Original text: CC0 1.0. Prerequisite proofs and component terms.
Analytic kernels for unbounded modular operators
OA-MOD-MA-01 — Conventions and exact analytic inputs
Hilbert spaces are arbitrary, and their inner products are linear in the first variable. For a positive injective self-adjoint operator , the powers use the real logarithm on . Injectivity does not mean that is bounded. We use the common spectral bands They increase strongly to the identity. A band can be infinite dimensional or zero.
The exact spectral inputs are integral domains for Borel functions, spectral multiplication with its domain conditions, real change of variable, and dominated convergence for each vector's finite spectral measure. In particular, if is defined, then in norm. The spectral kernel supplies these contracts in SK-05, SK-07 and SK-09: measurable integral domains, powers and logarithms, and vectorwise dominated convergence and graph cutoffs. These items also give the strongly continuous unitary group .
We explicitly retain two elementary analysis contracts:
- MA-DEP-SCALAR-INTEGRATION: scalar Lebesgue integration on Euclidean spaces, dominated and monotone convergence, Fubini for absolutely integrable functions, the change-of-variable formula, and integration by parts for the integrable smooth functions used below.
- MA-DEP-SCALAR-COMPLEX: the scalar Cauchy integral and residue theorems, Morera's theorem, the identity theorem and the maximum-modulus principle. Holomorphic means complex differentiable on an open set.
The Gaussian normalization, Fourier uniqueness, strip-boundary argument, Banach-valued contour calculation and locally convex integration construction are proved below. Separation by bounded linear functionals and continuous seminorms uses OA-MOD-OPEN-CONVEX-HB-NORM and OA-MOD-OPEN-CONVEX-HB-SEMINORM, at their stated norm and seminorm levels. Bounded square roots, continuous functional calculus, adjoints and operator norms use OA-MOD-BK and the Hilbert-space kernel.
OA-MOD-MA-02 — Which integrals take values in which space
Let be a Banach space. A norm-continuous function satisfying for some integrable nonnegative scalar function has an improper norm integral whenever its integrals over compact intervals exist. In our applications the latter are Riemann integrals: continuity on a compact interval is uniform, so two sufficiently fine Riemann sums differ in norm by at most the interval length times the modulus of continuity. Completeness gives their common limit.
For compact intervals , these integrals satisfy The tail bound by makes the compact-interval integrals Cauchy as . Thus the improper integral exists and retains (MA.3). It is the Bochner integral for these functions. Bounded linear maps pass through the integral because they pass through finite sums and norm limits.
We also need a different construction. Suppose , the function is norm-continuous for each , and . If the continuous scalar function is integrable, define The preceding construction in proves existence. Linearity and (MA.3) give a bounded operator with We call (MA.4) a vectorwise strong integral. It is not an assertion that is Bochner integrable for the operator norm on .
If for every , all the operator norms are bounded by the same , and all the relevant vector functions are continuous, then for a sequence , by scalar dominated convergence. All spectral cutoff passages below use this sequence. Global operator limits and strip domains impose no countability hypothesis on .
The same statements hold for integrals over piecewise smooth finite contours, using their parametrizations. A Banach-valued holomorphic function has the contour identities obtained by applying the scalar theorems to every bounded linear functional: (MA.3) permits scalarization, and Hahn–Banach separates two candidate Banach-space values. Similarly, a locally uniform limit of Banach-valued holomorphic functions is holomorphic. To see the latter assertion, take a circle lying inside the common open domain. The vector Cauchy formula passes to the uniform limit on that circle and in its interior. Expanding as a geometric series on a smaller concentric disc gives a norm-convergent power series for the limit, hence complex differentiability there.
OA-MOD-MA-03 — Gaussian normalization and its Fourier transform
For , put These are probability densities. Indeed, if , positivity and Fubini give The polar-coordinate Jacobian is , and the last integral is by the substitution . Thus , and scaling proves .
Our Fourier convention is Gaussian identity. For every real , Proof. Call the left side . Since is integrable, differentiation under the integral is justified by dominated convergence. Integration by parts, with vanishing boundary terms, gives Hence the derivative of is zero. Its value at zero is , proving (MA.9).
Scaling and replacing by now give the exact inverse formula No general Fourier inversion theorem was used to obtain it.
OA-MOD-MA-04 — Fourier uniqueness from Gaussian approximation
Theorem. If is continuous and integrable, and for all real , then for every .
Proof. Formula (MA.10) and Fubini give Absolute integrability for the interchange follows from .
Fix and . Continuity supplies such that for . The integral of this difference against on that interval is at most . Outside it, the contribution involving is bounded by The contribution involving is bounded by Thus , proving the conclusion. The proof did not assume that a continuous integrable function is globally bounded.
Operator and vector consequence. Let be a uniformly bounded, weak-operator-continuous family in . If then for every . Each scalar function is continuous and integrable, so the theorem makes it identically zero. Its scalar prefactor is strictly positive. Varying proves the assertion. The identical argument applies to a bounded weakly continuous Hilbert-space-valued function, by pairing it with arbitrary vectors. Only scalar integrals are needed for these consequences.
OA-MOD-MA-05 — An inverse in a Banach algebra
Let be a unital complex Banach algebra, and let be entire in norm, with For , define Theorem. The norm integral exists, and . Equivalently,
Proof. The denominator in makes it absolutely integrable, since . Norm continuity and (MA.13) therefore give (MA.15) by MA-02.
Consider the meromorphic Banach-valued function On the positively oriented rectangle with vertices , its only pole inside is , with residue . Indeed, by the group law and invertibility, and the denominator has derivative at zero. The Banach-valued residue identity of MA-02 gives contour integral .
For , with , the group law gives The numerator is uniformly bounded on these 's. At , the denominator is at least . Thus both vertical contour integrals tend to zero. On the bottom and top edges respectively, The bottom edge runs to the right and the top edge to the left. Taking the limit of their integrals therefore gives . Every value of commutes with every other value, by (MA.13). Consequently commutes with , and it has the asserted two-sided inverse.
Finally, Both and are invertible. Inverting this factorization, and using commutation, proves (MA.16).
Taking in yields the scalar formula In particular, . Thus the general inverse satisfies .
OA-MOD-MA-06 — A spectral resolvent as a strong integral
Let be positive, injective and self-adjoint on . No modular interpretation is required.
Theorem. For every real , The integral is vectorwise strong. The right side is the everywhere-defined bounded spectral multiplier The displayed composition is also legitimate as an operator product: the resolvent maps into , which is contained in .
Proof. Strong continuity of and unitarity give existence of the integral by MA-02. On , the restriction is bounded and boundedly invertible. The zero band is trivial. Otherwise is bounded self-adjoint, and is an entire group in , by its norm-convergent exponential series. Real values are unitary. MA-05 gives (MA.20) on this band.
The scalar inequality proves (MA.21). Hence the band multipliers converge strongly to . On the integral side, for every , and all norms are bounded by . Equation (MA.6) passes to the full strong integral. The product interpretation follows from the spectral domain criterion and the scalar bounds on and .
OA-MOD-MA-07 — Solving an equation expressed through unbounded pairings
Put This is dense, since it contains every . For , define The integral exists vectorwise strongly. Indeed, strong continuity of the two unitary groups makes norm-continuous, and its norm is at most .
Theorem. For every there is exactly one bounded satisfying It is No assertion that preserves either unbounded domain is part of (MA.24).
Proof of uniqueness and the formula. Suppose (MA.24) holds. Write , . In the Banach algebra of bounded linear maps on the Banach space , consider This is an entire group; for real , its norm is one on a nonzero band, because conjugation by a unitary is an isometry. The boundedness of justifies entire norm dependence. Restricting (MA.24) to vectors in the band gives For example, the first pairing is the pairing of , which is . This verifies the signs before applying the inverse formula.
MA-05 in this Banach algebra gives Extend the band operators by zero on . Their integrands are , which converge strongly pointwise to and have norm at most . Equation (MA.6) and strongly prove (MA.25). This proves uniqueness; the norm bound follows from .
Proof of existence. Define by (MA.25). Compression by passes through the vector integrals and identifies with the right side of (MA.28). The inverse identity in MA-05 consequently proves (MA.27), and hence (MA.24) for pairs of vectors in .
For general , use . Spectral convergence (MA.2) holds simultaneously for the constant function and for both functions and . Thus all four unbounded-vector terms in the pairings converge in norm. Since are bounded, passing to the limit gives (MA.24) on precisely .
This argument also shows It follows by scalarizing the integral and conjugating . For , averaging positive operators proves positivity of . Such a positivity claim for general would require more: the kernel then has a complex phase.
OA-MOD-MA-08 — Two facts about closed strips
Let , and let Boundary uniqueness. A Banach-valued function continuous on , holomorphic in its interior, and zero on the real boundary is zero on the whole strip.
Proof. Scalarize by any bounded linear functional. Near a real point, extend the scalar function by zero into the upper half-plane. The extension is continuous. To verify Morera's condition for a triangle crossing the real line, cut its interior into the portions above and below that line. Replace any segment on the line by a parallel segment at distance inside the corresponding half-plane. Cauchy's theorem gives zero integrals on the resulting polygonal contours; continuity on the compact triangle makes their boundary integrals converge as . The contributions on the common line cancel. Thus the original triangle has zero integral. Triangles contained in one half-plane already satisfy the condition.
Morera makes the extension holomorphic near the boundary. It vanishes on an open upper half-disc, so the identity theorem makes it zero in that disc and then throughout the connected strip interior. Continuity includes the opposite boundary. Scalar functionals separate values, proving the Banach-valued conclusion.
Bounded-strip maximum principle. Suppose a Banach-valued is bounded and continuous on , holomorphic inside, and has norm at most on both boundary lines. Then throughout .
Proof. Scalarize with a functional of norm at most one, obtaining a bounded scalar function , say . Fix and apply the maximum-modulus principle on the rectangle to . On its horizontal edges the modulus is at most . On its vertical edges it is at most . If , sufficiently large makes the latter bound no larger than the former. For each fixed interior , this gives Let . If , apply the same argument with any positive bound on the horizontal edges and then let . Hahn–Banach recovers the Banach norm from its scalar tests.
Reflecting the variable handles strips above the real line. The boundedness hypothesis in the second assertion cannot be discarded merely because the boundary values are bounded.
OA-MOD-MA-09 — A spectral domain is a strip-extension condition
For , define the closed strip Theorem. For and , the following are equivalent:
- .
- The orbit extends to a bounded norm-continuous function , norm-holomorphic in the interior.
The extension is unique, and its exact values are For , the domain is all of , the strip is the real axis, and the bounded norm-continuous unitary orbit is the entire assertion; interior holomorphy is vacuous.
Proof for , starting with the domain. Write , where . If is the scalar spectral measure of , then The right side is integrable by the domain hypothesis. Thus is defined on the whole strip. On each band, is entire, by the bounded logarithm and its exponential series. The uniform estimate shows uniform convergence on the entire closed strip. Consequently its limit is continuous there, bounded by , and holomorphic inside by MA-02. Spectral multiplication gives the boundary identity in (MA.31).
Proof starting with the extension. For each , the function is continuous on the strip, holomorphic inside, and zero on the real boundary. MA-08 gives . At the other boundary, It follows that Monotone convergence proves . Now (MA.33) and strong convergence of give . The first half of the proof supplies the spectral extension, and boundary uniqueness identifies it with . This also proves uniqueness directly.
For , use the positive injective self-adjoint operator , put , and replace by . Its real orbit is , and the lower-strip theorem gives the required domain and formulas. No bounded inverse or positive lower spectral bound is inserted.
OA-MOD-MA-16 — Gaussian continuation of bounded real orbits
Let , , be a strongly continuous group on , with . For and , define Theorem. The integral exists in Hilbert norm, is norm-entire, and Moreover in norm as . If for a positive injective self-adjoint , then
Proof. If , then This proves existence and the bound in (MA.45). On a compact set of 's, both the kernel and its complex derivative are bounded in modulus by a constant times . Such a bound follows by expanding and using . The derivative adds only the factor . The fundamental theorem of calculus on a small complex line segment and scalar dominated convergence therefore justify differentiating the norm integral. Thus is entire.
Bounded passes through the integral. Substituting and using the group law gives For convergence at zero, integrate against . Strong continuity makes its norm small near zero; away from zero it is bounded by , and the Gaussian tail tends to zero. This proves the norm limit.
For the spectral group, (MA.45) makes a bounded continuous holomorphic extension on every closed horizontal strip, and its real restriction is . Apply MA-09 for each real . It gives every domain in (MA.46) and identifies the extension at every .
There is a parallel operator statement useful for algebra-valued averages. If is strongly continuous, is a von Neumann algebra, and , then is defined vectorwise strongly, belongs to , has norm at most , and is operator-norm entire in . Membership in follows by approximating the integrals by their finite Riemann sums, which lie in , and taking strong limits; the uniform scalar tail bound handles the infinite interval. The kernel difference quotients converge in scalar by the derivative bound just proved. The estimate (MA.5) then shows convergence of the corresponding operator difference quotients in norm, proving the holomorphy assertion despite the original family's merely strong continuity. If for a unitary group normalizing , the change of variable above gives the same real covariance for . These conclusions do not assert that arbitrary imaginary conjugations of the unsmoothed operator are defined.