AN-04 · CC0; linked components retain their own terms
Energy and existence with a timelike Dirichlet boundary
A wave equation has two kinds of data surfaces. A spacelike surface supplies initial data; a timelike surface supplies boundary data throughout the evolution. An inward timelike multiplier makes the latter surface contribute a positive normal-derivative flux. That flux is the essential ingredient in constructing a solution from Dirichlet data.
We prove the mixed existence theorem at its full stated regularity, including localization and global assembly. The energy proof does not describe reflected or glancing wavefronts. Those require the subsequent boundary microlocal arguments.
The exact preceding proofs are Section 4 of Higher-order Cauchy problems: roots, jets and propagation, for supported/restricted Sobolev spaces, one-sided multipliers, traces, coordinate changes and normal recovery, and Section 6 of that lesson for the interior local Cauchy construction and uniqueness. The complete two-weight Hilbert and trace proofs and half-space support, duality and one-sided multiplier proofs H1–H7 supply those precise prerequisites. The functional extension is the complete complex Hahn–Banach proof in Section 5 of Integration and duality; its Sections 15–17 supply Banach-valued integration and Hilbert-space identification. The full Hilbert representation proof T1 supplies the representing vector. All referenced components retain their own notices. Their exact current proof entries are linked by the accompanying proof map.
1. Geometry and the full mixed theorem
Let X be a smooth n-dimensional manifold with smooth boundary, n≥2, and let P be a scalar differential operator of order two with smooth coefficients and real principal symbol p. Let ϕ:X→R be smooth. Assume that
P is strictly hyperbolic relative to dϕ,p(x,dϕ)>0,ϕ is proper,p(x,ν)<0(x∈∂X,0=ν∈Nx∗∂X).(DC1)
Multiplication of P by a smooth nonzero scalar can provide the displayed sign normalization. We fix it throughout. Lower-order coefficients can be complex; formal self-adjointness is not assumed. A bar on a local Sobolev space means restriction of a full-space Sobolev distribution in each boundary chart, with the quotient norm. It is not a supported zero extension.
Write qx(ξ,η) for the polarization of p, qx(ξ)=p(x,ξ). Strict quadratic hyperbolicity has a useful equivalent form. Decompose
ξ=adϕ+θ,qx(θ,dϕ)=0.
The discriminant of qx(ξ+λdϕ), as a polynomial in λ, is
4{qx(ξ,dϕ)2−qx(dϕ)qx(ξ)}=−4qx(dϕ)qx(θ).(DC2)
Thus qx is negative definite on the orthogonal complement of dϕ. Its signature is (1,n−1), and the converse follows from the same formula. In Lorentz coordinates its two timelike cones are τ>∣z∣ and τ<−∣z∣; choose the first by qx(ξ,dϕ)>0. The closed forward cone is convex. Cauchy–Schwarz gives nonnegative pairing of two of its vectors, with equality for nonzero vectors only when both are parallel and null.
The inverse matrix of qx defines the tangent Lorentz metric gx. A tangent vector is future timelike when its metric square is positive and its application to ϕ is positive. A hypersurface is spacelike when its nonzero conormals have positive qx-square, and timelike when they have negative square. These definitions concern the conormal, rather than a Euclidean normal.
At the boundary, the metric-normal vector qx♯ν is spacelike. Its orthogonal complement is Tx∂X, so the induced metric there has signature (1,n−2). The tangential projection of dϕ has square
qx(dϕ)−qx(ν)qx(dϕ,ν)2>0.(DC3)
In particular ϕ∣∂X has no critical point, and its level sets meet the boundary transversely. This also constructs a future timelike vector tangent to the boundary: apply qx♯ to that projection. The formula is independent of the choice of nonzero defining conormal. Extend it through boundary coordinate charts and blend with qx♯dϕ in the interior. Smooth partitions and convexity of the future cone give a smooth timelike field W, tangent to ∂X, normalized by Wϕ=1.
Here is the smooth flow argument needed for the compact collars. In a coordinate box, extend the smooth field across a boundary chart and take a smaller closed box. On it the field and its first derivative have bounds M,L. For initial points in a still smaller box choose a common δ>0 with Mδ less than the distance to the outer box and Lδ<1. On continuous paths with that initial point the map
Tyv(t)=y+∫0tW(v(τ))dτ,∣t∣≤δ,
preserves the outer box and contracts in the supremum norm with factor Lδ. Its successive iterates are uniformly Cauchy: each successive difference is at most Lδ times the previous one, and the resulting geometric series converges. Their limit solves the integral equation; the same inequality makes two solutions equal. Differentiating the integral equation in t gives the differential equation.
The initial-point difference is bounded by ∣y−y∣/(1−Lδ). Difference quotients of the integral equation therefore converge uniformly to the unique solution of
V(t)=I+∫0tDW(v(τ))V(τ)dτ.
Indeed the coefficients in their equations converge uniformly by continuity of DW, and the same contraction bound controls the difference from V. This proves the first parameter derivative and its continuity. Inductively, a derivative of order k satisfies an integral equation with the same linear coefficient DW(v); its other terms are finite products of already constructed lower derivatives and derivatives of W. The contraction bound proves existence, convergence of difference quotients and continuity at every order. Time derivatives follow from v′=W(v). Thus the local solution map is smooth. Uniqueness gives the composition law and the opposite-time inverse, so each fixed-time map is a local diffeomorphism.
On every finite interval of flow time the trajectory of W stays in a compact ϕ-slab, since Wϕ=1 and ϕ is proper. Finitely many smaller coordinate boxes cover that slab and give one positive lower bound for their local existence times. A trajectory approaching a finite endpoint can therefore be extended by starting in one of those boxes at a time closer to the endpoint than this common bound. This excludes a finite maximal endpoint. The boundary and interior are preserved: in a boundary coordinate r≥0, tangency and the fundamental theorem of calculus give Wr=ra(x) with smooth a. Along a trajectory,
r(t)=r(0)exp(∫0ta(v(τ))dτ).
Zero remains zero and a positive r remains positive, in either time direction. The map (t,x)↦FltW(x), x∈Mc={ϕ=c}, has inverse y↦(ϕ(y)−c,Flc−ϕ(y)W(y)). Both maps are smooth and preserve the boundary. It therefore gives the compact product collars used in Section 7.
Mixed Dirichlet–Cauchy theorem. For every real s≥0, if
f∈Hlocs(X∘),b∈Hlocs+1(∂X),f=b=0 where ϕ<a,(DC4)
there is a unique
u∈Hlocs+1(X∘),u=0 where ϕ<a,Pu=f,γu=b.(DC5)
The boundary value is the continuous restricted Sobolev trace. Its strict threshold s+1>1/2 is satisfied. The theorem prescribes vanishing past Cauchy data, rather than arbitrary independent data at the corner of an initial and boundary surface. Its proof occupies Sections 2–7.
2. The positive Lorentz flux
The algebra behind the estimate is finite dimensional. If q has signature (1,n−1), and a,b are timelike covectors in the same cone, then
Ba,b(ζ)=2q(ζ,a)q(ζ,b)−q(ζ)q(a,b)(DC6)
is positive definite. To see the positivity explicitly, make a Lorentz change of coordinates taking b to (b0,0), b0>0, and write a=(a0,A), a0>∣A∣, ζ=(τ,Z). Then
Ba,b(ζ)=b0{a0(τ2+∣Z∣2)−2τA⋅Z}≥b0(a0−∣A∣)(τ2+∣Z∣2).(DC7)
For completeness, the required coordinates follow by completing the positive line through b with a basis of its negative definite orthogonal complement and applying finite Gram–Schmidt in the negative metric. The scalar coefficient in (DC7) is strictly positive. Applying the real inequality to the real and imaginary parts proves the Hermitian version for complex ζ.
There is also an exact converse. If (DC6) is positive definite for a real quadratic form, its values on a and b say that q(a)q(a,b)>0 and q(b)q(a,b)>0. Change the sign of q, if necessary, so all three factors are positive; this leaves Ba,b unchanged. On q(ζ,a)=0, positivity says q(ζ)<0 for ζ=0. Splitting off the positive line through a gives Lorentz signature. The positive pairing of a,b places them in the same timelike cone.
We now work in coordinates x=(r,y,t), r>0, with tangential variables z=(y,t). It is convenient to write the differential operator with ordinary derivatives:
L=α,β∑gαβ(x)∂α∂β+α∑cα(x)∂α+c0(x),gαβ=gβα∈R.(DC8)
If P=∑gαβDαDβ+ lower terms, D=−i∂, then L=−P has this form, with changed lower terms and forcing. Thus the quadratic form governing the geometry is q(ξ)=∑gαβξαξβ. We keep this convention when writing Green's formula.
For the half-space model assume that the coefficients are smooth, bounded with every derivative, and constant outside a compact set; that grr=−1; and that q has Lorentz signature and gtt>0 everywhere. The inverses and cone margins are uniformly bounded: this follows on the compact set by continuity and outside it from the constant matrix.
Choose a smooth future timelike vector F with Fr>0 on r=0, constant outside a compact set. Such a vector exists at each boundary point. First choose a future timelike boundary-tangent vector, then add a small inward vector; openness of the timelike cone preserves timelikeness. Extend through boundary collars and use convex combinations in the future cone, with a constant vector at infinity. The strict positive normal component and the timelike margins have positive uniform lower bounds on the boundary.
For complex smooth u set
Jα(u)=2Reβ∑gαβ∂βuFu−Fαβ,γ∑gβγ∂βu∂γu+Fα∣u∣2.(DC9)
The quadratic sum is real. Differentiate the first two terms. The terms containing a second derivative of u and a first derivative in Fu cancel pairwise by symmetry; the remaining second derivative is 2Re(LprinuFu). Differentiating coefficients or F leaves quadratic forms in first derivatives. The derivative of the mass term contributes (divF)∣u∣2+2Re(uFu). Absorb the lower terms of L into these remainders. Therefore, exactly,
divJ=2Re(LuFu)+R(u),∣R(u)∣≤C(∣du∣2+∣u∣2).(DC10)
The remainder can also be displayed explicitly. With repeated indices summed and uα=∂αu, the cancellation gives
R(u)=2Re((∂αgαβ)uβFu+gαβuβ(∂αFγ)uγ)−(∂αFα)gβγuβuγ−Fα(∂αgβγ)uβuγ+(∂αFα)∣u∣2+2Re(uFu)−2Re((cαuα+c0u)Fu).(DCA1)
The two expressions containing g, F, a first derivative and a second derivative cancel after interchanging the symmetric indices of g and relabeling the summed indices. Each remaining product in (DCA1) has at most one derivative on either factor of u; the fixed coefficient bounds and 2ab≤a2+b2 prove (DC10).
The constants depend on finitely many fixed coefficient and multiplier bounds. There is no dependence on a future weight parameter.
The flux across t=constant is positive:
Jt(u)≥c(∣du∣2+∣u∣2).(DC11)
Indeed (DC6) applies to du, the metric-dual covector of F, and dt, and Ft>0 controls the mass term. Uniform cone margins make the lower constant uniform. More generally Jαnα is positive for every outward future timelike conormal n, uniformly on compact sets with a fixed positive cone margin. This observation will control artificial spacelike faces in Section 6.
If b=u∣r=0, the tangential derivatives there are dzb, while the normal derivative is free. Expanding (DC9), using grr=−1, gives
−Jr(u)∣r=0≥21Fr∣∂ru∣2−C(∣dzb∣2+∣b∣2).(DC12)
The coefficient of ∣∂ru∣2 is exactly Fr before the cross terms are estimated. Each cross term is bounded by Fr∣∂ru∣2/2 plus a fixed multiple of ∣dzb∣2. If b=0, the exact flux is Fr∣∂ru∣2. The outward conormal of r>0 is −dr, which fixes this sign.
3. Weighted energy and rough uniqueness
Here is the integration formula for the domains used below. For a smooth compact vector field V in a coordinate patch where the domain is xj<g(x), iterated integration and the fundamental theorem give
∫xj<g(x)divVdx=∫Vj−k=j∑Vk∂kg(g(x),x)dx.(DCA2)
Indeed the j-derivative integrates to its upper endpoint. For k=j, differentiate ∫−∞g(x)Vkdxj and integrate that full k-derivative to zero; its variable upper endpoint supplies the displayed minus sign. The outward normal is (ej−∑k=j∂kgek)/(1+∣∇g∣2)1/2, while the graph area element is (1+∣∇g∣2)1/2dx, as follows by the Gram determinant of its tangent vectors. Thus (DCA2) is precisely the outward flux formula. Opposite graph inequalities reverse its sign. A finite smooth partition of a compact boundary reduces all smooth faces to such graph patches; the derivatives of the partition cancel because their sum is zero. Intersections of finitely many transverse faces have surface measure zero. Truncate or round them within strips whose measure tends to zero; bounded smooth fields and their derivatives pass to the limit. Spatial cutoff limits handle the stated rapid decay.
For the positive artificial faces used in Section 6, a weighted version also covers tangential face intersections. In the surrounding flat slab multiply (DC13) by a product of smooth nonnegative approximations to the indicators of ψ<c and ∣xsp∣+v0t<R0, each decreasing in its defining function. Integration by parts produces the extra term −dω⋅J. Each derivative of the product is a nonpositive scalar times the outward future timelike conormal of one face, multiplied by the other nonnegative cutoffs. The extra terms are therefore nonnegative and may be discarded before taking any limit. The radial function is smooth on its transition layer when R0−v0t>0; the cutoff is constant near its center. Dominated convergence in the volume and physical-boundary integrals gives the required energy inequality on the intersection. No transversality or convergence of an artificial face trace is needed for this inequality. This is the version used in the rough-solution exhaustion below.
Integrate
λe−λtJt+div(e−λtJ)=e−λt{2Re(LuFu)+R(u)}(DC13)
over Ωa,T={r>0, a<t<T}. Initially take u smooth up to r=0, compact in the spatial variables, and zero before a. Spatial cutoffs followed by a limit also allow Schwartz decay. The divergence theorem, (DC11)–(DC12), and
2∣Lu∣∣Fu∣≤ελ∣du∣2+Cελ−1∣Lu∣2
give, for λ≥λ0,
λ∫Ωa,Te−λt(∣du∣2+∣u∣2)+e−λT∫t=T,r>0(∣du∣2+∣u∣2)+∫r=0,a<t<Te−λt∣∂ru∣2≤Cλ−1∫Ωa,Te−λt∣Lu∣2+C∫r=0,a<t<Te−λt(∣dzb∣2+∣b∣2).(DC14)
Choose ε to absorb less than half the positive derivative term, and then choose λ0 to absorb R. For nonzero initial data the initial flux is added on the right. We have kept the normal boundary derivative and the terminal energy, rather than just the volume norm.
Reversing time uses a past timelike multiplier that is still inward at r=0. It is not the negative of F. The same construction supplies it. Its Jt is negative definite; with weight eλt, the positive volume term is −λJt. For the formal adjoint L∗, a smooth v with γv=0 and v=0 for t≥T therefore satisfies, on Q={r>0,t>0},
T−1(∥dv∥L2(Q)2+∥v∥L2(Q)2)+∥∂rv∣r=0∥L2(t>0,y)2≤CT∥L∗v∥L2(Q)2,0<T≤T0.(DC15)
Take λ=1/T, with T0≤1/λ0. On the part where v is nonzero, the weight lies between 1 and e; the initial flux is nonnegative and can be dropped. The adjoint retains grr=−1 and the same principal geometry.
We next justify uniqueness for an actual H1 solution. Suppose u∈H1(Ωa,T), Lu=0, γu=0, u=0 for t<a, and the spatial support is compact. Tangentially convolve with
Jϵu(r,z)=∫η(h)u(r,z−ϵh)dh,η∈Cc∞,∫η=1,ht>0 on suppη.(DC16)
This retains the past support and the zero Dirichlet trace. Normal recovery (HC48), with seed total order one and zero forcing, gives u∈Hloc(m,1−m) for every integer m. For fixed ϵ, convolution gives arbitrary tangential order. Thus Jϵu has every normal and tangential Sobolev order on compact collars and is smooth up to the boundary. To verify its use at a given compact set, choose nested larger collar cutoffs in advance for each finite requested order. The smoothing multiplier acts only tangentially, and the local normal-recovery estimate on those collars bounds the required normal derivatives before convolution. A final spatial cutoff can be chosen where u is identically zero, so introduces no error for sufficiently small ϵ.
Here is the complete commutator argument on the actual first derivatives. For a bounded smooth coefficient A(r,z) and v∈L2, integration by parts in hβ gives
[A,Jϵ]∂βv(z)=∫{ϵA(z)−A(z−ϵh)∂βη(h)+(∂βA)(z−ϵh)η(h)}v(z−ϵh)dh.(DC17)
The suppressed r is a parameter. The mean value formula bounds this operator uniformly on L2(drdz) by
∥∇zA∥∞(∫∣h∣∣∂βη(h)∣dh+∫∣η(h)∣dh).(DC18)
For smooth compact v, translation convergence and the mean value formula give the limiting coefficient
j∑(∂jA)∫hj∂βη+(∂βA)∫η=0.
Uniform boundedness and L2 density prove strong convergence to zero for every v∈L2, also after integrating in r. The simpler commutators [A,Jϵ]v have the same strong convergence by the two strong approximation identities.
In [L,Jϵ]u, the pure normal second derivative disappears because grr is constant. Every other second-order term has a tangential derivative. Commute it as in (DC17) on one of the first derivatives of u, which is in L2. First- and zero-order terms use the simpler commutators. Hence
LJϵu=[L,Jϵ]u⟶0in L2(Ωa,T).(DC19)
All convolutions in this region use earlier times, so no unprescribed future values enter the estimate. Apply (DC14) on any fixed finite interval to Jϵu, and pass to its L2 limit. It follows that u=0. This proof supplies the rough uniqueness statement without assuming an L2 second derivative or substituting an ambient derivative for an intrinsic boundary derivative.
4. The one-sided estimate at every real Sobolev order
Let η denote the frequency dual to y, and τ the frequency dual to t. Define
h(η)=(1+∣η∣2)1/2,R(η,τ)=(h(η)2+τ2)1/2,Eσ=(h(Dy)−iDt)σ,σ∈R.(DC20)
The power uses the right-half-plane logarithm. Its modulus is exactly Rσ. By (HC39)–(HC42), with t the one-sided variable, Eσ and E−σ preserve support in t≤T, and
∥Eσv∥L2(t>0,y)=∥v∣t>0∥Hσ(t>0,y).(DC21)
The supported antidual is H˙−σ, with the full-space norm and support t≥0. We also use these isometries under the integral in r>0. If y has no coordinates, h=1.
The symbols in (DC20) need not be ordinary isotropic symbols of order σ. The following direct Fourier estimate supplies exactly the commutator bound needed here. Write eσ(ζ)=(h(η)−iτ)σ. For δ=ζ−θ, first derivatives and the bracket comparison along the segment give
∣∇eσ(θ+ρδ)∣R(θ)eσ(θ)eσ(ζ)−1≤CσR(θ+ρδ)σ−1,≤Cσ∣δ∣⟨δ⟩∣σ−1∣,0≤ρ≤1.(DC22)
For the bracket comparison use
R(θ+ρδ)≤2R(θ)⟨δ⟩
and the same inequality with the two points interchanged. The derivative of h is bounded by one; differentiating the complex power gives the first bound for every real σ, including negative values. Integrating that derivative along the segment and dividing by ∣eσ(θ)∣=R(θ)σ proves the second. For σ=0 the difference is zero.
For a model coefficient A(r,z), subtract its constant value at infinity. Its partial Fourier transform in z then has rapid decay uniform in r, from repeated integration by parts and compact support. The exact Fourier kernel of Eσ[A,E−σ]∂β, β tangential, is
(2π)−dimz{eσ(θ)eσ(ζ)−1}iθβAr(ζ−θ).(DC23)
Equations (DC22) and ∣θβ∣≤R(θ) bound it by an integrable function of ζ−θ, uniform in r. Without ∂β the same bound works since R≥1. Both kernel marginals are bounded by its integral. Weighted Cauchy–Schwarz in the kernel integral, followed by integration in the other variable, therefore proves the L2 operator bound by that integral. This is also a proof for the constant-coefficient remainder, which commutes and contributes zero.
Every term of L∗ other than the constant pure normal term has at most one normal derivative. Thus, as exact operators on smooth functions,
Kσ=Eσ[L∗,E−σ]=α∑Aσ,α(r,z,Dz)∂α+Aσ,0(r,z,Dz),∥Kσw∥L2(Q)≤Cσ(∥dw∥L2(Q)+∥w∥L2(Q)).(DC24)
To obtain this representation for a tangential second-order term, absorb one tangential derivative into (DC23); for a mixed normal–tangential term absorb its tangential derivative and leave ∂r on w. First-order terms use (DC23) or its derivative-free version. All resulting operators preserve support in t≤0, because their constituent multipliers, differential operators and coefficient multiplications do. Their restriction to t>0 depends only on the input there. Extend the actual L2 first derivatives by zero in time before applying their whole-space bounds. This proves the bound in (DC24), without differentiating that zero extension.
For γv=0, v=0 for t≥T, put w=Eσv. This is smooth with rapid tangential decay, has zero Dirichlet trace, and still vanishes after T. The exact identity is
L∗w=EσL∗v−Kσw.(DC25)
Apply (DC15). After squaring the triangle inequality, its error term is at most CσT(∥dw∥2+∥w∥2). Choose Tσ>0 so that CσTσ2 is less than half the coercivity constant; absorb this term. Finally
∥E1w∥2≤2(∥h(Dy)w∥2+∥∂tw∥2),
and Eσ commutes with the normal trace. We obtain
T−1∫r>0∥Eσ+1v(r,⋅)∥L2(t>0,y)2dr+∥Eσ∂rv(0,⋅)∥L2(t>0,y)2≤CσT∫r>0∥EσL∗v(r,⋅)∥L2(t>0,y)2dr,0<T≤Tσ.(DC26)
This is the all-real one-sided estimate. Its constants and permitted interval depend on σ; no uniform estimate over all real orders is asserted.
5. Supported existence and the actual Dirichlet trace
For the model assume f∈Hs(r>0,z), s≥0, with support t≥0, and b∈Hs+1(Rz) with the same support. Fourier comparison of full-space weights, followed by the restriction infimum, gives
f∈L2(r>0;H˙zs),∥f∥Lr2Hzs≤∥f∥Hs(r>0,z).(DC27)
An extension across r=0 is used only to prove this inequality. Its restriction for r>0 is the given f, and the vanishing at negative time places that restriction in the supported tangential space. No zero extension in positive isotropic order is assumed.
For a smooth test v, compact in r,z, zero on r=0 and for t≥T, define the conjugate-linear functional
ℓ(L∗v)=∫Qfvdrdz+∫r=0,t>0b∂rvdz.(DC28)
All integrals denote the supported/restricted dual pairings when required. Green's sign is positive here: the outward conormal is −dr, the coefficient of ∂r2 in L is −1, and v=0 eliminates every other boundary contribution.
Apply (DC26) with σ=−s−1, and use (HC42) under the integral in r and on the boundary. Then
∣ℓ(L∗v)∣≤Cs{T∥f∥Lr2Hzs+T∥b∥Hzs+1}(∫r>0∥E−s−1L∗v∥L2(t>0,y)2dr)1/2.(DC29)
In particular two tests with the same restricted L∗v give the same functional. Extend it from that linear image to
H=L2(r>0;H−s−1(t>0,y))
with the same bound by the programme's complex Hahn–Banach theorem, applied to its complex conjugate. This theorem applies to an arbitrary subspace; closed range or injectivity of L∗ is not assumed.
Hilbert representation, the one-sided isometry (DC21), and its supported/restricted duality represent the extension by a single
u∈L2(r>0;H˙zs+1),∥u∥Lr2Hzs+1≤Cs(T∥f∥Lr2Hzs+T∥b∥Hzs+1).(DC30)
The representation under the integral is on the complete Hilbert space H, equivalently the scalar L2 space furnished by (DC21); it is not a pointwise choice of unrelated functionals. The resulting distribution has support t≥0, and satisfies (DC28) for every test in the declared class. Interior tests give Lu=f for 0<t<T. For tests crossing t=0, the same identity holds: the supported solution and forcing are zero for negative time, so the full tangential dual pairing is already the positive-time pairing. Thus the equation holds across t=0 as well, on r>0,t<T. There are no undeclared initial delta terms.
The seed in (DC30) is the mixed space H(0,s+1), with r now the normal variable. Use (HC48) with order μ=2 and
(r1,q1)=(0,s+1),(r2,q2)=(s+2,0),(a1,b1)=(s+1,0).(DC31)
The required inequalities are s+1≤s+2, s+1≤s+1, and s+1≤s+2. The leading coefficient is the invertible constant −1. Hence u∈Hlocs+1(r>0,t<T), including the physical boundary and the initial time. This is the missing normal regularity, not just a tangential regularity assertion.
It remains to identify the trace from the weak identity. Since s+1≥1, u is locally H1 and has the actual continuous boundary trace. For a smooth v with zero trace, one integration by parts moves one derivative of u; a second moves the derivative of v. Smooth H1 approximations up to the boundary justify the first formula and its trace term. For clarity, the required approximations have elementary constructions. A restricted H1 function has a full-space H1 extension on each smaller boundary patch; smooth approximation there, restriction and the proved continuous trace give approximation of both the function and its boundary trace. If a compact smooth test v has zero trace, then v(r,z)=ra(r,z) near r=0, by integrating ∂rv along the normal segment. Take χδ(r)=0 for r<δ/2, χδ=1 for r>δ, with ∣χδ′∣≤C/δ. Then χδv is an interior test and tends to v in H1: the unmodified derivatives are lost only in a strip of thickness δ, and ∣χδ′v∣≤C there, so its L2 norm is O(δ1/2). A finite boundary partition proves the localized assertion. These are the exact density statements needed in the two integrations, rather than a presumed normal derivative trace of u.
The distribution Lu=f∈Lloc2 can be paired with this v: zero-trace smooth v belongs to H01 on the localized domain and is approximated in H1 by interior tests. The coefficient bounds make the once-integrated formula continuous in that norm. We therefore obtain
∫uL∗v=∫fv+∫r=0γu∂rv.(DC32)
Subtract (DC28). Every compact smooth boundary test occurs as ∂rv∣r=0, by taking v=rχ(r)h(z) with χ=1 near zero. Thus γu=b for 0<t<T, and across the initial time as distributions. This proves local supported existence at every s≥0. Rough uniqueness from Section 3 identifies its realizations whenever both are defined on a region with the required support control.
6. Causal localization near a curved boundary
Two localization facts are needed before compact-slab assembly.
First, the energy estimate controls a shrinking spatial ball. On a fixed small model patch all coefficients are bounded. Choose v0 large enough that the covector
v0dt+d∣xsp∣
is future timelike wherever ∣xsp∣>0 on the patch: divide by v0, use compact positivity of q(dt), and bound the remaining perturbation. The outward conormal of
∣xsp∣+v0t<R0(DC33)
is therefore future timelike. The flux through this artificial face is nonnegative by (DC11). Corners are handled by integrating over the finitely many smooth faces and rounding the intersections, or by a limit of regular level domains; the intersections have surface measure zero and the bounded smooth integrands pass to the limit. The ball's center is not on its lateral face while R0−v0t>0.
Intersect this region with 0<t<T and ψ<c, where dψ is future timelike. Its extra face has outward conormal dψ, again with nonnegative flux. If forcing and boundary data vanish there, and the solution is zero before t=0, weighted energy forces the solution to be zero in that region.
This assertion also holds for the H1 solution constructed in Section 5. To check the passage to rough data, work first on a strict region ψ<c−δ with all artificial faces a positive distance inside the coefficient patch. Use the retarded tangential smoothing (DC16). The forcing is zero on a larger neighborhood of this strict region, so the zero-forcing normal recovery argument from Section 3 makes the smoothed solution smooth there. No arbitrary normal smoothness is inferred from a merely L2 forcing elsewhere. Its commutator residual tends to zero in L2. The smoothed forcing is zero in this strict region for small ϵ, since its convolution arguments stay inside ψ<c. On the physical boundary the smoothed datum and its tangential derivatives are zero there too. The initial energy is zero. Apply the smooth flux estimate, discard its positive artificial faces, and pass to the L2 limit. Exhaust the open region by these strict regions and let δ↓0. This proves the claimed domain-of-dependence statement without imposing data on an incoming artificial timelike edge.
Second, let x0∈∂X, a0=ϕ(x0). Choose boundary coordinates with r=0 on ∂X and ϕ−a0 as the temporal coordinate; (DC3) and the smooth inverse theorem justify them. Replace that temporal coordinate by
t=ϕ−a0+κ∣xsp∣2,ϕ=a0+t−κ∣xsp∣2,κ>0.(DC34)
At x0, dt=dϕ; after shrinking, its levels remain spacelike. The boundary remains r=0. Multiply the operator by the smooth positive function (−grr)−1 to obtain grr=−1. On a sufficiently small patch its other principal coefficients are uniformly close to their value at x0. Blend them with that constant matrix outside the patch. The convex interpolation stays in its small open Lorentz and gtt>0 neighborhood and preserves grr=−1. Extend the lower terms with compact smooth cutoffs. This gives exactly the global half-space model of Section 2 agreeing with the local equation.
If f,b vanish for ϕ<a0, their compact localization in this patch has support
t≥κ∣xsp∣2, hence t≥0.
Zero continuation past artificial coordinate edges is legitimate because the localization is compactly contained there. Across r=0 we keep the restriction space, rather than performing a positive-order zero extension. The chart and multiplication bounds in the exact Section 4 prerequisite preserve the stated Sobolev classes.
Section 5 constructs the model solution with zero past in t. In a smaller shrinking ball, apply the first localization fact with ψ=ϕ and c=a0. The original forcing and boundary datum are zero where ϕ<a0; consequently the solution is zero there as well. The equation and Dirichlet value hold on a neighborhood of x0. We have proved local existence with the required ϕ-support.
For local uniqueness, take a zero-forcing, zero-Dirichlet H1 solution zero for ϕ<a0. In
Vϵ={∣xsp∣<ϵ, ∣t∣<κϵ2}(DC35)
its support has κ∣xsp∣2≤t. Fix T<κϵ2. Choose a spatial cutoff equal to one for
∣xsp∣≤T/κ
and whose derivative is supported between that radius and ϵ. Its commutator with the equation vanishes on t<T, because the solution is zero there for ϕ<a0. After extending by zero through that cutoff edge, Section 3 gives zero on t<T. Let T↑κϵ2; the negative-time part is already zero. Thus the solution vanishes on Vϵ. These neighborhoods form a fundamental system at x0. Interior points have the analogous supported local existence and one-sided uniqueness from Section 6 of the higher-order Cauchy lesson, with m=2. All statements here are local; arbitrary incoming data beyond a chart have not been silently excluded.
7. Gluing across compact time slabs
We now prove (DC5) globally. Properness makes each Mc={ϕ=c} and every finite slab compact. The tangent flow W in Section 1 supplies product collars of these sets, with their boundary. Cover Mc by finitely many local existence neighborhoods from Section 6, using the interior Cauchy neighborhoods at interior points. All local solutions solve the same residual equation and boundary data and vanish below c.
Here are the details that make them compatible. Refine the cover on Mc to finitely many relatively compact smaller patches whose closures remain in the original solution neighborhoods. For each pair of original neighborhoods, the common part of these closed smaller patches on Mc is compact. At each point of that common part, the difference of the two local solutions satisfies the local zero-data uniqueness theorem in their intersection. It vanishes in a neighborhood of the point. A finite subcover makes it vanish in a neighborhood of the entire common compact set. There are only finitely many pairs. Product flow coordinates and compactness therefore allow one further shrinking of all patch collars so that every remaining overlap lies in a region of equality. Patches whose smaller closed level sets are disjoint have disjoint sufficiently short collars. The local solutions consequently agree and glue on a full neighborhood of Mc. Extend the glued solution by its already zero value to the entire past side.
Choose a smooth temporal cutoff χ equal to one just above c and zero before the future edge of this neighborhood; use the zero past to define w=χulocal globally. Since Mc is compact, the relevant support is in a compact slab. The full real-order coordinate and localization bounds make w∈Hlocs+1. Its trace is χbresidual. The new residuals are
fnew=fresidual−Pw,bnew=bresidual−γw.(DC36)
They have the original classes: [P,χ] is first order and maps Hs+1 to Hs, while the boundary expression is smooth multiplication of bresidual∈Hs+1. They are zero below c+δ for some δ>0, where χ=1 and the local equation and trace are exact. Each local model has already been translated back to the original equation Pu=fresidual before gluing. No cutoff discontinuity or initial distribution has been introduced.
The same positive δ can be chosen for starts c in any fixed compact interval. To verify this, cover its compact slab by finitely many of the smaller coefficient charts. The strict cone margins, coordinate radii, smooth cutoff bounds and the time bound in (DC26) have positive minima after these finite choices. Shifting c changes only the additive constant in (DC34). Shrink to flow collars inside those fixed margins and use a finite refinement on the compact slab for their overlaps. Local uniqueness on the fixed smaller neighborhoods gives the same permitted overlap shrinkings for all sufficiently close start levels. A finite cover of the start-level interval then gives a positive minimum band width. This argument depends on geometry and the fixed order s, not on the magnitudes of the residuals.
Start at c=a. Apply this finite-band correction, then restart on the residuals at the next higher level. On each finite slab only finitely many steps are required by the preceding uniform width. Repeating over successive finite intervals gives levels tending to +∞ and a locally finite sum of corrections. This sum belongs to Hlocs+1, solves the full equation and boundary condition, and is zero for ϕ<a. For P, undo the sign change and any local scalar normalization when applying the model construction; the local equations being glued are always the original Pu=f.
Finally suppose the difference of two solutions is nonzero. It is Hloc1, has zero equation and zero boundary value, and is zero below a. Let c be the supremum of levels below which it is zero. If c is finite, local uniqueness at every point of the compact Mc and a finite flow collar force it to be zero below c+δ, a contradiction. The distributional zero assertion passes to the open past of c by union of the earlier levels, which is exactly the hypothesis of local uniqueness there. Therefore c=+∞, and the two solutions agree. This completes the full mixed theorem. □
On a narrow screen, scroll the diagram horizontally to read the labels.
The left panel uses the exact flat metric dt2−dr2 and κ=1/2. The vertical boundary is timelike, the ray t=a+r is null, and the drawn multiplier has metric square 1−κ2=3/4 and inward component 1/2. For zero Dirichlet data its outward energy flux is −Jr=∣ur∣2/2. The right panel is a different plane: its coordinates are the real derivative components (ut,ur), with u=0 and no y-derivative. Its unit-energy ellipse is ut2+ur2+utur=1. The eigenvalues are 3/2 along (1,1) and 1/2 along (1,−1); the respective unit-energy semiaxes have lengths 2/3 and 2. These formulas follow from (DC9), (DC12) and the full calculations in Exercises 1–2. The figure samples the exact ellipse; it does not depict a general curved-boundary propagation theorem.
8. Graded examples and complete solutions
Exercise 1 (the inward multiplier). For
L=∂t2−∂r2−Δy, r>0,
take F=∂t+κ∂r. Determine the permitted κ>0, the temporal energy density, and the boundary flux for zero Dirichlet data. Explain the failure at κ=0 and κ=1.
Solution. The metric square of F is 1−κ2, so it is future timelike and inward precisely when 0<κ<1. Formula (DC9) gives
Jt=∣∂tu∣2+∣∂ru∣2+∣∇yu∣2+2κRe(∂tu∂ru)+∣u∣2.(DC37)
The temporal–normal quadratic block has eigenvalues 1−κ and 1+κ; its other coefficients are one. For γu=0, every tangential derivative on the boundary is zero and −Jr=κ∣∂ru∣2. At κ=0 the volume energy remains coercive but supplies no normal boundary derivative. At κ=1 that derivative is present, but the temporal–normal block has a zero eigenvalue. The simultaneous volume and boundary bounds require both strict inequalities.
Exercise 2 (a wave supplied by the boundary). In one spatial dimension let b∈Hs+1(R), s≥0, with support t≥0. Show that
u(t,r)=b(t−r),r>0,(DC38)
is the zero-past Dirichlet solution of ∂t2u−∂r2u=0. Establish its local spacetime Sobolev regularity, not just a formal trace.
Solution. Distributional chain differentiation gives equal second t and r derivatives. If t<0, t−r<0, so u=0. The Hs+1 boundary trace is b: the normal slices are translations of b, continuous in that norm by Fourier dominated convergence. To check the full local norm, use coordinates w=t−r,r. A compact cutoff of the form χ1(w)χ2(r) gives the tensor product b(w)χ1(w)χ2(r). Its Fourier transform is the product of the two transforms. For k=s+1≥0,
⟨(τ,ξ)⟩2k≤Ck⟨τ⟩2k⟨ξ⟩2k,
so its full Hk norm is bounded by the product of the two Hk norms. Smooth multiplication preserves the first norm, and the second is finite. Linear coordinate change and a finite partition into such product patches prove Hlocs+1 up to r=0, including at t=0. The uniqueness theorem identifies it with the constructed mixed solution. This example shows why vanishing initial data alone do not determine a solution on a timelike boundary: the ongoing datum b sends a characteristic wave into the domain.
Exercise 3 (normal recovery and the boundary exponent). Starting only from (DC30) and Lu=f∈Hs, reproduce the three normal-recovery inequalities and the available boundary trace order. Explain why replacing the hypothesis on b by the ordinary trace target is not justified by this proof.
Solution. The seed has normal order zero and total order s+1; the forcing pair for an order-two equation is (s+2,0). The target (s+1,0) has normal order at most s+2 and total order at most both s+1 and s+2, exactly (DC31). Thus full interior order is s+1, and (HC47) gives γu∈Hlocs+1/2, since s+1>1/2. The boundary functional in (DC28), however, pairs the normal derivative of an adjoint test in H−s−1 with a supported datum in Hs+1. The weaker ordinary trace target does not furnish that dual bound. Therefore neither the theorem's boundary exponent nor its proof can be weakened by simply reading off the isotropic trace loss. No optimality claim for arbitrary geometries follows from this sufficient estimate.
Exercise 4 (a moving wall approaching a characteristic surface). For the wave equation on x>vt, put r=x−vt, keep t, and compute the transformed operator. Determine when the wall is timelike and exhibit an inward future timelike vector. Explain which strict margin degenerates as v↑1.
Solution. The old derivatives are ∂t−v∂r and ∂r. Hence
L=∂t2−2v∂t∂r+(v2−1)∂r2,q(τ,ξ)=(τ−vξ)2−ξ2.(DC39)
Its matrix has determinant −1 and inverse
(1−v2−v−v−1).
The wall conormal dr has square v2−1, so the theorem applies to the wall precisely for ∣v∣<1. For example choose
κ=(1−∣v∣)/2>0 and F=∂t+κ∂r.
Its tangent metric square is 1−(v+κ)2>0, its temporal component is one, and its inward component is positive. Dividing L by 1−v2 provides the normalization grr=−1, with the forcing divided by the same factor. As v↑1, the wall conormal becomes null, this normalizer is unbounded, and no positive inward timelike component has a uniform margin: necessarily 0<κ<1−v. Thus the constants of the normalized estimate cannot be carried uniformly to the characteristic wall by this argument. The equation remains strictly hyperbolic relative to dt; the separate boundary hypothesis is the one that fails.
The antecedents are Hörmander, The Analysis of Linear Partial Differential Operators III, Springer 2007 edition, ISBN 978-3-540-49938-1, Section 24.1, printed 416–423: the mixed theorem, Lorentz flux lemma, energy estimate, rough and local uniqueness, all-real adjoint estimate and local existence. The global proof above writes out the compact-slab assembly rather than sending the reader to an external proof. Appendix B.2 supplies historical context for the mixed spaces; their full required proofs are in the exact preceding programme lesson. The direct Fourier commutator calculation and all four examples are independently written exposition of this known theory. No research novelty or historical error is asserted. Reflected, glancing, infinite-order-contact and parameter-dependent boundary statements are not proved by this energy theorem.
Written by GPT-6.1 Sol (OpenAI), Ultra; restoration, additional receiving proofs and the figure by GPT-6 Astra (OpenAI), Ultra, October 2026. Self-checked by the writing AI. Original text and figure: CC0-1.0; linked components retain their own terms.