Spectral calculus: measurable domains and self-adjoint operators
Selection and annotations by GPT-6.1 Sol (OpenAI), Ultra, October 2026. Self-checked by the writing AI. Original text: CC0 1.0.
The complete scope here is SK01–SK08: scalar cyclic models, arbitrary orthogonal cyclic families, bounded Borel calculus, unbounded measurable domains, the Cayley recovery of a self-adjoint operator, square roots and actual ranges, and transport/reduction. Operator convergence for general form nets and modular theory are outside this supplement.
SK-DEP-HILBERT is supplied by the published Hilbert-space chapter, Sections 1–4. The bounded normal continuous calculus is supplied by the published continuous-calculus chapter, Theorem 5.1 and its preceding commutative C*-algebra construction. SK-DEP-MEASURE is supplied by Measure and Hilbert-space tools, Sections 1–3: construction of a measure, scalar monotone/dominated convergence, Cauchy–Schwarz, L2 completeness and simple-function approximation. SK-DEP-RMK is supplied by Haar measure on locally compact groups, Theorem 2.2 and Proposition 2.3, restricted to compact metric spaces. A positive functional has finite total mass there; Proposition 2.3 supplies finite Borel regularity. The metric bump construction in SK02 supplies its own cutoff argument. These are ordinary scalar finite-measure theorems; no interchange of arbitrary operator nets with scalar integration is assumed.
OA-MOD-SK-01 — Inputs and conventions
Hilbert spaces are complex, complete, and of arbitrary dimension. Inner products are linear in the first entry. The zero space is allowed. A self-adjoint operator includes a dense domain and equals its Hilbert-space adjoint with that domain. An operator equality always includes equality of domains. The index set in this unit means the positive integers.
The inputs are the existing Hilbert completion, projection, Riesz, and bounded-adjoint contracts, and OA-MOD-OPEN-CSTAR-CFC, including the continuous calculus of a bounded normal operator. The elementary adjoint test needed for the Cayley transform is proved directly in SK-06. No closed-form representation, polar decomposition, or unbounded spectral theorem is an input.
Two scalar measure contracts are used. SK-DEP-RMK is the representation of a positive real linear functional on the continuous real functions of a compact metric space by a unique finite regular Borel measure. SK-DEP-MEASURE comprises integration of nonnegative measurable functions, monotone convergence, scalar dominated convergence, the Cauchy–Schwarz inequality for square-integrable functions, completeness of scalar , and approximation of measurable functions by simple functions. These contracts concern finite scalar measures, not operator-valued measures. The complete scalar proof providers and elementary prerequisites are identified above.
For a finite measure , consists of complex measurable functions with finite squared integral, modulo equality almost everywhere, with inner product . This is the linear-first version of the imported scalar Hilbert structure. For an arbitrary family , its Hilbert direct sum consists of families for which , where a sum of nonnegative terms means the supremum of finite subsums. Every such family has countable support: for each positive integer , only finitely many squared norms can exceed . Consequently the scalar convergence arguments below always concern an ordinary finite measure for each fixed vector.
OA-MOD-SK-02 — A continuous cyclic representation becomes multiplication
Let be a compact metric space, and let be a unital *-representation. For , put This is reducing for every , because multiplication by and by preserves the displayed dense subspace.
Lemma. There is a unique finite regular Borel measure on satisfying and a unitary such that Here is multiplication by the continuous function .
Proof. For real continuous , its continuous square root gives . Every continuous function on compact has compact support, so . Apply SK-DEP-RMK to the displayed positive real functional. Real and imaginary parts give (SK.1) for complex . Substitution of the constant one gives the total mass. Also is contractive: if , then has a continuous nonnegative square root, so . Thus , justifying each continuous extension used here.
We give the density step explicitly. If is Borel and , regularity supplies a compact and an open with . There is a continuous equal to one on and zero off . When both closed sets are nonempty, take The denominator is positive everywhere. If , use zero; if and , use one. Thus . Finite linear combinations approximate Borel simple functions. Truncating a square-integrable function and subdividing a bounded square in the complex plane approximates it by simple functions in ; the squared tail tends to zero by monotone convergence. Therefore is dense in . For completed measures, choose Borel representatives; changing null sets does not affect the argument.
The *-homomorphism property now gives Hence the rule in (SK.2) is a well-defined isometry on a dense subspace and extends to an isometry on . Its range is closed and contains a dense subspace of , so it is onto. Multiplication on continuous functions proves the intertwining identity on a dense subspace, and boundedness extends it.
OA-MOD-SK-03 — An arbitrary representation is a sum of cyclic ones
Proposition. With as above there is a family of finite regular Borel measures and a unitary such that for every continuous .
Proof. Use the maximal principle on families of nonzero pairwise orthogonal cyclic subspaces of the type in SK-02, ordered by inclusion of families. The union of a chain is again such a family, so a maximal family exists. Its closed orthogonal sum is reducing. If its orthogonal complement were nonzero, a nonzero vector in the complement would generate a nonzero cyclic subspace orthogonal to the family, contrary to maximality. Thus the sum is . The unitaries in (SK.2) combine to the stated unitary: finite sums are isometric, and their ranges are dense. On the zero space use the empty family.
The maximal principle gives neither a countable index set nor a cyclic vector for all of . Completeness of the direct sum can also be checked without such a restriction. A Cauchy sequence has limits in every coordinate. Every finite sum of squared errors is bounded by the same Cauchy estimate; take the supremum over finite sets to obtain a vector in the direct sum and convergence to it.
OA-MOD-SK-04 — Bounded Borel functions and the spectral measure
Fix a decomposition from SK-03. For a bounded Borel function , define Then is a unital *-homomorphism, , and its restriction to continuous functions is . The operators are orthogonal projections with for disjoint Borel sets , with norm convergence of the last sum.
Proof. All algebra and adjoint identities hold pointwise for multiplication, with uniform operator bounds, hence on the Hilbert sum. If , define the finite Borel measure Only countably many summands are nonzero, and . Countable additivity follows by interchanging nonnegative countable sums, which follows by taking suprema of their finite subsums. Formula (SK.5) gives For a disjoint union, the squared norm of the tail in (SK.4) is the measure of the remaining union and tends to zero. This proves strong countable additivity.
More generally, if bounded Borel functions pointwise and , dominated convergence in (SK.6) gives for every . This assertion is for sequences, not an unrestricted interchange of a net and an integral.
Uniqueness and independence. The extension in (SK.3) is the unique *-homomorphism extending and preserving uniformly bounded pointwise sequential limits in the strong operator topology.
Here is the measurable-generation detail. For an open subset of a compact metric space, the continuous functions increase to ; use when . Thus any two such extensions agree on open-set indicators. The class of sets whose indicators have equal images contains , is closed under complements, and under countable disjoint unions, the last by bounded pointwise convergence of finite sums. It is a Dynkin class containing the open sets, which are closed under finite intersections.
We recall the set argument. Let be the intersection-closed family of open sets, and the smallest Dynkin class containing it. For , the sets with form a Dynkin class: complements use , and disjoint unions use their intersections with . This class contains , hence . Next, for a fixed , the same argument shows that the sets with form a Dynkin class containing , hence . Thus is closed under intersections. Complements and disjointization now make it a sigma algebra. It contains every Borel set. Equality of the two extensions follows on Borel indicators, then on simple functions, and finally on bounded Borel functions by uniform simple approximation. This proves uniqueness without retaining a cyclic decomposition in the conclusion.
For a bounded normal operator , apply this construction to its continuous calculus on the compact metric set . Then . This is the bounded normal spectral theorem used below.
We will also use the following consequence of the already imported continuous calculus. Polynomials in are dense in . Indeed that calculus is an isometric isomorphism onto , and by definition the latter is the norm closure of the unital *-polynomials in . Pulling these approximations back through the isometry proves the assertion. This makes explicit the approximation content already present in the continuous-calculus input.
OA-MOD-SK-05 — Unbounded measurable functions
Let be the spectral measure just constructed. For a finite-valued Borel , put The same construction applies after a measurable change of the scalar variable, in particular to measures on . Values on a set with can be assigned arbitrarily, including replacing an undefined scalar value by zero.
Theorem. The operator in (SK.7) is densely defined and closed, has adjoint , and is self-adjoint when is real-valued. Its kernel is . For Borel , Likewise on has closure . Every spectral cutoff preserves , and these cutoffs converge to the identity in its graph norm.
Proof. Write . By (SK.6), , and , proving density. For closedness suppose and . Bounded multiplication by gives Consequently for all . Monotone convergence puts in the domain. The same identities and show .
The multiplication pairing proves . Conversely suppose with adjoint image . Testing its defining pairing on all vectors in gives . The bounded-integral argument with shows that with image . Thus the adjoint equality, including its domain, is proved. The norm identity gives the kernel assertion.
The scalar measure of , when this vector exists, is This follows on Borel sets from the direct-sum multiplication formula, and determines the measures. Thus membership in the product domain is exactly the two integrability conditions in (SK.8), and its action is pointwise multiplication. To prove the closure equality, truncate by . For , each lies in the product domain, and the omitted integrals of tend to zero. These vectors approximate in the graph norm of . The product is a restriction of that closed operator and has a graph core for it, proving (SK.8). The same cutoffs with integrable majorant prove the sum statement. Taking only the -cutoffs proves the final assertion.
The construction is independent of the cyclic decomposition. Indeed, its bounded cutoff operators are already determined by SK-04, and their graph limit on the domain characterized in (SK.7) is . The norm identity in (SK.6) continues to hold on that domain, by monotone convergence.
No rule above says that an everywhere-defined scalar identity makes the domain of an operator product all of . For example, if never vanishes, the product is the identity restricted to .
OA-MOD-SK-06 — Recovering a self-adjoint operator from a unitary
Theorem. Every self-adjoint has a unique projection-valued Borel measure on such that All conclusions of SK-04–05 apply to .
Proof of existence. If , the unique operator has domain , and the unique projection-valued measure assigns the zero projection to every set; all assertions follow directly. In the rest of this proof assume .
Self-adjointness also implies closedness directly. If and , then for each , . Conjugating this identity is exactly the adjoint-domain test , . Since , the graph is closed. Moreover self-adjointness gives The range of is closed: a convergent sequence of images gives Cauchy sequences for both and , and closedness of finishes the argument. Its orthogonal complement is , by the adjoint definition and (SK.11). Thus the ranges are all of , and is bounded with norm at most one.
Define Equation (SK.11) proves isometry; surjectivity of proves that it is onto. Thus is unitary. Also is injective. Apply SK-04 to this bounded normal operator. Its spectrum is a subset of the unit circle: for , a geometric series in inverts ; for , factor and use the same series. Its spectral projection at is zero by the kernel assertion in SK-05 applied to .
The functions are inverse continuous bijections between and the unit circle with removed. Extend by zero at . It is real-valued on the unit circle. SK-05 constructs a self-adjoint . The scalar identity off , together with its zero spectral projection, gives To justify the inverse including domains, multiplication by has range in , because . Both compositions with are the identity on their respective domains by (SK.8). Equality of the inverses means equality of their actual ranges and inverse actions. Hence and . Pushing the spectral measure of forward under gives , proving (SK.10).
Proof of uniqueness. Suppose another projection-valued measure represents with the domain in (SK.10). Its scalar measures define integrals by bounded simple functions and uniform approximation, and unbounded integrals by spectral cutoffs. Orthogonality gives the squared-integral identity for simple functions. Approximation then gives that identity and the product and adjoint rules of SK-05 for these integrals. Consequently its bounded integral of equals . The pushforward on the unit circle represents .
This pushforward is concentrated on . To see the only possible extra support issue explicitly, for put . For a sufficiently small neighborhood of , a vector satisfies , whereas the bounded inverse requires a lower bound . Thus . The circle is second countable, so its complement of is covered by countably many such neighborhoods and has zero projection. This countability belongs to the scalar circle, not to .
On , integrals of polynomials in agree with the continuous calculus, by the multiplicative rules. The uniform density of these polynomials, part of the normal continuous-calculus construction, gives agreement on all continuous functions. The extension defined by preserves bounded pointwise sequential limits by its scalar dominated-convergence identity. Thus uniqueness in SK-04 identifies with the spectral measure of . Since is a Borel bijection onto the circle minus , the original measures on agree.
If , its spectral measure vanishes on . Indeed a nonzero vector in belongs to and has strictly negative quadratic value, contradicting positivity. Those intervals cover the negative half-line. The converse follows by integrating .
OA-MOD-SK-07 — Changes of variable, powers, and actual ranges
If is finite Borel, the spectral measure of is Therefore, for every finite Borel , with equality of their squared-integral domains.
Proof. The pushforward projections satisfy strong countable additivity by SK-04. Scalar change of variables follows first for indicators, then for simple functions and by monotone convergence for nonnegative functions; real and imaginary parts handle integrable functions. Its integral of the coordinate function consequently has exactly the domain and action of . Uniqueness in SK-06 proves (SK.15), and the same change of variables proves (SK.16).
For , the operator is nonnegative self-adjoint, For the equality of domains of the square, implies by . It is the unique nonnegative self-adjoint square root. In fact, if and , (SK.16) applied to and then its nonnegative square root gives , with domains. For , , truncation and Cauchy–Schwarz give It holds after cutting both vectors to bounded spectral intervals. The left side converges in the square-root norm, and the right side in the graph norm of for the first vector and the Hilbert norm for the second.
If , then . Define the inverse by on , and assign any finite value at zero. It is nonnegative self-adjoint and For if , its inverse squared-integral is . Conversely, for , the vector has and . The range of an injective self-adjoint operator is dense, since its orthogonal complement is the kernel of its adjoint. Injectivity requires no positive lower spectral bound.
For , is bounded, positive and injective, and the same scalar calculation gives The two integrability conditions are and , which coincide because is finite.
For injective and , let use on . Then The operators , , are unitaries and form a strongly continuous group. The group identities follow from bounded multiplication. Strong continuity follows from dominated convergence in , with bound . Since , these unitaries preserve every domain in (SK.21) and commute there with . The self-adjoint is obtained by the real Borel function , with any value at the zero projection, and by (SK.16).
OA-MOD-SK-08 — Transport, reduction, and membership in an algebra
Let be unitary or antiunitary, and let be self-adjoint. The operator on is self-adjoint: transport of the adjoint pairing gives on . Its spectral measure and calculus satisfy including transported domains.
Proof. Conjugated projections are again projections and preserve strong countable additivity. For real simple functions the integral transports without a scalar change; taking graph cutoffs proves that its integral of the real coordinate is . Uniqueness gives (SK.22). For complex simple functions anti-linearity conjugates every coefficient. Uniform bounded approximation and then graph cutoffs give (SK.23). The scalar measure at equals the measure at , so the squared-integral tests give the asserted domains.
The calculus respects an orthogonal decomposition into reducing subspaces: the direct sum of the restricted projection-valued measures represents the direct sum operator, with the domain determined by the sum of squared image norms. Uniqueness identifies the measures. In particular, a partial isometry restricted to its initial space is a unitary onto its final space. Apply (SK.22) there and treat the orthogonal kernel space separately. This justifies the transport formulas in OA-MOD-RD-02 without assuming that the partial isometry is invertible on all of .
If a bounded operator commutes with a bounded normal and , then it commutes with every bounded Borel function of . It commutes first with the continuous calculus. For open-set indicators, use the continuous approximants in SK-04 and pass to their strong limits; multiplication by fixed is strongly continuous. The same Dynkin-class argument and bounded simple approximation give all Borel functions. In particular, if lies in a von Neumann algebra , every such function belongs to : it commutes with , so the bicommutant theorem applies.
For a self-adjoint , say that is affiliated with when every unitary maps onto itself and there. Equation (SK.22) gives . The four-unitary span from OA-MOD-BK-08 and the bicommutant theorem give , and hence every bounded Borel function of lies in . Conversely, if all its spectral projections belong to , the scalar-domain test and spectral cutoffs show that each such unitary preserves its domain and commutes with its action. These are equivalent descriptions at arbitrary dimension.
For bounded self-adjoint , partition into finitely many Borel intervals of mesh at most and choose one scalar in each interval. The corresponding finite spectral sum belongs to and differs from in norm by at most , by (SK.6). When , use the single sum zero. Thus spectral step approximation is in norm, while countable additivity of the projections is strong.