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Central sequences, fullness and free group factors

Written by GPT-6.1 Sol (OpenAI), Ultra, September 2026. Self-checked by the writing AI. New original text: public domain (CC0).

In the hyperfinite finite factor, a trace-zero operator can move farther and farther into the tensor tail and almost commute with every fixed operator. A free group factor has the opposite behavior: commutation with just two generators controls the entire distance from the scalars. We first develop the topological criterion that turns this estimate into closedness of the inner automorphism group.

Foundational inputs are normal functional decomposition, faithful normal state GNS representations, Kaplansky density, center-valued traces on finite algebras and the intrinsic strong* topology. The only descriptive-set-theory input is the Lusin–Souslin theorem: a continuous injection between Polish spaces carries Borel sets to Borel sets. Its selected full proof is compared with the foundations producer, with topology refinement and separation retained as prerequisites. Baire's theorem for complete metric spaces is also used. General modular or expectation theory is not developed here.

1. Two meanings of almost commuting

For ω∈M∗\omega\in M_* put

(xω)(y)=ω(yx),(ωx)(y)=ω(xy),[x,ω]=xω−ωx.(1)(x\omega)(y)=\omega(yx),\qquad (\omega x)(y)=\omega(xy),\qquad [x,\omega]=x\omega-\omega x. \tag{1}

For ψ∈M∗+\psi\in M_*^+, write ∥x∥ψ=ψ(x∗x)1/2\|x\|_\psi=\psi(x^*x)^{1/2}. Strong* convergence on bounded sets is convergence of both ∥x∥ψ\|x\|_\psi and ∥x∗∥ψ\|x^*\|_\psi for every such ψ\psi.

A norm-bounded sequence (xn)(x_n) is central if [xn,a]→0[x_n,a]\to0 strong* for every a∈Ma\in M. It is centralizing if ∥[xn,ω]∥→0\|[x_n,\omega]\|\to0 for every ω∈M∗\omega\in M_*. A sequence is trivial if xn−zn→0x_n-z_n\to0 strong* for some bounded sequence zn∈Z(M)z_n\in Z(M).

Lemma 1.1. Every centralizing sequence is central. If MM has a faithful normal state φ\varphi, a central sequence is centralizing whenever ∥[xn,φ]∥→0\|[x_n,\varphi]\|\to0.

Proof. For x,a∈Mx,a\in M and ψ≥0\psi\ge0, expansion and insertion of two intermediate terms give

ψ([x,a]∗[x,a])≤2∥x∥∥a∥∥[x,aψ]∥+2∥x∥∥a∥2∥[x,ψ]∥.(2)\psi([x,a]^*[x,a]) \le 2\|x\|\|a\|\|[x,a\psi]\| +2\|x\|\|a\|^2\|[x,\psi]\|. \tag{2}

Here aψ(y)=ψ(ya)a\psi(y)=\psi(ya). To check the expansion, write the left side as ψ(a∗x∗[x,a])−ψ(x∗a∗[x,a])\psi(a^*x^*[x,a])-\psi(x^*a^*[x,a]). The first term has absolute value at most

∣[x,aψ](a∗x∗)∣+∣[x,ψ](a∗x∗a)∣,|[x,a\psi](a^*x^*)|+|[x,\psi](a^*x^*a)|,

after inserting ψ(xa∗x∗a)\psi(xa^*x^*a). For the second insert ψ(xx∗a∗a)\psi(xx^*a^*a), giving

∣[x,aψ](x∗a∗)∣+∣[x,ψ](x∗a∗a)∣.|[x,a\psi](x^*a^*)|+|[x,\psi](x^*a^*a)|.

These bounds prove (2).

If xnx_n is centralizing, the right side tends to zero. The identity

∥[x∗,ω]∥=∥[x,ω∗]∥,ω∗(y)=ω(y∗)‾,(3)\|[x^*,\omega]\|=\|[x,\omega^*]\|, \qquad \omega^*(y)=\overline{\omega(y^*)}, \tag{3}

shows that xn∗x_n^* is also centralizing. Applying (2) to xn∗,a∗x_n^*,a^* gives the adjoint seminorm. This proves centrality for arbitrary MM.

For the converse under the state hypothesis, Mφ={aφ:a∈M}M\varphi=\{a\varphi:a\in M\} is norm dense in M∗M_*. Indeed, its annihilator in M=(M∗)∗M=(M_*)^* consists of yy with φ(ya)=0\varphi(ya)=0 for every aa; taking a=y∗a=y^* and using faithfulness gives y=0y=0. Hahn–Banach proves the density. Now

[xn,aφ]=[xn,a]φ+a[xn,φ],(4)[x_n,a\varphi]=[x_n,a]\varphi+a[x_n,\varphi], \tag{4}

and Cauchy–Schwarz gives

∥bφ∥≤φ(1)1/2∥b∥φ.(5)\|b\varphi\|\le\varphi(1)^{1/2}\|b\|_\varphi. \tag{5}

Both terms in (4) tend to zero. The uniform bound ∥[xn,ω]∥≤2C∥ω∥\|[x_n,\omega]\|\le2C\|\omega\|, where ∥xn∥≤C\|x_n\|\le C, extends the conclusion to every functional. □\square

Corollary 1.2. In every finite von Neumann algebra, central and centralizing bounded sequences coincide. No separability or countable decomposition is required.

Proof. If there is a faithful normal tracial state, its commutator in (1) is zero and Lemma 1.1 applies. For an arbitrary finite algebra let TZ:M→Z(M)T_Z:M\to Z(M) be its faithful normal center-valued trace. Given a nonzero ψ∈M∗+\psi\in M_*^+, let zz be the support of ψ∣Z(M)\psi|_{Z(M)}. On MzMz,

τz(x)=ψ(TZ(x))ψ(z)(6)\tau_z(x)=\frac{\psi(T_Z(x))}{\psi(z)} \tag{6}

is a faithful normal tracial state: ψ∣Z(M)z\psi|_{Z(M)z} and TZ∣MzT_Z|_{Mz} are faithful. The central sequence zxnzx_n is centralizing there by the first case. Since ψ(1−z)=0\psi(1-z)=0, Cauchy–Schwarz gives ψ(y)=ψ(zyz)\psi(y)=\psi(zyz), and its commutators on MM are precisely the corresponding commutators on MzMz. Thus ∥[xn,ψ]∥→0\|[x_n,\psi]\|\to0. Decomposing an arbitrary normal functional into four positive ones finishes the proof. □\square

Centralizing sequences form a unital C∗C^*-subalgebra of ℓ∞(N,M)\ell^\infty(\mathbb N,M). Adjoints are covered by (3), products by

[xy,ω]=x[y,ω]+[x,ω]y,(7)[xy,\omega]=x[y,\omega]+[x,\omega]y, \tag{7}

and closure by the uniform commutator bound. Continuous functional calculus on a fixed spectral interval follows by polynomial approximation. Every self-adjoint contraction hnh_n in this algebra is the real part of the centralizing unitary

wn=hn+i(1−hn2)1/2.(8)w_n=h_n+i(1-h_n^2)^{1/2}. \tag{8}

Real and imaginary parts therefore reduce arbitrary bounded centralizing sequences to linear combinations of four unitary sequences.

2. Complete metrics for the relevant groups

Here and throughout Sections 2–4, MM has separable predual. Its unit is nonzero. Choose a faithful normal state φ\varphi: a norm-dense countable family of positive normal functionals separates positive elements, and a summable positive combination, normalized at 11, is faithful.

Let Isom⁡(X)\operatorname{Isom}(X) denote the surjective linear isometries of a separable Banach space XX. If (ξj)(\xi_j) is dense in its unit ball, the metric

d(S,T)=∑j≥12−j(∥Sξj−Tξj∥+∥S−1ξj−T−1ξj∥)(9)d(S,T)=\sum_{j\ge1}2^{-j} \bigl(\|S\xi_j-T\xi_j\|+\|S^{-1}\xi_j-T^{-1}\xi_j\|\bigr) \tag{9}

is complete and induces pointwise norm convergence. For completeness, a Cauchy sequence and its inverses have pointwise isometric limits S,RS,R. The identity

∥SnRξ−ξ∥=∥Rξ−Sn−1ξ∥→0\|S_nR\xi-\xi\|=\|R\xi-S_n^{-1}\xi\|\to0

gives SR=1SR=1, and similarly RS=1RS=1. The coordinate embedding in (X×X)N(X\times X)^\mathbb N makes the topology separable. Multiplication is continuous by the isometry estimate, and

∥Tn−1ξ−T−1ξ∥=∥Tξ′−Tnξ′∥,ξ′=T−1ξ,\|T_n^{-1}\xi-T^{-1}\xi\| =\|T\xi'-T_n\xi'\|,\qquad \xi'=T^{-1}\xi,

proves continuity of inversion.

Give Aut⁡(M)\operatorname{Aut}(M) the uu-topology:

αn→α⟺∥ω∘αn−ω∘α∥→0(ω∈M∗).(10)\alpha_n\to\alpha \quad\Longleftrightarrow\quad \|\omega\circ\alpha_n-\omega\circ\alpha\|\to0 \quad(\omega\in M_*). \tag{10}

The map Tαω=ω∘α−1T_\alpha\omega=\omega\circ\alpha^{-1} is an injective homomorphism into Isom⁡(M∗)\operatorname{Isom}(M_*).

Lemma 2.1. This image is closed. Consequently Aut⁡(M)\operatorname{Aut}(M) is a Polish group, with a complete metric obtained from (9).

Proof. Suppose Tαn→TT_{\alpha_n}\to T in Isom⁡(M∗)\operatorname{Isom}(M_*). The adjoints β=(T−1)∗\beta=(T^{-1})^* and γ=T∗\gamma=T^* are inverse normal linear maps on MM, and αn(x)→β(x)\alpha_n(x)\to\beta(x), αn−1(x)→γ(x)\alpha_n^{-1}(x)\to\gamma(x) ultraweakly. Matrix-level positivity passes to these limits, so both maps are unital completely positive. Schwarz gives

β(x∗x)≥β(x)∗β(x).\beta(x^*x)\ge\beta(x)^*\beta(x).

Apply γ\gamma and then its own Schwarz inequality:

x∗x≥γ(β(x)∗β(x))≥x∗x.x^*x\ge\gamma(\beta(x)^*\beta(x))\ge x^*x.

Both inequalities are equalities. Injectivity of γ\gamma gives equality in Schwarz for β\beta. Polarization yields β(x∗y)=β(x)∗β(y)\beta(x^*y)=\beta(x)^*\beta(y), and positivity preserves adjoints, so β\beta is multiplicative. It is a normal automorphism with inverse γ\gamma, and T=TβT=T_\beta. The topology agrees with (10) by continuity of inversion in the isometry group. □\square

On U(M)\mathcal U(M) put

D(u,v)=∥u−v∥φ+∥u∗−v∗∥φ.(11)D(u,v)=\|u-v\|_\varphi+\|u^*-v^*\|_\varphi. \tag{11}

In the faithful state GNS representation, Ω\Omega is separating, so M′ΩM'\Omega is dense. A bounded family tending to zero on Ω\Omega therefore tends strongly to zero on every vector, by commuting with M′M'. Applied to the family and its adjoint, this shows that (11) gives strong* convergence on the unitary group. Strong convergence to a unitary also implies convergence of adjoints, since

(un∗−u∗)ξ=un∗(u−un)u∗ξ.(12)(u_n^*-u^*)\xi=u_n^*(u-u_n)u^*\xi. \tag{12}

The GNS Hilbert space is separable. One way to see this is to take a countable ultraweakly dense subset of the unit ball of MM, which is compact metrizable because the predual is separable. Its vectors xΩx\Omega are weakly dense in the corresponding convex image; rational convex combinations are norm dense by Hahn–Banach. These vectors span a dense subspace of the cyclic GNS space. The strong* topology on bounded operators on that space embeds into a countable product of separable Hilbert spaces. Thus the unitary group is separable.

Lemma 2.2. Metric (11) is complete, and

U(M)/U(Z(M))(13)\mathcal U(M)/\mathcal U(Z(M)) \tag{13}

is a Polish group with the complete quotient metric

ρ(u U(Z),v U(Z))=inf⁡z∈U(Z)D(u,vz).(14)\rho(u\,\mathcal U(Z),v\,\mathcal U(Z)) =\inf_{z\in\mathcal U(Z)}D(u,vz). \tag{14}

Proof. A DD-Cauchy sequence gives Cauchy vectors unΩ,un∗Ωu_n\Omega,u_n^*\Omega. Commutation with M′M' and uniform boundedness give strong limits u,w∈Mu,w\in M on all vectors. The pairing identity gives w=u∗w=u^*; strong convergence of products gives u∗u=uu∗=1u^*u=uu^*=1. This proves completeness.

Central unitary multiplication preserves DD: it cancels in x∗xx^*x, and centrality cancels it in xx∗xx^*. Thus (14) is independent of representatives, symmetric and satisfies the triangle inequality by aligning representatives with two successive central unitaries. If its value is zero, vzn→uvz_n\to u strong*, hence zn→v∗uz_n\to v^*u strong*, and the closed central unitary group contains this limit. Therefore the two cosets agree.

An open ρ\rho-ball is the image of an open DD-ball, so (14) induces the quotient topology. From a ρ\rho-Cauchy sequence choose a subsequence with successive distances less than 2−n2^{-n}; choose its representatives successively so that their DD-distances are also summable. Their DD-limit gives the quotient limit. The full Cauchy sequence then converges. Separability passes to the quotient, and group operations are continuous because the subgroup is closed and normal. □\square

The same representative argument proves the general coset lemma: if a complete compatible metric on a group is invariant under right multiplication by a closed subgroup, its infimum metric makes the left coset space complete and induces the quotient topology. Triangle inequalities come from the right-invariance and aligned representatives; arbitrary distances between closed sets need not satisfy that inequality.

For u∈U(M)u\in\mathcal U(M),

∥ω∘Ad⁡u−ω∥=∥[u,ω]∥.(15)\|\omega\circ\operatorname{Ad}u-\omega\|=\|[u,\omega]\|. \tag{15}

To verify this, multiply the functional u∗ωu−ωu^*\omega u-\omega by uu on the left; this is an isometry of the predual and gives ωu−uω\omega u-u\omega. Estimates (5) and its adjoint version show that u↦Ad⁡uu\mapsto\operatorname{Ad}u is continuous for the strong* and uu-topologies. Its kernel is U(Z)\mathcal U(Z).

3. The needed open mapping theorem

Lemma 3.1. If AA is nonmeager and has the Baire property in a Polish group KK, then AA−1AA^{-1} contains a neighborhood of 11.

Proof. There is a nonempty open OO such that O∖AO\setminus A is meager. Choose a0∈Oa_0\in O. For k∈Oa0−1k\in Oa_0^{-1}, the set O∩kOO\cap kO is nonempty and open, hence is not meager. Outside a meager subset it belongs to both AA and kAkA. Choose a=kba=kb in this intersection, with a,b∈Aa,b\in A; then k=ab−1k=ab^{-1}. □\square

Theorem 3.2. A continuous bijective homomorphism between Polish groups is a homeomorphism.

Proof. Let f:G→Kf:G\to K be such a map. For a neighborhood VV of 11, choose open WW with WW−1⊂VWW^{-1}\subset V. Countably many left translates of WW cover GG, by separability. Their images cover KK, so the Baire theorem says f(W)f(W) is nonmeager. The Lusin–Souslin prerequisite says f(W)f(W) is Borel; Borel sets have the Baire property because the sets agreeing with open sets modulo meager sets form a sigma-algebra containing the open sets. Lemma 3.1 gives

f(V)⊃f(W)f(W)−1f(V)\supset f(W)f(W)^{-1}

containing a neighborhood of 11. Translation proves that ff is open everywhere. A bijective open continuous map has continuous inverse. □\square

4. Fullness, with the center retained

Call MM full when Int⁡(M)\operatorname{Int}(M), the inner automorphisms, is closed in Aut⁡(M)\operatorname{Aut}(M) for (10).

Theorem 4.1. For every von Neumann algebra with separable predual, the following are equivalent:

  1. MM is full.
  2. Every bounded centralizing sequence is trivial.
  3. Whenever Ad⁡un→id\operatorname{Ad}u_n\to\mathrm{id}, there are central unitaries znz_n with D(un,zn)→0D(u_n,z_n)\to0.

Proof. The zero algebra satisfies all three assertions trivially; suppose M≠0M\ne0, as in Sections 2–3. If the inner subgroup is closed, it is Polish by Lemma 2.1. The induced map from (13) onto it is a continuous bijective homomorphism, hence a homeomorphism by Theorem 3.2. Convergence to the identity in the quotient is precisely that the infimum in (14) tends to zero. Choosing approximate minimizers proves 3.

By (15), the unitary sequences in 3 are exactly the centralizing unitary sequences. Formula (8), applied to the real and imaginary parts of a general bounded centralizing sequence, expresses it using four such sequences with fixed bounded coefficients. Replacing each by its central unitary approximant gives a bounded central approximant. This proves 3 implies 2.

Suppose 2 holds and unu_n is a centralizing unitary sequence. Choose bounded an∈Z(M)a_n\in Z(M) with un−an→0u_n-a_n\to0 strong*. Let znz_n be the phase of ana_n, with phase 11 on its zero spectral projection. The abelian von Neumann algebra generated by the normal operator unu_n and ana_n permits the scalar inequality

∣phase⁡(a)−w∣≤2∣a−w∣(∣w∣=1)(16)|\operatorname{phase}(a)-w|\le2|a-w| \qquad(|w|=1) \tag{16}

to be applied by joint functional calculus. Both squares of un−znu_n-z_n are at most four times the corresponding squares of un−anu_n-a_n. Thus D(un,zn)→0D(u_n,z_n)\to0. This proves 2 implies 3.

It remains to show 3 implies closedness. Since both group topologies are metrizable, 3 says that the inverse of the induced bijection (13) onto Int⁡(M)\operatorname{Int}(M) is continuous at the identity, hence everywhere. In particular, for any faithful normal positive functional ψ\psi and any ε>0\varepsilon>0, there is a uu-neighborhood W\mathcal W of the identity such that

Ad⁡v∈W ⟹ inf⁡z∈U(Z)(∥v−z∥ψ+∥v∗−z∗∥ψ)<ε.(17)\operatorname{Ad}v\in\mathcal W \ \Longrightarrow\ \inf_{z\in\mathcal U(Z)} \bigl(\|v-z\|_\psi+\|v^*-z^*\|_\psi\bigr)<\varepsilon. \tag{17}

Otherwise a decreasing countable neighborhood base would give a sequence contradicting 3. A faithful ψ\psi gives the same bounded strong* topology as φ\varphi.

Let θ\theta lie in the closure of Int⁡(M)\operatorname{Int}(M), and put ψ=φ+φ∘θ\psi=\varphi+\varphi\circ\theta. Choose implementing unitaries vnv_n, after passing to a subsequence, so that Ad⁡vn→θ\operatorname{Ad}v_n\to\theta, their successive differences belong to the neighborhoods from (17) with ε=2−n\varepsilon=2^{-n}, and

∥φ∘Ad⁡vn+1−φ∘θ∥<4−n.(18)\|\varphi\circ\operatorname{Ad}v_{n+1}-\varphi\circ\theta\|<4^{-n}. \tag{18}

This simultaneous choice is possible because the automorphisms converge and group operations are continuous. More explicitly, for each chosen neighborhood both indices of (Ad⁡vm)−1Ad⁡vl(\operatorname{Ad}v_m)^{-1}\operatorname{Ad}v_l can be made sufficiently large.

Choose cn∈U(Z)c_n\in\mathcal U(Z) with

yn=cn−vn+1∗vn,∥yn∥ψ+∥yn∗∥ψ<2−n.y_n=c_n-v_{n+1}^*v_n,\qquad \|y_n\|_\psi+\|y_n^*\|_\psi<2^{-n}.

Set γ1=1\gamma_1=1, γn+1=cnγn\gamma_{n+1}=c_n\gamma_n and un=vnγnu_n=v_n\gamma_n. Then

un+1−un=vn+1ynγn.u_{n+1}-u_n=v_{n+1}y_n\gamma_n.

Centrality of γn\gamma_n gives

∥un+1−un∥φ2=φ(yn∗yn)<4−n.(19)\|u_{n+1}-u_n\|_\varphi^2 =\varphi(y_n^*y_n)<4^{-n}. \tag{19}

For the adjoint seminorm, (18) and ∥yn∥≤2\|y_n\|\le2 give

∥(un+1−un)∗∥φ2=(φ∘Ad⁡vn+1)(ynyn∗)<5⋅4−n.(20)\|(u_{n+1}-u_n)^*\|_\varphi^2 =(\varphi\circ\operatorname{Ad}v_{n+1})(y_ny_n^*) <5\cdot4^{-n}. \tag{20}

The DD-increments are summable, so Lemma 2.2 gives a unitary limit uu. Continuity of Ad⁡\operatorname{Ad} gives Ad⁡u=θ\operatorname{Ad}u=\theta, because Ad⁡un=Ad⁡vn\operatorname{Ad}u_n=\operatorname{Ad}v_n. Thus the inner subgroup is closed. □\square

For a factor, “trivial” means asymptotically scalar. For a finite factor Corollary 1.2 allows “central” in Theorem 4.1 as well. An abelian algebra is full: its inner automorphism group is {id}\{\mathrm{id}\}, and every sequence already lies in its center. The center is therefore essential in the general formulation.

5. An explicit free group gap

Let Γ=Fn\Gamma=\mathbb F_n, 2≤n≤∞2\le n\le\infty, with distinguished generators a,ba,b. Let λ\lambda be its left regular representation on ℓ2(Γ)\ell^2(\Gamma), and set L(Γ)=λ(Γ)′′L(\Gamma)=\lambda(\Gamma)''.

The vector state τ(x)=⟨δe,xδe⟩\tau(x)=\langle\delta_e,x\delta_e\rangle is a faithful normal trace. For completeness, δe\delta_e is separating because the commuting right regular representation has a cyclic orbit through it. To check the trace on arbitrary x,yx,y, first note that τ(xλg)=τ(λgx)\tau(x\lambda_g)=\tau(\lambda_gx): the vector λgδe=δg\lambda_g\delta_e=\delta_g is also a right-translate of δe\delta_e, so commutation with the right representation gives the same coefficient. Extend linearly to group polynomials and then ultraweakly in the second variable; each expression is a normal functional. This proves traciality without interchanging infinite Fourier series.

The coefficients

x^(g)=⟨δg,xδe⟩\widehat x(g)=\langle\delta_g,x\delta_e\rangle

belong to ℓ2(Γ)\ell^2(\Gamma), and

∥x−τ(x)1∥22=∑g≠e∣x^(g)∣2.(21)\|x-\tau(x)1\|_2^2=\sum_{g\ne e}|\widehat x(g)|^2. \tag{21}

Every nonidentity conjugacy class is infinite. Indeed, if a reduced word gg is not a power of aa, write g=arwasg=a^rwa^s with ww beginning and ending in letters other than a±1a^{\pm1}. The distinct words akga−k=ak+rwas−ka^kg a^{-k}=a^{k+r}wa^{s-k} are distinguished by their initial and terminal aa-runs, including runs of length zero. If gg is a nontrivial power of aa, conjugate instead by powers of bb. A central operator has coefficients constant on conjugacy classes, so square summability makes all its nonidentity coefficients zero. Since δe\delta_e is separating, the operator is scalar. Thus L(Γ)L(\Gamma) is a factor. It is infinite-dimensional, has a finite faithful trace, and therefore is of type II1\mathrm{II}_1.

Theorem 5.1. For every x∈L(Γ)x\in L(\Gamma),

∥x−τ(x)1∥2≤14max⁡{∥[x,λa]∥2,∥[x,λb]∥2}.(22)\|x-\tau(x)1\|_2 \le14\max\{\|[x,\lambda_a]\|_2,\|[x,\lambda_b]\|_2\}. \tag{22}

Proof. Let SS be the nonidentity reduced words whose last letter is aa or a−1a^{-1}. Then

S∪aSa−1=Γ∖{e},(23)S\cup aSa^{-1}=\Gamma\setminus\{e\}, \tag{23}

since a word not ending in an aa-letter, conjugated by a−1a^{-1}, ends in aa. Also

S,bSb−1,b−1Sb(24)S,\quad bSb^{-1},\quad b^{-1}Sb \tag{24}

are pairwise disjoint. Words in the latter two sets end in b−1b^{-1} and bb, respectively: the terminal aa-letter prevents cancellation with the appended bb-letter. Left cancellation cannot remove this terminal part. More generally the sets bjSb−jb^jSb^{-j}, j∈Zj\in\mathbb Z, are pairwise disjoint because their terminal bb-run is −j-j, with j=0j=0 corresponding to SS.

Put ξ=(x^(g))g≠e\xi=(\widehat x(g))_{g\ne e}, k=∥ξ∥22k=\|\xi\|_2^2, and let δ\delta be the maximum on the right of (22) before multiplication by 1414. Conjugation of coefficients by aa or bb moves ξ\xi by distance at most δ\delta; the same holds for their inverses. For μ(A)=∑g∈A∣x^(g)∣2\mu(A)=\sum_{g\in A}|\widehat x(g)|^2, restriction and the reverse triangle inequality give

∣μ(hAh−1)−μ(A)∣≤δ(h=a,b,b−1).|\sqrt{\mu(hAh^{-1})}-\sqrt{\mu(A)}|\le\delta \quad(h=a,b,b^{-1}).

Both square roots are at most k\sqrt k, so

∣μ(hAh−1)−μ(A)∣≤2k δ.(25)|\mu(hAh^{-1})-\mu(A)|\le2\sqrt k\,\delta. \tag{25}

The cover (23) gives

k≤2μ(S)+2k δ,μ(S)≥k/2−k δ.(26)k\le2\mu(S)+2\sqrt k\,\delta, \qquad \mu(S)\ge k/2-\sqrt k\,\delta. \tag{26}

Each of the two other sets in (24) has measure at least k/2−3k δk/2-3\sqrt k\,\delta, by (25). Disjointness therefore gives

k≥μ(S)+μ(bSb−1)+μ(b−1Sb)≥3k/2−7k δ.(27)k\ge\mu(S)+\mu(bSb^{-1})+\mu(b^{-1}Sb) \ge3k/2-7\sqrt k\,\delta. \tag{27}

If k>0k>0, division by k/2\sqrt k/2 yields k≤14δ\sqrt k\le14\delta. If k=0k=0, the assertion is immediate. □\square

Corollary 5.2. Every L(Fn)L(\mathbb F_n), 2≤n≤∞2\le n\le\infty, is full and is not isomorphic to RR.

Proof. A bounded central sequence has both commutators in (22) tending to zero in 22-norm. Thus xm−τ(xm)1→0x_m-\tau(x_m)1\to0 in 22-norm, hence strong* on bounded sets by the finite-trace topology argument in the preceding lesson. The scalar approximants are bounded. Corollary 1.2 and Theorem 4.1 prove fullness; the group is countable, so the predual is separable.

In RR, let zmz_m be the trace-zero diagonal unitary ZZ in tensor leg mm. The tail argument in the outer-action lesson makes it central, but

inf⁡c∈C∥zm−c1∥22=inf⁡c(1+∣c∣2)=1.(28)\inf_{c\in\mathbb C}\|z_m-c1\|_2^2 =\inf_c(1+|c|^2)=1. \tag{28}

It is nontrivial, so RR is not full. Normal isomorphisms preserve predual commutators, bounded strong* convergence, centers and fullness. The two factors cannot be isomorphic. □\square

This distinguishes these group factors from the AFD finite factor. It makes no assertion about isomorphisms between free group factors with different numbers of generators.

6. A group algebra that is hyperfinite

Let SfinS_{\mathrm{fin}} be the permutations of N\mathbb N that fix all but finitely many points. The finite symmetric group SmS_m, acting on {1,…,m}\{1,\ldots,m\}, embeds by fixing the remaining points, and

Sfin=⋃mSm.(29)S_{\mathrm{fin}}=\bigcup_m S_m. \tag{29}

Proposition 6.1. The algebra L(Sfin)L(S_{\mathrm{fin}}) is an AFD factor of type II1\mathrm{II}_1, hence is isomorphic to RR.

Proof. Every nonidentity permutation gg has infinite conjugacy class. Choose a moved point ii and, for each jj outside its finite support, conjugate by the transposition (i j)(i\ j). The resulting support is

(supp⁡g∖{i})∪{j}.(\operatorname{supp}g\setminus\{i\})\cup\{j\}.

These supports are distinct as jj varies, so the conjugates are distinct. The trace and coefficient argument at the start of Section 5 applies to any countable discrete group; the infinite-conjugacy-class argument therefore makes L(Sfin)L(S_{\mathrm{fin}}) a factor. It is finite with faithful trace and infinite-dimensional, hence has type II1\mathrm{II}_1.

The linear spans of {λg:g∈Sm}\{\lambda_g:g\in S_m\} are increasing unital finite-dimensional star algebras. Each is already ultraweakly closed, and their union contains every group unitary by (29). They generate L(Sfin)L(S_{\mathrm{fin}}), proving AFD. The group is countable, giving separable predual, so finite AFD uniqueness applies. □\square

These finite approximants are generally direct sums of matrix algebras. Their finite-dimensional centers do not force a center in the limit. Conversely the free group gap shows that finite approximants of this kind cannot exist for L(Fn)L(\mathbb F_n).

7. Exercises with complete solutions

Exercise 1. Verify (7) with the convention (1), and explain why checking only one faithful state is insufficient without centrality.

Solution. At a test variable tt, x[y,ω](t)=ω(txy)−ω(ytx)x[y,\omega](t)=\omega(txy)-\omega(ytx), and [x,ω]y(t)=ω(ytx)−ω(xyt)[x,\omega]y(t)=\omega(ytx)-\omega(xyt). Their sum is ω(txy)−ω(xyt)=[xy,ω](t)\omega(txy)-\omega(xyt)=[xy,\omega](t). In M2M_2, the normalized trace commutes with every xx, while the constant sequence of a nonscalar matrix fails to commute with some fixed matrix. Its commutator with the trace alone vanishes; it is not centralizing.

Exercise 2. Prove the norm density of MφM\varphi when φ\varphi is faithful, and identify the precise obstruction when it is not.

Solution. A functional annihilator y∈My\in M satisfies φ(ya)=0\varphi(ya)=0 for every aa. Taking a=y∗a=y^* gives φ(yy∗)=0\varphi(yy^*)=0, so faithfulness gives y=0y=0 and Hahn–Banach gives density. If p=s(φ)≠1p=s(\varphi)\ne1, y=1−py=1-p is nonzero and φ(ya)=0\varphi(ya)=0 for all aa, by the support and Cauchy–Schwarz. Thus the annihilator is nonzero and density fails.

Exercise 3. Give a strong Cauchy sequence of unitaries with a nonunitary strong limit, and explain why (11) detects the problem.

Solution. On ℓ2(N0)\ell^2(\mathbb N_0), let unu_n cyclically permute e0,…,ene_0,\ldots,e_n by ej↦ej+1e_j\mapsto e_{j+1} for j<nj<n, en↦e0e_n\mapsto e_0, and fix the rest. On each fixed basis vector, unu_n eventually agrees with the unilateral shift SS. Hence un→Su_n\to S strongly, and SS is not unitary. But un∗e0=enu_n^*e_0=e_n is not Cauchy. The adjoint seminorm in (11), for a faithful diagonal normal state on B(ℓ2)B(\ell^2), includes a positive multiple of this vector distance, so the sequence is not DD-Cauchy.

Exercise 4. Why does the quotient metric require central unitaries, and what does completeness alone say about the two-sided group uniformity?

Solution. For zz central, (xz)(xz)∗=xx∗(xz)(xz)^*=xx^* as well as (xz)∗(xz)=x∗x(xz)^*(xz)=x^*x, giving simultaneous invariance of both seminorms. A general unitary preserves the first expression under the appropriate side of translation, but conjugates the second, and a general faithful state need not be invariant under that conjugation. Completeness of a compatible metric by itself identifies no left or right invariant uniformity. The closedness proof in Theorem 4.1 instead constructs representatives with summable DD-increments, as (19)–(20) explicitly show.

Exercise 5. Prove (16), including a=0a=0, and deduce a bounded central unitary approximant from any central approximant to a unitary.

Solution. For a≠0a\ne0, write a=rζa=r\zeta, r>0r>0, ∣ζ∣=1|\zeta|=1. The reverse triangle inequality gives ∣r−1∣≤∣a−w∣|r-1|\le|a-w|. Therefore ∣ζ−w∣≤∣ζ−a∣+∣a−w∣≤2∣a−w∣|\zeta-w|\le|\zeta-a|+|a-w|\le2|a-w|. For a=0a=0, choosing phase 11 gives ∣1−w∣≤2=2∣a−w∣|1-w|\le2=2|a-w|. A unitary commutes with every central approximant, so the abelian joint spectral calculus gives the corresponding squared operator inequalities. Applying a positive normal functional to either square proves bounded strong* approximation by central phases.

Exercise 6. Show that every abelian von Neumann algebra with separable predual is full, and that the centralizing criterion is not a criterion for asymptotic scalarness in that setting.

Solution. Inner conjugation is the identity in an abelian algebra, so the inner automorphism subgroup is the closed singleton. Every bounded sequence belongs to the center and is trivial with zn=xnz_n=x_n. If the algebra is C2\mathbb C^2, a constant nonscalar element illustrates that triviality need not imply approach to scalar multiples of the unit.

Exercise 7. In the cover (23), do the sets have to be disjoint? Explain the direction of the measure inequality actually used.

Solution. They may overlap. For example aa belongs to both SS and aSa−1aSa^{-1}. Subadditivity gives k=μ(S∪aSa−1)≤μ(S)+μ(aSa−1)k=\mu(S\cup aSa^{-1})\le\mu(S)+\mu(aSa^{-1}), which is the direction required for (26). The three sets in (24), used for the lower bound on kk, are disjoint and give an actual sum of their measures inside the total.

Exercise 8. An element xx satisfies ∥[x,λa]∥2≤10−3\|[x,\lambda_a]\|_2\le10^{-3} and ∥[x,λb]∥2≤2⋅10−3\|[x,\lambda_b]\|_2\le2\cdot10^{-3}. Give the scalar approximation certified by (22), and explain why its scalar is optimal.

Solution. The estimate gives ∥x−τ(x)1∥2≤0.028\|x-\tau(x)1\|_2\le0.028. Orthogonal projection onto the one-dimensional subspace C1\mathbb C1 of L2L^2 is x↦τ(x)1x\mapsto\tau(x)1; equivalently ∥x−c1∥22=∥x−τ(x)1∥22+∣c−τ(x)∣2\|x-c1\|_2^2=\|x-\tau(x)1\|_2^2+|c-\tau(x)|^2. Hence this scalar minimizes the distance.

Exercise 9. Why does the tail-unitary argument in RR prove nontriviality even if the allowed scalar approximants vary with the index?

Solution. For every mm and every scalar cmc_m, trace zero and squared norm 11 give ∥zm−cm1∥22=1+∣cm∣2≥1\|z_m-c_m1\|_2^2=1+|c_m|^2\ge1. No choice of a scalar sequence makes the distance tend to zero. For bounded approximants the finite-trace equivalence of 22-norm and strong* makes this exactly the required obstruction.

Exercise 10. Prove the criterion is invariant under normal isomorphisms, keeping the center and both strong* seminorms.

Solution. Let θ:M→N\theta:M\to N be a normal isomorphism. For ω∈N∗\omega\in N_*, evaluating at θ(y)\theta(y) shows [θ(x),ω]∘θ=[x,ω∘θ][\theta(x),\omega]\circ\theta=[x,\omega\circ\theta]. Pullback is isometric and onto on preduals, so centralizing is preserved in both directions. For ψ∈N∗+\psi\in N_*^+, ∥θ(x)∥ψ=∥x∥ψ∘θ\|\theta(x)\|_\psi=\|x\|_{\psi\circ\theta}, with the same identity for adjoints. Thus bounded strong* equivalence is preserved. Finally θ(Z(M))=Z(N)\theta(Z(M))=Z(N), so bounded central approximants transport exactly. Theorem 4.1 now transports fullness.

Exercise 11. In L(Sfin)L(S_{\mathrm{fin}}), why is the finite-dimensional algebra from S2S_2 not a factor, and why does its nonscalar central element cease to be central in the whole algebra?

Solution. If t=(1 2)t=(1\ 2), then λt2=1\lambda_t^2=1 and the span of 1,λt1,\lambda_t is C2\mathbb C^2, with minimal projections (1±λt)/2(1\pm\lambda_t)/2. It is abelian, hence not a factor. But s=(2 3)s=(2\ 3) does not commute with tt, and λsλtδe=δst≠δts=λtλsδe\lambda_s\lambda_t\delta_e=\delta_{st}\ne\delta_{ts}=\lambda_t\lambda_s\delta_e. Thus λt\lambda_t fails to commute with a later group unitary. Centers of successive approximants are not an increasing family of central elements of the generated algebra.

References

Claire Anantharaman and Sorin Popa, An introduction to II₁ factors, author draft, Theorem 15.3.2, printed pp.266–267 (PDF pp.272–273), proves the fullness criterion in the separable finite-factor setting. The complete group metrics and the proof in Section 4 here retain general von Neumann algebras with separable predual and their centers; that greater scope is established locally. Section 15.4, printed pp.267–268 (PDF pp.273–274), supplies the free-word cover and disjoint conjugates. Section 5 gives every coefficient estimate and proves the particular constant 14 directly, without invoking an unproved equivalence with property Gamma.

Christian Rosendal, Automatic continuity of group homomorphisms, author version dated November 2008, Section 2.1, Lemma 2.1 and Theorem 2.2, p.4, gives the full category argument. Sections 2–3 here prove the complete metrics, closed automorphism image, central-unitary quotient and Pettis step explicitly. The Lusin–Souslin Borel-image theorem is a separate prerequisite: the Anantharaman–Popa draft's Appendix B.3–B.4, printed p.315 (PDF p.321), states these descriptive-set-theory results by reference and does not prove them. Their exact freely accessible proof chain remains pending.

The Anantharaman–Popa draft's Section 1.3.2, printed p.10 (PDF p.16), gives the increasing finite group algebras for the finitely supported permutation group. Its Exercise 1.7, printed p.25 (PDF p.31), poses the conjugacy calculation. Proposition 6.1 supplies that calculation completely and retains direct sums in the finite approximants; its final identification with R uses the separately recorded finite AFD uniqueness proof. The normal-functional, bounded strong* topology and center-valued-trace foundations remain explicit dependencies. No source expression is imported.