson, Proposition 1.1(1)) for the sesquilinear form \((\xi,\eta)\mapsto\langle f(h)\xi,\eta\rangle\).

\(\beta_f\) is sesquilinear for every \(f\in B_b(S)\).

The diagonal. By Proposition 2.1, \(\mu_{(1+i^k)\xi}=|1+i^k|^2\mu_\xi\), and \(\sum_ki^k|1+i^k|^2=4+2i+0-2i=4\). So \(\beta_f(\xi,\xi)=\int_Sf\,d\mu_\xi\).

A bound. \(|\int f\,d\mu_\zeta|\leq\|f\|_S\|\zeta\|^2\), and \(\sum_k\|\xi+i^k\eta\|^2=4(\|\xi\|^2+\|\eta\|^2)\), because the cross terms cancel. So \[ |\beta_f(\xi,\eta)|\leq\|f\|_S\big(\|\xi\|^2+\|\eta\|^2\big). \] For \(\xi,\eta\neq0\), replace \(\xi\) by \(t\xi\) and \(\eta\) by \(t^{-1}\eta\) with \(t=(\|\eta\|/\|\xi\|)^{1/2}\). This does not change \(\beta_f(\xi,\eta)\), and gives \(|\beta_f(\xi,\eta)|\leq2\|f\|_S\|\xi\|\|\eta\|\).

Existence. By the Hilbert-space lesson, Theorem 3.1, there is \(f(h)\in B(H)\) with \(\langle f(h)\xi,\eta\rangle=\beta_f(\xi,\eta)\). It satisfies (3.1). For continuous \(f\), the continuous calculus satisfies (3.1) by the definition of \(\mu_\xi\). By uniqueness, the two agree, which is (1).

Weak continuity. Let \(f_n\to f\) boundedly. Then \(\int f_n\,d\mu_\zeta\to\int f\,d\mu_\zeta\) for every \(\zeta\), so \[ \begin{gathered} \langle f_n(h)\xi,\eta\rangle\\ =\beta_{f_n}(\xi,\eta)\to\beta_f(\xi,\eta)\\ =\langle f(h)\xi,\eta\rangle . \end{gathered} \tag{3.2} \]

(2) Linearity, \(1(h)=1\) and \(\bar f(h)=f(h)^*\) follow from (3.1) and uniqueness. For example, \[ \begin{gathered} \langle\bar f(h)\xi,\xi\rangle\\ =\int\bar f\,d\mu_\xi\\ =\overline{\langle f(h)\xi,\xi\rangle}\\ =\langle f(h)^*\xi,\xi\rangle . \end{gathered} \] Multiplicativity, first step. Let \(\mathcal M_1\) be the set of \(f\in B_b(S)\) with \((fg)(h)=f(h)g(h)\) for every \(g\in C(S)\).

Multiplicativity, second step. Let \(\mathcal M_2\) be the set of \(g\in B_b(S)\) with \((fg)(h)=f(h)g(h)\) for every \(f\in B_b(S)\).

So \(\mathcal M_2=B_b(S)\).

(3) By (2) and (3.1), \[ \begin{gathered} \|f(h)\xi\|^2\\ =\langle f(h)^*f(h)\xi,\xi\rangle\\ =\langle(\bar ff)(h)\xi,\xi\rangle\\ =\int|f|^2\,d\mu_\xi\\ \leq\|f\|_S^2\,\mu_\xi(S)\\ =\|f\|_S^2\|\xi\|^2 . \end{gathered} \] If \(f\geq0\), then \(\langle f(h)\xi,\xi\rangle=\int f\,d\mu_\xi\geq0\) for every \(\xi\), so \(f(h)\geq0\). If \(f\) is real, then \(f(h)^*=\bar f(h)=f(h)\).

(4) By (2) and (3), \(\|(f_n(h)-f(h))\xi\|^2=\int|f_n-f|^2\,d\mu_\xi\). This tends to \(0\) by dominated convergence.

(5) Let \(Th=hT\). Since \(h=h^*\), \(T\) commutes with every \(f(h)\), \(f\in C(S)\) (the C*-algebra lesson, Theorem 5.1(6)). The set of \(f\in B_b(S)\) with \(Tf(h)=f(h)T\) is closed under bounded convergence, by (4). By Lemma 1.1 it is \(B_b(S)\).

(6) Let \(\lambda\) lie outside the closure of \(f(S)\). Then \(g=(f-\lambda)^{-1}\) is a bounded Borel function on \(S\). By (2), \(g(h)\) is an inverse of \(f(h)-\lambda\). \(\square\)

In (6) the inclusion can be strict (Exercise 2).

4. Projection-valued measures and the spectral theorem

Definition 4.1. Let \(X\) be a metric space; we use \(X=\mathbb R\) and \(X=\mathbb C\). A projection-valued measure on \(X\), acting on \(H\), is a map \(E\) from the Borel sets of \(X\) to the projections of \(B(H)\) with two properties:

\(E\) is supported by a Borel set \(Y\) if \(E(Y)=1\).

Lemma 4.2. Let \(E\) be a projection-valued measure.

  1. \(E(\varnothing)=0\). If \(\Delta\cap\Delta'=\varnothing\), then \(E(\Delta\cup\Delta')=E(\Delta)+E(\Delta')\) and \(E(\Delta)E(\Delta')=0\).
  2. \(E(\Delta\cap\Delta')=E(\Delta)E(\Delta')=E(\Delta')E(\Delta)\) for all Borel sets \(\Delta,\Delta'\).
  3. If \(\Delta\) is the union of disjoint Borel sets \(\Delta_n\), then \(E(\Delta)\xi=\sum_nE(\Delta_n)\xi\) for every \(\xi\in H\).

Proof. (1) \(\|E(\varnothing)\xi\|^2=\mu^E_\xi(\varnothing)=0\) for every \(\xi\).

(2) The sets \(\Delta\cap\Delta'\), \(\Delta\setminus\Delta'\) and \(\Delta'\setminus\Delta\) are disjoint. By (1), \[ \begin{gathered} E(\Delta)\\ =E(\Delta\cap\Delta')+E(\Delta\setminus\Delta'),\\ E(\Delta')\\ =E(\Delta\cap\Delta')+E(\Delta'\setminus\Delta), \end{gathered} \] and the products of the projections of two disjoint sets vanish. Multiplying out gives \(E(\Delta)E(\Delta')=E(\Delta\cap\Delta')\), and likewise in the other order.

(3) The vectors \(E(\Delta_n)\xi\) are mutually orthogonal, by (1). Also by (1), \[ \begin{gathered} \Big\|E(\Delta)\xi-\sum_{n\leq N}E(\Delta_n)\xi\Big\|^2\\ =\Big\|E\Big(\Delta\setminus\bigcup_{n\leq N}\Delta_n\Big)\xi\Big\|^2\\ =\mu^E_\xi\Big(\Delta\setminus\bigcup_{n\leq N}\Delta_n\Big). \end{gathered} \] This tends to \(0\), because \(\mu^E_\xi\) is a finite measure. \(\square\)

Proposition 4.3 (Integration against a projection-valued measure). Let \(E\) be a projection-valued measure on \(X\). There is exactly one linear map \(f\mapsto\int f\,dE\) from \(B_b(X)\) to \(B(H)\) with \[ \begin{gathered} \int1_\Delta\,dE\\ =E(\Delta)\\ \text{for every Borel set }\Delta,\\ \Big\|\int f\,dE\Big\|\\ \leq\|f\|_X . \end{gathered} \] It is a unital \(*\)-homomorphism, and \(\big\langle\big(\int f\,dE\big)\xi,\xi\big\rangle=\int f\,d\mu^E_\xi\).

Proof. Simple functions. For a Borel simple function \(f=\sum_jc_j1_{\Delta_j}\) with disjoint \(\Delta_j\), put \(\int f\,dE=\sum_jc_jE(\Delta_j)\).

Extension. The simple functions are dense in \(B_b(X)\) for \(\|\cdot\|_X\) (Lemma 1.1, step (d)). A linear contraction defined on them extends uniquely to a linear contraction on \(B_b(X)\). The identities above pass to uniform limits, since \(\mu^E_\xi\) is finite. Any linear contraction with \(\int1_\Delta\,dE=E(\Delta)\) agrees with this one on simple functions, hence everywhere. \(\square\)

Theorem 4.4 (Spectral theorem). Let \(h\in B(H)\) be self-adjoint with spectrum \(S\).

  1. \(E_h(\Delta)=1_\Delta(h)\), for Borel sets \(\Delta\subseteq\mathbb R\), is a projection-valued measure on \(\mathbb R\), supported by \(S\subseteq[-\|h\|,\|h\|]\). For every bounded Borel function \(f\) on \(\mathbb R\), \(\int f\,dE_h=f(h)\). In particular \[ h=\int\iota_S\,dE_h , \] where \(\iota_S(\lambda)=\lambda\) on \(S\) and \(\iota_S=0\) off \(S\). This is usually written \(h=\int\lambda\,dE_h(\lambda)\).
  2. (Uniqueness.) Let \(E\) be a projection-valued measure on \(\mathbb R\), supported by a compact set \(L\), with \(h=\int\iota_L\,dE\). Then \(E=E_h\).
  3. For \(\xi\in H\), the spectral measure satisfies \(\mu_\xi(\Delta)=\langle E_h(\Delta)\xi,\xi\rangle=\|E_h(\Delta)\xi\|^2\), \(\mu_\xi(\mathbb R)=\|\xi\|^2\), and \(\langle f(h)\xi,\xi\rangle=\int f\,d\mu_\xi\).
  4. Each \(E_h(\Delta)\) commutes with every operator that commutes with \(h\).

Proof. (1) \(1_\Delta\) is real and \(1_\Delta^2=1_\Delta\), so \(E_h(\Delta)\) is a projection, by Theorem 3.1(2). Also:

The maps \(f\mapsto\int f\,dE_h\) and \(f\mapsto f(h)\) are linear contractions on the bounded Borel functions on \(\mathbb R\) (Proposition 4.3 and Theorem 3.1(3)). They agree on indicators, hence on simple functions, hence everywhere. For \(f=\iota_S\), \(f|_S\) is the identity function of \(S\), and the continuous calculus sends it to \(h\).

(2) Let \(L'=L\cup S\), a compact set.

(3) restates the definitions with Proposition 2.1 and (3.1). (4) is Theorem 3.1(5). \(\square\)

Remark 4.5 (Exponentials). For \(t\in\mathbb R\), \(e^{ith}\) denotes \(f(h)\) with \(f(\lambda)=e^{it\lambda}\). Since \(f\) is continuous, this is the continuous calculus. The partial sums of \(\sum_n(it\lambda)^n/n!\) converge to \(f\) uniformly on \(S\), and the calculus is isometric. So \(e^{ith}\) is the sum of the norm-convergent series \(\sum_n(ith)^n/n!\). It is unitary, because \(\bar ff=1\).

5. Spectral projections and polar decomposition

The projections \(E_h(\Delta)\) are the spectral projections of \(h\).

Proposition 5.1. Let \(h\in B(H)\) be self-adjoint, with spectrum \(S\) and \(E=E_h\).

  1. For every \(n\geq1\) there are disjoint Borel sets \(\Delta_1,\dots,\Delta_m\) and real numbers \(c_1,\dots,c_m\) with \(\|h-\sum_jc_jE(\Delta_j)\|\leq1/n\). So \(h\) is a norm limit of real linear combinations of its spectral projections.
  2. If \(h\geq0\), the \(c_j\) can be taken \(\geq0\) and the \(\Delta_j\) inside \([1/n,\infty)\). So \(h\) is a norm limit of nonnegative combinations of spectral projections of Borel sets bounded away from \(0\).
  3. \(\ker h=E(\{0\})H\).
  4. Let \(h\geq0\). Then \(E((0,\infty))\) is the projection onto the closure of \(hH\). As \(\varepsilon\downarrow0\), the operators \(h(h+\varepsilon)^{-1}\) increase and converge strongly to \(E((0,\infty))\).

Proof. (1) Let \(s_n(\lambda)=\lfloor n\lambda\rfloor/n\). Then \(0\leq\lambda-s_n(\lambda)<1/n\), and on the bounded set \(S\) the function \(s_n\) takes finitely many values. So \[ s_n(h)=\sum_k\frac kn\,E\big([k/n,(k+1)/n)\big), \] a finite sum. By Theorem 3.1(3), \(\|h-s_n(h)\|\leq\sup_S|\lambda-s_n(\lambda)|\leq1/n\).

(2) If \(h\geq0\), then \(S\subseteq[0,\infty)\) (the C*-algebra lesson, Theorem 8.2). The term with \(k=0\) vanishes, so only the sets \([k/n,(k+1)/n)\) with \(k\geq1\) occur.

(3) \(hE(\{0\})=(\iota1_{\{0\}})(h)=0\), since \(\lambda1_{\{0\}}(\lambda)=0\). Conversely, let \(h\xi=0\).

(4) A vector \(\eta\) is orthogonal to \(hH\) exactly when \(h^*\eta=h\eta=0\).

A partial isometry is an operator \(u\) that is isometric on a closed subspace \(L\), its initial space, and zero on \(L^\perp\). Its range \(uH=u(L)\) is closed, the final space.

Proposition 5.2 (Polar decomposition). Let \(x\in B(H)\) and \(|x|=(x^*x)^{1/2}\). There is exactly one operator \(u\) with \(x=u|x|\) and \(\ker u=\ker x\). It is a partial isometry with initial space \((\ker x)^\perp\), the closure of \(|x|H\), and final space the closure of \(xH\). Moreover \(u^*u\) and \(uu^*\) are the projections onto these two spaces, and \(u^*x=|x|\).

Proof.

6. Monotone convergence of operators

Theorem 6.1 (Vigier). Let \((a_i)_{i\in I}\) be an increasing net of self-adjoint operators on \(H\) with \(C=\sup_i\|a_i\|<\infty\). Then:

The same holds for decreasing nets, with the greatest lower bound.

Proof. The limit.

The least upper bound. \(\langle a\xi,\xi\rangle=\sup_i\langle a_i\xi,\xi\rangle\), so \(a\geq a_i\) for every \(i\). If \(b\) is self-adjoint and \(b\geq a_i\) for every \(i\), then \(\langle b\xi,\xi\rangle\geq\langle a\xi,\xi\rangle\), so \(b\geq a\).

Strong convergence. Put \(b_i=a-a_i\geq0\).

For a decreasing net, apply this to \((-a_i)\). \(\square\)

7. Calkin's theorem

Theorem 7.1 (Calkin). Let \(H\) be a separable infinite-dimensional Hilbert space. The closed two-sided ideals of \(B(H)\) are \(\{0\}\), \(K(H)\) and \(B(H)\).

Proof. \(K(H)\) is a closed ideal (the Hilbert-space lesson, Theorem 5.1). It is not \(B(H)\), since an orthonormal sequence has no convergent subsequence, so the identity is not compact. Let \(J\neq\{0\}\) be a closed two-sided ideal.

\(J\) contains \(K(H)\). Take \(x\in J\) and \(\zeta\in H\) with \(x\zeta\neq0\). For \(\alpha,\beta\in H\), \[ \theta_{\alpha,x\zeta}\,x\,\theta_{\zeta,\beta}=\|x\zeta\|^2\,\theta_{\alpha,\beta}. \] Indeed, both sides send \(\gamma\) to \(\langle\gamma,\beta\rangle\|x\zeta\|^2\alpha\). So \(J\) contains every rank-one operator, hence every finite-rank operator. Since \(J\) is closed, \(K(H)\subseteq J\) (the Hilbert-space lesson, Theorem 5.1(3)).

If \(J\neq K(H)\), then \(J=B(H)\). Take \(x\in J\setminus K(H)\).

Separability is used only to find the isometry \(v\). Exercise 5 shows that the conclusion fails without it.

8. Normal operators

Theorem 8.1. Let \(n\in B(H)\) be normal, with spectrum \(S\subseteq\mathbb C\). Sections 2–5 hold with \(h\) replaced by \(n\) and \(\mathbb R\) by \(\mathbb C\), with the following changes. These conditions give the normal version without invoking Fuglede’s theorem:

In particular, \(E_n(\Delta)=1_\Delta(n)\) is the only projection-valued measure on \(\mathbb C\) that is supported by a compact set \(L\) and has \(n=\int\iota_L\,dE_n\).

Proof. The proofs in Sections 2–5 use only the following facts.

Proposition 8.2. Let \(n\in B(H)\) be normal.

  1. Every \(\lambda\in\sigma(n)\) is an approximate eigenvalue: there are unit vectors \(\xi_k\) with \(\|(n-\lambda)\xi_k\|\to0\).
  2. \(\|n\|=\sup_{\|\xi\|=1}|\langle n\xi,\xi\rangle|\).

Proof. (1) \(m=n-\lambda\) is normal, so \(\|m^*\xi\|^2=\langle mm^*\xi,\xi\rangle=\langle m^*m\xi,\xi\rangle=\|m\xi\|^2\) for every \(\xi\). Suppose \(\|m\xi\|\geq c\|\xi\|\) for some \(c>0\) and all \(\xi\).

(2) The supremum is at most \(\|n\|\), by Cauchy–Schwarz. For \(\xi_k\) as in (1), \[ \begin{gathered} |\langle n\xi_k,\xi_k\rangle-\lambda|\\ =|\langle(n-\lambda)\xi_k,\xi_k\rangle|\\ \leq\|(n-\lambda)\xi_k\|\to0 \end{gathered} \]. So the supremum is at least \(|\lambda|\) for every \(\lambda\in\sigma(n)\). By the C*-algebra lesson, Theorem 1.3, some \(\lambda\in\sigma(n)\) has \(|\lambda|=r(n)=\|n\|\). \(\square\)

Exercises

Exercise 1 (easy; Multiplication operators). Let \(\mu\) be a finite Borel measure on a compact set \(K\subseteq\mathbb R\), and let \(h\) be multiplication by \(\lambda\) on \(L^2(K,\mu)\). Let \(\operatorname{supp}\mu\) be the set of points all of whose neighbourhoods have positive measure. Show:

Solution. If the measure is zero, the space and all its operators are zero, the spectrum and support are empty, and all assertions hold in that sense. Otherwise:

Exercise 2 (medium; A dense set of eigenvalues). Let \((q_k)\) enumerate \(\mathbb Q\cap[0,1]\) without repetitions, and let \(h\) be the operator on \(\ell^2(\mathbb N)\) with \(he_k=q_ke_k\). Show:

Conclude that \(f=1_{[0,1]\setminus\mathbb Q}\) has \(f(h)=0\), although the closure of \(f(\sigma(h))\) is \(\{0,1\}\).

Solution.

Exercise 3 (medium; Unitaries are exponentials). Let \(u\in B(H)\) be unitary. Show that \(u=e^{ih}\) for a self-adjoint \(h\) with \(\|h\|\leq\pi\) that commutes with every operator commuting with \(u\) and \(u^*\). Deduce that the unitary group of \(B(H)\) is path-connected in the norm topology.

Solution.

Exercise 4 (easy; The Calkin algebra). Let \(H\) be separable and infinite-dimensional. Show that \(B(H)/K(H)\) has no closed two-sided ideals other than \(\{0\}\) and itself.

Solution. Let \(q\) be the quotient map and \(I\) a closed two-sided ideal of the quotient.

Exercise 5 (hard; Without separability). Let \(H\) be a Hilbert space that is not separable. Let \(J\) be the norm closure of the set of operators whose range is separable. Show that \(J\) is a closed two-sided ideal with \(K(H)\subsetneq J\subsetneq B(H)\).

Solution.

Exercise 6 (easy; The support of a positive operator). Let \(h\geq0\). Show that \(E_h((0,\infty))\) is the smallest projection \(p\) with \(ph=h\).

Solution.

Where this leads

Every operator that commutes with \(h\) commutes with all spectral projections of \(h\). So a von Neumann algebra contains the spectral projections and the bounded Borel functions of each of its self-adjoint elements. This is how the projections enter The double commutant theorem and the lessons after it. The spectral measures \(\mu_\xi\) and the unitary groups \(e^{ith}\) are used in Compact and trace-class operators, the predual of B(H), and the operator topologies. Calkin's theorem is used in Representations and positive functionals: the GNS construction and the Gelfand–Naimark theorem.

References

The proofs are written here in our own words.

Freely accessible reading: Jesse Peterson, Notes on operator algebras, §3.7 gives a route through spectral measures and bounded Borel calculus; the exact null-set and essential-range statements are proved here. The lesson includes its own complete proofs at the stated hypotheses; references to human sources do not imply permission to adapt their expression.

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